Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]:
SEC Accession No. 0001193125-12-117406
Filing Date
2012-03-15
Accepted
2012-03-15 16:23:00
Documents
23
Period of Report
2011-12-31

Document Format Files

Seq Description Document Type Size
1 FORM 10-K d268912d10k.htm 10-K 1883604
2 SECOND AMENDMENT TO EMPLOYMENT LETTER AGREEMENT, ANDREW KOSLOW d268912dex1011.htm EX-10.11 68126
3 EXECUTIVE EMPLOYMENT AGREEMENT BETWEEN THE COMPANY AND BRYCE B. ENGEL d268912dex1013.htm EX-10.13 99417
4 AMENDMENT TO AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT d268912dex1020.htm EX-10.20 7260
5 THIRD AMENDMENT TO THE SECOND AMENDED AND RESTATED CREDIT AGREEMENT d268912dex1045.htm EX-10.45 35264
6 AMENDMENT AGREEMENT d268912dex1046.htm EX-10.46 41750
7 AMENDED AND RESTATED SELLER NOTE, EFFECTIVE JULY 1, 2011 d268912dex1047.htm EX-10.47 61642
8 SEPARATION AGREEMENT, DATED JANUARY 31, 2012, BETWEEN C. WILLIAM YANCEY AND PFSI d268912dex1048.htm EX-10.48 73920
9 SHARE PURCHASE AGREEMENT BY AND BETWEEN PERSHING GROUP, LLC AND THE COMPANY d268912dex1049.htm EX-10.49 231762
10 STATEMENT REGARDING COMPUTATION OF RATIOS d268912dex121.htm EX-12.1 36792
11 LIST OF SUBSIDIARIES d268912dex211.htm EX-21.1 9222
12 CONSENT OF BDO USA, LLP d268912dex231.htm EX-23.1 2317
13 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 d268912dex311.htm EX-31.1 10183
14 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 d268912dex312.htm EX-31.2 10268
15 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 906 d268912dex321.htm EX-32.1 3767
16 CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 906 d268912dex322.htm EX-32.2 3835
23 GRAPHIC g268912g76y72.jpg GRAPHIC 48588
  Complete submission text file 0001193125-12-117406.txt   6827945

Data Files

Seq Description Document Type Size
17 XBRL INSTANCE DOCUMENT pnsn-20111231.xml EX-101.INS 918059
18 XBRL TAXONOMY EXTENSION SCHEMA pnsn-20111231.xsd EX-101.SCH 23890
19 XBRL TAXONOMY EXTENSION CALCULATION LINKBASE pnsn-20111231_cal.xml EX-101.CAL 53135
20 XBRL TAXONOMY EXTENSION DEFINITION LINKBASE pnsn-20111231_def.xml EX-101.DEF 21709
21 XBRL TAXONOMY EXTENSION LABEL LINKBASE pnsn-20111231_lab.xml EX-101.LAB 212363
22 XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE pnsn-20111231_pre.xml EX-101.PRE 131176
Mailing Address
Business Address 1700 PACIFIC AVE STE 1400 DALLAS TX 75201 2147651100
PENSON WORLDWIDE INC (Filer) CIK: 0001123541 (see all company filings)

EIN.: 752896356 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 10-K | Act: 34 | File No.: 001-32878 | Film No.: 12694385
SIC: 6211 Security Brokers, Dealers & Flotation Companies