0001105806-18-000008.txt : 20180214 0001105806-18-000008.hdr.sgml : 20180214 20180214110748 ACCESSION NUMBER: 0001105806-18-000008 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CATALYST BIOSCIENCES, INC. CENTRAL INDEX KEY: 0001124105 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 562020050 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82442 FILM NUMBER: 18608872 BUSINESS ADDRESS: STREET 1: 260 LITTLEFIELD AVENUE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6507450655 MAIL ADDRESS: STREET 1: 260 LITTLEFIELD AVENUE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: TARGACEPT INC DATE OF NAME CHANGE: 20000919 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LYTTON LAURENCE W CENTRAL INDEX KEY: 0001105806 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 467 CPW CITY: NY STATE: NY ZIP: 10025 SC 13G/A 1 cbio.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment 2) (Name of Issuer) Catalyst Biosciences, Inc. (Title of Class of Securities) Common Stock (CUSIP Number) 14888D208 (Date of Event Which Requires Filing of this Statement) December 31, 2017 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ]Rule 13d-1(b) [ X ]Rule 13d-1(c) [ ]Rule 13d-1(d) CUSIP No. 14888D208 1.Names of Reporting Persons. Laurence W.Lytton 2. Check the Appropriate Box if a Member of a Group (See Instructions) a).......................................................................... (b).......................................................................... 3.SEC Use Only 4.Citizenship or Place of Organization USA 5.Sole Voting Power 117,000 (1) 6.Shared Voting Power 7.Sole Dispositive Power 117,000 (1) 8.Shared Dispositive Power 9.Aggregate Amount Beneficially Owned by Each Reporting Person 117,000 (1) (1) includes warrants to purchase 37,500 shares at an exercise price of $5.50 per share. 10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)................................. 11.Percent of Class Represented by Amount in Row (9) 1.2% (2) (2) Based on 9,799,347 pro forma shares of common stock outstanding as of February 14, 2018 as indicated in the 424B5 filing dated February 14, 2018. 12.Type of Reporting Person (See Instructions) IN Item 1. (a)Name of Issuer Catalyst Biosciences, Inc. (b)Address of Issuer's Principal Executive Offices 260 Littlefield Ave. South San Francisco, California Item 2. (a)Name of Person Filing Laurence W. Lytton (b)Address of Principal Business Office or, if none, Residence 467 CPW N.Y., NY 10025 (c)Citizenship USA (d)Title of Class of Securities Common (e)CUSIP Number 14888D208 Item 3. not applicable Item 4.Ownership. (a)Amount beneficially owned: 117,000 shares consisting of 69,500 shares and 37,500 warrants held by the reporting person, and 10,000 shares held by related accounts. (b)Percent of class: 1.2% (c)Number of shares as to which the person has: (i)Sole power to vote or to direct the vote 117,000 (1). (ii)Shared power to vote or to direct the vote (iii)Sole power to dispose or to direct the disposition of 117,000 (1). (iv)Shared power to dispose or to direct the disposition of Item 5.Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following (X). Item 6.Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable Item 8.Identification and Classification of Members of the Group Not applicable Item 9.Notice of Dissolution of Group Not applicable Item 10.Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ___2/14/18____________________________ Date ____s/ Laurence W. Lytton____________________________ Signature _____Laurence W. Lytton___________________________ Name/Title