-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UA3daabNsZGNB4j9UjFT4le3NBLne79dKpoWNqFWlmlrVN/g2/88nh0u/2RR7Sew jpYpEictZJzNQZqc+QQKAw== 0000892712-01-000017.txt : 20010205 0000892712-01-000017.hdr.sgml : 20010205 ACCESSION NUMBER: 0000892712-01-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE CAPITAL MANAGEMENT INC //MN CENTRAL INDEX KEY: 0001123570 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 411763532 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05923 FILM NUMBER: 1521641 BUSINESS ADDRESS: STREET 1: 150 SOUTH 5TH STREET SUITE 3225 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123394339 13F-HR 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: December 31, 2000 Check here if Amendment [ ]; Amendment Number:_____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Cornerstone Capital Management, Inc. Address: 150 South 5th Street, Suite 3225 Minneapolis, MN 55402 Form 13F File No: 28-05923 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Name: Charles C. Betz Title: Chief Financial Officer Phone: (612) 339-4339 Signature, Place, and Date of Signing: /s/ Charles C. Betz Minneapolis, Minnesota January 30, 2001 - -------------------------- ---------------------- ---------------- (Signature) (City/State) (Date) Report Type (Check only one.): [X] 13F Holdings Report (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F Notice (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F Combination Report (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 62 Form 13F Information Table Value Total: $94,809,328.94 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATION TABLE (12/31/00) Title of Fair Market Shares SH Put Investmt Other Voting Authority Name of Issuer Class CUSIP Value /PRN AMT /PRN /Call Dscretn Managers Sole Share None ADC Telecom COM 000886101 2,147,721.87 118495 SH Sole 15,720 102,775 American Express Co. COM 025816109 2,133,772.50 38840 SH Sole 6,030 32,810 American Int'l Group COM 026874107 2,592,489.44 26303 SH Sole 2,896 23,407 Applied Materials, Inc. COM 038222105 80,766.56 2115 SH Sole 2,115 Applied Micro Circuits COM 03822W109 133,958.72 1785 SH Sole 1,785 Best Buy, Inc. COM 086516101 1,470,143.12 49730 SH Sole 6,700 43,030 Broadcom Corp. COM 111320107 63,420.00 755 SH Sole 755 Brocade Comm Sys COM 111621108 94,566.87 1030 SH Sole 1,030 Calpine Corporation COM 131347106 2,635,480.31 58485 SH Sole 8,240 50,245 Chase Manhattan Corp. COM 16161A108 1,841,445.56 40527 SH Sole 6,180 34,347 Ciena Corp. COM 171779101 97,500.00 1200 SH Sole 1,200 Cisco Systems, Inc. COM 17275R102 1,817,257.50 47510 SH Sole 6,365 41,145 Citigroup, Inc. COM 172967101 2,533,364.19 49613 SH Sole 6,733 42,880 Corning, Inc. COM 219350105 1,383,687.50 26200 SH Sole 3,090 23,110 CVS Corp. COM 126650100 2,375,922.50 39640 SH Sole 5,575 34,065 Danaher Corp. COM 235851102 2,019,455.62 29535 SH Sole 4,170 25,365 El Paso Energy Corp. COM 283905107 2,359,327.50 32940 SH Sole 4,670 28,270 EMC Corp COM 268648102 1,759,457.00 26458 SH Sole 3,320 23,138 Ericsson Tel. COM 294821400 94,646.25 8460 SH Sole 8,460 Exodus Comm., Inc. COM 302088109 67,600.00 3380 SH Sole 3,380 Exxon Mobil Corp. COM 30231G102 2,277,762.50 26200 SH Sole 3,800 22,400 General Electric Co. COM 369604103 1,973,347.19 41165 SH Sole 6,300 34,865 Global Crossing Ltd. COM 3921A1009 70,918.44 4955 SH Sole 4,955 Halliburton Co. COM 406216101 1,652,637.50 45590 SH Sole 6,770 38,820 Home Depot, Inc. COM 437076102 1,787,980.31 39135 SH Sole 5,245 33,890 Intel Corp. COM 458140100 1,455,325.62 48410 SH Sole 6,000 42,410 JDS Uniphase Corp. COM 46612J101 1,567,866.87 37610 SH Sole 5,250 32,360 Johnson & Johnson COM 478160104 2,361,279.69 22475 SH Sole 2,750 19,725 Juniper Networks, Inc. COM 48203R104 126,062.50 1000 SH Sole 1,000 Kimberly-Clark Corp. COM 494368103 2,216,484.95 31355 SH Sole 4,175 27,180 Level 3 Comm., Inc. COM 52729N100 61,687.50 1880 SH Sole 1,880 Marsh & McLennan COM 571748102 1,923,480.00 16440 SH Sole 2,320 14,120 Medtronic, Inc. COM 585055106 2,556,277.50 42340 SH Sole 6,000 36,340 Merck & Co., Inc. COM 589331107 2,300,366.25 24570 SH Sole 3,400 21,170 Merrill Lynch & Co. COM 590188108 2,667,154.06 39115 SH Sole 5,000 34,115 Motorola, Inc. COM 620076109 1,681,357.50 83030 SH Sole 11,575 71,455 Network Appliance COM 64120L104 1,686,205.62 26270 SH Sole 2,780 23,490 Nextel Comm., Inc. COM 65332V103 1,608,378.75 64985 SH Sole 8,750 56,235 Nokia Corp. COM 654902204 2,104,747.50 48385 SH Sole 6,050 42,335 Nortel Networks Corp. COM 656568102 1,544,001.75 48156 SH Sole 5,750 42,406 Oracle Corp. COM 68389X105 2,165,010.94 74495 SH Sole 10,600 63,895 Pfizer, Inc. COM 717081103 2,410,584.00 52404 SH Sole 6,300 46,104 PMC Sierra, Inc. COM 69344F106 130,517.50 1660 SH Sole 1,660 Procter & Gamble Co. COM 742718109 2,083,692.19 26565 SH Sole 3,720 22,845 Qualcomm Inc. COM 747525103 2,332,070.31 28375 SH Sole 3,820 24,555 Qwest Communications COM 749121109 2,245,283.00 54763 SH Sole 7,150 47,613 Safeway, Inc. COM 786514208 2,229,687.50 35675 SH Sole 5,040 30,635 SBC Communications COM 78387G103 107,342.00 2248 SH Sole 2,248 SDL Inc. COM 784076101 132,627.81 895 SH Sole 895 Siebel Systems, Inc. COM 826170102 137,278.75 2030 SH Sole 2,030 Sprint PCS Group COM 852061506 1,505,119.69 73645 SH Sole 10,450 63,195 Storage Networks COM 86211E103 85,603.12 3450 SH Sole 3,450 Sun Microsystems, Inc. COM 866810104 1,975,222.50 70860 SH Sole 9,595 61,265 Target Corp. COM 87612E106 2,310,228.75 71635 SH Sole 10,230 61,405 Texaco Inc. COM 881694103 2,298,625.00 37000 SH Sole 5,480 31,520 Texas Instruments, Inc. COM 882508104 1,758,086.25 37110 SH Sole 5,000 32,110 Tyco Int'l Ltd. COM 902124106 2,507,212.50 45175 SH Sole 5,150 40,025 Veritas Software Corp COM 923436109 1,966,562.50 22475 SH Sole 2,925 19,550 Vodafone Group Plc. COM 92857W100 167,244.37 4670 SH Sole 4,670 Voicestream Wireless COM 928615103 90,562.50 900 SH Sole 900 Watson Pharm. Inc. COM 942683103 2,148,851.25 41980 SH Sole 5,930 36,050 Wells Fargo & Co. COM 949746101 2,696,611.50 48424 SH Sole 6,500 41,924 GRAND TOTAL 94,809,328.94 2,032,501 269,494 1,763,007
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