0001209191-12-009217.txt : 20120210 0001209191-12-009217.hdr.sgml : 20120210 20120210180019 ACCESSION NUMBER: 0001209191-12-009217 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120209 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENSON WORLDWIDE INC CENTRAL INDEX KEY: 0001123541 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 752896356 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 PACIFIC AVE STREET 2: STE 1400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147651100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASSO ROBERT S CENTRAL INDEX KEY: 0001197050 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32878 FILM NUMBER: 12594501 MAIL ADDRESS: STREET 1: P O BOX 1049 CITY: WOODLAND STATE: CA ZIP: 95776 3 1 doc3.xml FORM 3 SUBMISSION X0204 3 2012-02-09 0 0001123541 PENSON WORLDWIDE INC PNSN 0001197050 BASSO ROBERT S C/O PENSON WORLDWIDE INC. 1700 PACIFIC AVENUE, SUITE 1400 DALLAS TX 75201 1 0 0 0 Common Stock 1000 D /s/ Robert S. Basso 2012-02-10