Form 10-K/A - Annual report [Section 13 and 15(d), not S-K Item 405]: [Amend]
SEC Accession No. 0001193125-12-289989
Filing Date
2012-06-29
Accepted
2012-06-29 16:35:59
Documents
4
Period of Report
2011-12-31

Document Format Files

Seq Description Document Type Size
1 FORM 10-K/A d374539d10ka.htm 10-K/A 31324
2 THIRD AMENDMENT TO THE SECOND AMENDED AND RESTATED CREDIT AGREEMENT d374539dex1045.htm EX-10.45 33732
3 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 d374539dex311.htm EX-31.1 3354
4 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 d374539dex312.htm EX-31.2 3210
  Complete submission text file 0001193125-12-289989.txt   72530
Mailing Address
Business Address 1700 PACIFIC AVE STE 1400 DALLAS TX 75201 2147651100
PENSON WORLDWIDE INC (Filer) CIK: 0001123541 (see all company filings)

EIN.: 752896356 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 10-K/A | Act: 34 | File No.: 001-32878 | Film No.: 12936421
SIC: 6211 Security Brokers, Dealers & Flotation Companies