0001209191-12-009217.txt : 20120210
0001209191-12-009217.hdr.sgml : 20120210
20120210180019
ACCESSION NUMBER: 0001209191-12-009217
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120209
FILED AS OF DATE: 20120210
DATE AS OF CHANGE: 20120210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENSON WORLDWIDE INC
CENTRAL INDEX KEY: 0001123541
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 752896356
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1700 PACIFIC AVE
STREET 2: STE 1400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2147651100
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BASSO ROBERT S
CENTRAL INDEX KEY: 0001197050
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32878
FILM NUMBER: 12594501
MAIL ADDRESS:
STREET 1: P O BOX 1049
CITY: WOODLAND
STATE: CA
ZIP: 95776
3
1
doc3.xml
FORM 3 SUBMISSION
X0204
3
2012-02-09
0
0001123541
PENSON WORLDWIDE INC
PNSN
0001197050
BASSO ROBERT S
C/O PENSON WORLDWIDE INC.
1700 PACIFIC AVENUE, SUITE 1400
DALLAS
TX
75201
1
0
0
0
Common Stock
1000
D
/s/ Robert S. Basso
2012-02-10