-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T9muGnbgj/pXxVb7BdA1q6Ff3664Ym84ATKqIYX0LGfO+2CjYJ7jM35X9fx29QBP STAlsZSHkHUYU1Y3eLXkdw== 0000892712-01-500072.txt : 20010515 0000892712-01-500072.hdr.sgml : 20010515 ACCESSION NUMBER: 0000892712-01-500072 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE CAPITAL MANAGEMENT INC //MN CENTRAL INDEX KEY: 0001123570 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 411763532 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05923 FILM NUMBER: 1631731 BUSINESS ADDRESS: STREET 1: 150 SOUTH 5TH STREET SUITE 3225 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123394339 13F-HR 1 cornerstone.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: March 31, 2001 Check here if Amendment [ ]; Amendment Number:_____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Cornerstone Capital Management, Inc. Address: 150 South 5th Street, Suite 3225 Minneapolis, MN 55402 Form 13F File No: 28-05923 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Name: Charles C. Betz Title: Chief Financial Officer Phone: (612) 339-4339 Signature, Place, and Date of Signing: /s/ Charles C. Betz Minneapolis, Minnesota May 10, 2001 - -------------------- ---------------------- ------------- (Signature) (City/State) (Date) Report Type (Check only one.): [X] 13F Holdings Report (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F Notice (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F Combination Report (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: $74,249,004 Form 13F Information Table Value Total: 63 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE (3/31/01) Title CUSIP Fair Shares SH/ Put/ Invstmt Othr Voting Authority of Market Name of Issuer Class Value /PRN AMT PRN Call Dscrtn Mgrs Sole Share None ADC Telecom COM 000886101 1,008,058 118,595 SH Sole 15,720 102,875 American Express Co. COM 025816109 1,597,484 38,680 SH Sole 6,030 32,650 American Int'l Group COM 026874107 2,080,362 25,843 SH Sole 2,896 22,947 Applied Materials, Inc. COM 038222105 105,053 2,415 SH Sole 2,415 Applied Micro Circuits COM 03822W109 51,975 3,150 SH Sole 3,150 Bank of New York Co. COM 064057102 1,746,789 35,475 SH Sole 5,080 30,395 Best Buy, Inc. COM 086516101 1,742,082 48,445 SH Sole 6,700 41,745 Broadcom Corp. COM 111320107 26,877 930 SH Sole 930 Brocade Comm Sys COM 111621108 1,013,269 48,505 SH Sole 6,845 41,660 Calpine Corporation COM 131347106 2,234,741 40,580 SH Sole 5,885 34,695 Celestica, Inc. COM 15101Q108 980,607 35,555 SH Sole 5,200 30,355 Ciena Corp. COM 171779101 57,406 1,375 SH Sole 1,375 Cisco Systems, Inc. COM 17275R102 754,335 47,705 SH Sole 6,365 41,340 Citigroup, Inc. COM 172967101 2,188,412 48,653 SH Sole 6,733 41,920 Corning, Inc. COM 219350105 1,169,295 56,515 SH Sole 7,650 48,865 CVS Corp. COM 126650100 2,214,431 37,860 SH Sole 5,575 32,285 Danaher Corp. COM 235851102 1,596,153 29,255 SH Sole 4,170 25,085 El Paso Corp. COM 28336L109 1,476,107 22,605 SH Sole 3,290 19,315 EMC Corp COM 268648102 1,287,514 43,793 SH Sole 6,150 37,643 Ericsson Tel. COM 294821400 52,917 9,460 SH Sole 9,460 Exodus Comm., Inc. COM 302088109 41,710 3,880 SH Sole 3,880 Exxon Mobil Corp. COM 30231G102 2,074,410 25,610 SH Sole 3,800 21,810 Flextronics Intl Ltd. COM 999000020 820,125 54,675 SH Sole 8,075 46,600 General Electric Co. COM 369604103 1,706,632 40,770 SH Sole 6,300 34,470 Global Crossing Ltd. COM 3921a1009 66,843 4,955 SH Sole 4,955 Halliburton Co. COM 406216101 1,673,779 45,545 SH Sole 6,770 38,775 Home Depot, Inc. COM 437076102 1,674,133 38,843 SH Sole 5,245 33,598 IBM COM 459200101 19,236 200 SH Sole 200 JDS Uniphase Corp. COM 46612J101 743,879 40,346 SH Sole 5,250 35,096 Johnson & Johnson COM 478160104 1,914,281 21,885 SH Sole 2,750 19,135 JP Morgan Chase & Co. COM 46625H100 1,794,518 39,967 SH Sole 6,180 33,787 Juniper Networks, Inc. COM 48203R104 43,464 1,145 SH Sole 1,145 Kimberly-Clark Corp. COM 494368103 2,090,181 30,815 SH Sole 4,175 26,640 Level 3 Comm., Inc. COM 52729N100 32,665 1,880 SH Sole 1,880 Marsh & McLennan COM 571748102 1,552,790 16,340 SH Sole 2,320 14,020 Medtronic, Inc. COM 585055106 1,877,170 41,040 SH Sole 6,000 35,040 Merck & Co., Inc. COM 589331107 1,825,016 24,045 SH Sole 3,400 20,645 Merrill Lynch & Co. COM 590188108 1,460,344 26,360 SH Sole 3,745 22,615 Nextel Comm., Inc. COM 65332V103 929,272 64,645 SH Sole 8,750 55,895 Nokia Corp. COM 654902204 1,162,920 48,455 SH Sole 6,050 42,405 Nortel Networks Corp COM 656568102 672,236 47,846 SH Sole 5,750 42,096 Oracle Corp. COM 68389X105 1,099,307 73,385 SH Sole 10,600 62,785 Pfizer, Inc. COM 717081103 2,104,543 51,393 SH Sole 6,300 45,093 PMC Sierra, Inc. COM 69344F106 43,542 1,760 SH Sole 1,760 Procter & Gamble Co. COM 742718109 1,645,128 26,280 SH Sole 3,720 22,560 Qualcomm Inc. COM 747525103 1,593,428 28,140 SH Sole 3,820 24,320 Qwest Communications COM 749121109 1,893,331 54,018 SH Sole 7,150 46,868 Research in Motion COM 760975102 31,747 1,445 SH Sole 1,445 Safeway, Inc. COM 786514208 1,949,001 35,340 SH Sole 5,040 30,300 Siebel Systems, Inc. COM 826170102 1,766,776 64,955 SH Sole 9,160 55,795 Sprint PCS Group COM 852061506 1,370,850 72,150 SH Sole 10,450 61,700 Storage Networks COM 86211E103 43,175 3,925 SH Sole 3,925 Sun Microsystems, Inc. COM 866810104 1,077,206 70,085 SH Sole 9,595 60,490 Target Corp. COM 87612E106 1,674,292 46,405 SH Sole 6,765 39,640 Texaco Inc. COM 881694103 1,651,368 24,870 SH Sole 3,765 21,105 Texas Instruments, Inc. COM 882508104 1,162,834 37,535 SH Sole 5,000 32,535 Tyco Int'l Ltd. COM 902124106 1,896,716 43,875 SH Sole 5,150 38,725 Veritas Software Corp COM 923436109 1,030,458 22,285 SH Sole 2,925 19,360 Vitesse Semicondutor COM 928497106 39,886 1,675 SH Sole 1,675 Vodafone Group Plc. COM 92857W100 126,791 4,670 SH Sole 4,670 Voicestream Wireless COM 928615103 83,138 900 SH Sole 900 Watson Pharm. Inc. COM 942683103 2,136,875 40,625 SH Sole 5,930 34,695 Wells Fargo & Co. COM 949746101 2,269,139 45,869 SH Sole 6,500 39,369 GRAND TOTAL 74,249,004 2,066,226 280,719 1,785,507
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