0000921895-14-001594.txt : 20140722
0000921895-14-001594.hdr.sgml : 20140722
20140722164913
ACCESSION NUMBER: 0000921895-14-001594
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140718
FILED AS OF DATE: 20140722
DATE AS OF CHANGE: 20140722
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAB, INC.
CENTRAL INDEX KEY: 0001123596
STANDARD INDUSTRIAL CLASSIFICATION: BAKERY PRODUCTS [2050]
IRS NUMBER: 364389547
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 500 LAKE COOK ROAD
STREET 2: SUITE 475
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 847 948-7520
MAIL ADDRESS:
STREET 1: 500 LAKE COOK ROAD
STREET 2: SUITE 475
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: BAB INC
DATE OF NAME CHANGE: 20000912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pappas James C
CENTRAL INDEX KEY: 0001462171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31555
FILM NUMBER: 14987024
MAIL ADDRESS:
STREET 1: 920 1/2 KNOX STREET
CITY: HOUSTON
STATE: TX
ZIP: 77007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Holdings, LLC
CENTRAL INDEX KEY: 0001461948
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31555
FILM NUMBER: 14987025
BUSINESS ADDRESS:
STREET 1: 13939 NORTHWEST FREEWAY
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 713-201-6910
MAIL ADDRESS:
STREET 1: 13939 NORTHWEST FREEWAY
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77040
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Partners, LP
CENTRAL INDEX KEY: 0001461947
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31555
FILM NUMBER: 14987026
BUSINESS ADDRESS:
STREET 1: 13939 NORTHWEST FREEWAY
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 713-201-6910
MAIL ADDRESS:
STREET 1: 13939 NORTHWEST FREEWAY
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77040
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Partnership, LP
CENTRAL INDEX KEY: 0001461946
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31555
FILM NUMBER: 14987027
BUSINESS ADDRESS:
STREET 1: 13939 NORTHWEST FREEWAY
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 713-201-6910
MAIL ADDRESS:
STREET 1: 13939 NORTHWEST FREEWAY
STREET 2: SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77040
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Management, LLC
CENTRAL INDEX KEY: 0001461945
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31555
FILM NUMBER: 14987028
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1650
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-201-6910
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1650
CITY: HOUSTON
STATE: TX
ZIP: 77027
4
1
form408569006_07222014.xml
OWNERSHIP DOCUMENT
X0306
4
2014-07-18
0
0001123596
BAB, INC.
BABB
0001461945
JCP Investment Management, LLC
1177 WEST LOOP SOUTH
SUITE 1650
HOUSTON
TX
77027
0
0
1
0
0001461946
JCP Investment Partnership, LP
1177 WEST LOOP SOUTH
SUITE 1650
HOUSTON
TX
77027
0
0
1
0
0001461947
JCP Investment Partners, LP
11177 WEST LOOP SOUTH
SUITE 1650
HOUSTON
TX
77027
0
0
1
0
0001461948
JCP Investment Holdings, LLC
1177 WEST LOOP SOUTH
SUITE 1650
HOUSTON
TX
77027
0
0
1
0
0001462171
Pappas James C
1177 WEST LOOP SOUTH
SUITE 1650
HOUSTON
TX
77027
0
0
1
0
Common Stock, par value $0.001 per share
2014-07-18
4
S
0
10000
0.756
D
765982
I
By JCP Investment Partnership, LP
Common Stock, par value $0.001 per share
2014-07-22
4
S
0
17500
0.7762
D
748482
I
By JCP Investment Partnership, LP
This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
Represents shares of Common Stock owned directly by JCP Partnership. As the general partner of JCP Partnership, JCP Partners may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. As the general partner of JCP Partners, JCP Holdings may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. As the investment manager of JCP Partnership, JCP Management may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. As the managing member of JCP Management and the sole member of JCP Holdings, Mr. Pappas may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.
By: James C. Pappas
2014-07-22
By:JCP Investment Management, LLC, By: /s/ James C. Pappas, Managing Member
2014-07-22
By:JCP Investment Holdings, LLC, By: /s/ James C. Pappas, Sole Member
2014-07-22
By: JCP Investment Partners, LP, By: JCP Investment Holdings, LLC, General Partner, By: /s/James C. Pappas, Sole Member
2014-07-22
By: JCP Investment Partnership, LP, By: JCP Investment Management, LLC, Investment Manager, By: /s/James C. Pappas, Managing Member
2014-07-22