N-PX 1 cover.htm THE NORTH COUNTRY FUNDS GemCom, LLC

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549


FORM N-PX



ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY


Investment Company Act file number:  811- 10123

                        

The North Country Funds

(Exact name of registrant as specified in charter)


450 Wireless Boulevard, Hauppauge, New York      11788

(Address of principal executive offices)                  (Zip code)


                                                                


Emile R. Molineaux, General Counsel

Gemini Fund Services, LLC

450 Wireless Boulevard

Hauppauge, New York 11788

________________________________________________________________________

(Name and address of agent for service)


Registrant's telephone number, including area code: (631) 470-2600


Date of fiscal year end:  November 30


Date of reporting period:  July 1, 2009 - June 30, 2010

                        

ITEM 1. PROXY VOTING RECORD: (see Exhibits)


Appended hereto as Exhibit A and Exhibit B is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2010 with respect to which the Registrant was entitled to vote:


          (a)  The name of the issuer of the portfolio security;


          (b)  The exchange ticker symbol of the portfolio security;


(c)   The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;


          (d)  The shareholder meeting date;


          (e)  A brief identification of the matter voted on;


          (f)  Whether the matter was proposed by the issuer or by a security holder;


          (g)  Whether the Registrant cast its vote on the matter;


 (h)  How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold   regarding election of directors); and


(i)  Whether the Registrant cast its vote for or against management.





SIGNATURES



Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant)    THE NORTH COUNTRY FUNDS


By (Signature and Title)       /s/ Andrew Rogers

         Andrew Rogers, President


Date August 9, 2010





 

 

 

 

 


Registrant: The North Country Funds - Equity Growth Fund Item 1-A          
Investment Company Act file number: 811-10123                  

Reporting Period: July 1, 2009 through June 30, 2010

              
 
Accenture plc Meeting Country Primary Security   Meeting Record Shares

Shares

 Shares Shares on
    Date   ID     Type Date Voted Instructed Available Loan *
    05-Aug-09 Ireland

G1150

 G111 Special 19-Jun-09 30,000

30,000

 30,000 0
Ticker: N/A                      
CUSIP: G1151C101 ISIN: IE00B4BNMY34 SEDOL: B412KX5 Proxy Level: N/A     Meeting ID: 524616  
 
              Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
  Accenture Ltd Class A Common Shareholder Class Meeting Mgmt   No None None None None  
  Proposals                      
1 Approve Reincorporation from Bermuda to Ireland through Mgmt   Yes For For For For  
  Scheme of Arrangement                    
2 Adjourn Meeting     Mgmt   Yes For For For For  
  Accenture Ltd Class X Common Shareholder Class Meeting Mgmt   No None None None None  
  Proposals                      
1 Approve Reincorporation from Bermuda to Ireland through Mgmt   Yes For For For For  
  Scheme of Arrangement                    
2 Adjourn Meeting     Mgmt   Yes For For For For  
  Accenture Ltd Special General Meeting Proposals Mgmt   No None None None None  
1 Approve the Creation of Distributable Reserves for Accenture plc Mgmt   Yes For For For For  
2 Adjourn Meeting     Mgmt   Yes For For For For  
H. J. Heinz Co. Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
    Date   ID     Type Date Voted Instructed Available Loan *
    12-Aug-09 USA

423074509

   Annual 04-Jun-09 61,000 61,000 61,000 0
Ticker: HNZ                      
CUSIP: 423074103 ISIN: US4230741039 SEDOL: 2419240 Proxy Level: 4     Meeting ID: 525628  
 
              Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director W.R. Johnson   Mgmt   Yes For For For For  
2 Elect Director C.E. Bunch   Mgmt   Yes For For For For  
3 Elect Director L.S. Coleman, Jr.   Mgmt   Yes For For For For  
4 Elect Director J.G. Drosdick   Mgmt   Yes For For For For  
5 Elect Director E.E. Holiday   Mgmt   Yes For For For For  
6 Elect Director C. Kendle   Mgmt   Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

7 Elect Director D.R. O Hare Mgmt Yes For For For For  
8 Elect Director N. Peltz Mgmt Yes For For For For  
9 Elect Director D.H. Reilley Mgmt Yes For For For For  
10 Elect Director L.C. Swann Mgmt Yes For For For For  
11 Elect Director T.J. Usher Mgmt Yes For For For For  
12 Elect Director M.F. Weinstein Mgmt Yes For For For For  
13 Ratify Auditors   Mgmt Yes For For For For  
14 Provide Right to Call Special Meeting Mgmt Yes For For For For  
 
 
 
Medtronic, Inc. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date ID   Type Date Voted Instructed Available Loan *
    27-Aug-09 USA 585055106 Annual 29-Jun-09 28,000 28,000 28,000 0
Ticker: MDT                  
CUSIP: 585055106 ISIN: US5850551061 SEDOL: 2575465 Proxy Level: 3     Meeting ID: 527246  
 
          Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Richard H. Anderson Mgmt Yes For For For For  
1.2 Elect Director Victor J. Dzau Mgmt Yes For For For For  
1.3 Elect Director William A. Hawkins Mgmt Yes For For For For  
1.4 Elect Director S. Ann Jackson Mgmt Yes For For For For  
1.5 Elect Director Denise M. O'Leary Mgmt Yes For For For For  
1.6 Elect Director Robert C. Pozen Mgmt Yes For For For For  
1.7 Elect Director Jean-pierre Rosso Mgmt Yes For For For For  
1.8 Elect Director Jack W. Schuler Mgmt Yes For For For For  
2 Ratify Auditors   Mgmt Yes For For For For  
3 Amend Qualified Employee Stock Purchase Plan Mgmt Yes For For For For  
4 Amend Omnibus Stock Plan Mgmt Yes For For For For  
 
General Mills, Inc. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date ID   Type Date Voted Instructed Available Loan *
    21-Sep-09 USA 370334104 Annual 23-Jul-09 26,300 26,300 26,300 0
Ticker: GIS                  
CUSIP: 370334104 ISIN: US3703341046 SEDOL: 2367026 Proxy Level: 3     Meeting ID: 529710  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

            Votable       Vote  
Voting Policy: ISS Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Bradbury H. Anderson     Mgmt Yes For For For For  
2 Elect Director R. Kerry Clark     Mgmt Yes For For For For  
3 Elect Director Paul Danos     Mgmt Yes For For For For  
4 Elect Director William T. Esrey     Mgmt Yes For For For For  
5 Elect Director Raymond V. Gilmartin     Mgmt Yes For For For For  
6 Elect Director Judith Richards Hope     Mgmt Yes For For For For  
7 Elect Director Heidi G. Miller     Mgmt Yes For For For For  
8 Elect Director Hilda Ochoa-Brillembourg     Mgmt Yes For For For For  
9 Elect Director Steve Odland     Mgmt Yes For For For For  
10 Elect Director Kendall J. Powell     Mgmt Yes For For For For  
11 Elect Director Lois E. Quam     Mgmt Yes For For For For  
12 Elect Director Michael D. Rose     Mgmt Yes For For For For  
13 Elect Director Robert L. Ryan     Mgmt Yes For For For For  
14 Elect Director Dorothy A. Terrell     Mgmt Yes For For For For  
15 Approve Omnibus Stock Plan     Mgmt Yes For For For For  
16 Ratify Auditors       Mgmt Yes For For For For  
17 Advisory Vote to Ratify Named Executive Officers' Compensation SH Yes Against For For For  
 
Nike, Inc. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date   ID   Type Date Voted Instructed Available Loan *
    21-Sep-09 USA 654106103 Annual 24-Jul-09 23,600 23,600 23,600 0
Ticker: NKE                    
CUSIP: 654106103 ISIN: US6541061031 SEDOL: 2640147 Proxy Level: 3     Meeting ID: 528568  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Jill K. Conway     Mgmt Yes For For For For  
1.2 Elect Director Alan B. Graf, Jr.     Mgmt Yes For For For For  
1.3 Elect Director John C. Lechleiter     Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

2 Amend Qualified Employee Stock Purchase Plan Mgmt Yes For For For For  
3 Ratify Auditors   Mgmt Yes For For For For  
               
Oracle Corp. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date ID   Type Date Voted Instructed Available Loan *
    07-Oct-09 USA 68389X105 Annual 10-Aug-09 100,000 100,000 100,000 0
Ticker: ORCL                  
CUSIP: 68389X105 ISIN: US68389X1054 SEDOL: 2661568 Proxy Level: 3     Meeting ID: 531656  
 
          Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Jeffrey S. Berg Mgmt Yes For Withhold Withhold Withhold  
1.2 Elect Director H. Raymond Bingham Mgmt Yes For For For For  
1.3 Elect Director Michael J. Boskin Mgmt Yes For For For For  
1.4 Elect Director Safra A. Catz Mgmt Yes For For For For  
1.5 Elect Director Bruce R. Chizen Mgmt Yes For For For For  
1.6 Elect Director George H. Conrades Mgmt Yes For For For For  
1.7 Elect Director Lawrence J. Ellison Mgmt Yes For For For For  
1.8 Elect Director Hector Garcia-Molina Mgmt Yes For Withhold Withhold Withhold  
1.9 Elect Director Jeffrey O. Henley Mgmt Yes For For For For  
1.10 Elect Director Donald L. Lucas Mgmt Yes For For For For  
1.11 Elect Director Charles E. Phillips, Jr. Mgmt Yes For For For For  
1.12 Elect Director Naomi O. Seligman Mgmt Yes For Withhold Withhold Withhold  
2 Approve Executive Incentive Bonus Plan Mgmt Yes For For For For  
3 Ratify Auditors   Mgmt Yes For For For For  
4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Yes Against For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Yes Against For For For  
6 Stock Retention/Holding Period     SH Yes Against For For For  
 
 
The Procter & Gamble Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
Company   Date ID   Type Date Voted Instructed Available Loan *
      13-Oct-09 USA 742718109 Annual 14-Aug-09 20,000 20,000 20,000 0
Ticker: PG                    
CUSIP: 742718109 ISIN: US7427181091 SEDOL: 2704407 Proxy Level: 3     Meeting ID: 531953  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Kenneth I. Chenault   Mgmt Yes For For For For  
2 Elect Director Scott D. Cook     Mgmt Yes For For For For  
3 Elect Director Rajat K. Gupta     Mgmt Yes For For For For  
4 Elect Director A.G. Lafley     Mgmt Yes For For For For  
5 Elect Director Charles R. Lee     Mgmt Yes For For For For  
6 Elect Director Lynn M. Martin     Mgmt Yes For For For For  
7 Elect Director Robert A. McDonald   Mgmt Yes For For For For  
8 Elect Director W. James McNerney, Jr.   Mgmt Yes For For For For  
9 Elect Director Johnathan A. Rodgers   Mgmt Yes For For For For  
10 Elect Director Ralph Snyderman     Mgmt Yes For For For For  
11 Elect Director Mary Agnes Wilderotter   Mgmt Yes For For For For  
12 Elect Director Patricia A. Woertz     Mgmt Yes For For For For  
13 Elect Director Ernesto Zedillo     Mgmt Yes For For For For  
14 Ratify Auditors       Mgmt Yes For For For For  
15 Amend Code of Regulations     Mgmt Yes For For For For  
16 Approve Omnibus Stock Plan     Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

17 Provide for Cumulative Voting   SH Yes Against For For For  
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Yes Against For For For  
 
Parker-Hannifin Corporation Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date ID   Type Date Voted Instructed Available Loan *
    28-Oct-09 USA 701094104 Annual 31-Aug-09 25,000 25,000 25,000 0
Ticker: PH                  
CUSIP: 701094104 ISIN: US7010941042 SEDOL: 2671501 Proxy Level: 3     Meeting ID: 536503  
 
          Votable       Vote  
Voting Policy: ISS Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director William E. Kassling   Mgmt Yes For For For For  
1.2 Elect Director Robert J. Kohlhepp   Mgmt Yes For For For For  
1.3 Elect Director Giulio Mazzalupi   Mgmt Yes For For For For  
1.4 Elect Director Klaus-Peter Muller   Mgmt Yes For For For For  
1.5 Elect Director Joseph M. Scaminace   Mgmt Yes For For For For  
1.6 Elect Director Wolfgang R. Schmitt   Mgmt Yes For For For For  
1.7 Elect Director Markos I. Tambakeras   Mgmt Yes For For For For  
1.8 Elect Director James L. Wainscott   Mgmt Yes For For For For  
2 Ratify Auditors     Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

3 Approve Omnibus Stock Plan Mgmt   Yes For For For For  
4 Require Independent Board Chairman SH   Yes Against Against Against Against  
 
Noble Corporation Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
    Date ID     Type Date Voted Instructed Available Loan *
    29-Oct-09 Switzerland H5833 N103 Special 04-Sep-09 48,000 48,000 48,000  
Ticker: N/A                    
CUSIP: H5833N103 ISIN: CH0033347318 SEDOL: B3K8ZK9 Proxy Level: N/A     Meeting ID: 535215  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
  This is a duplicate meeting for ballots received via the Mgmt   No None None None None  
  Broadridge North American Ballot distribution system.                  
1.1 Director Gordon T. Hall Mgmt   Yes For For For For  
1.2 Director Jon A. Marshall Mgmt   Yes For For For For  
2 Approval Of The Amendment And Restatement Of The Noble Mgmt   Yes For Against Against Against  
  Corporation 1991 Stock Option And Restricted Stock Plan                  
  effective As Of October 29, 2009                  
 
Cisco Systems, Inc. Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
    Date ID     Type Date Voted Instructed Available Loan *
    12-Nov-09 USA 17275 R102 Annual 14-Sep-09 86,000 86,000 86,000  
Ticker: CSCO                    
CUSIP: 17275R102 ISIN: US17275R1023 SEDOL: 2198163 Proxy Level: 3     Meeting ID: 535870  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

1 Elect Director Carol A. Bartz Mgmt Yes For For For For
2 Elect Director M. Michele Burns Mgmt Yes For For For For
3 Elect Director Michael D. Capellas Mgmt Yes For For For For
4 Elect Director Larry R. Carter Mgmt Yes For For For For
5 Elect Director John T. Chambers Mgmt Yes For For For For
6 Elect Director Brian L. Halla Mgmt Yes For For For For
7 Elect Director John L. Hennessy Mgmt Yes For For For For
8 Elect Director Richard M. Kovacevich Mgmt Yes For For For For
9 Elect Director Roderick C. McGeary Mgmt Yes For For For For
10 Elect Director Michael K. Powell Mgmt Yes For For For For
11 Elect Director Arun Sarin Mgmt Yes For For For For
12 Elect Director Steven M. West Mgmt Yes For For For For
13 Elect Director Jerry Yang Mgmt Yes For For For For
14 Amend Omnibus Stock Plan Mgmt Yes For For For For
15 Amend Qualified Employee Stock Purchase Plan Mgmt Yes For For For For
16 Ratify Auditors Mgmt Yes For For For For
17 Amend Bylaws to Establish a Board Committee on Human Rights SH Yes Against Against Against Against
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH Yes Against For For For
19 Report on Internet Fragmentation SH Yes Against For For For

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

Microsoft Corporation Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date ID   Type Date Voted Instructed Available Loan *
      19-Nov-09 USA 594918104 Annual 04-Sep-09 86,000 86,000 86,000 0
Ticker: MSFT                    
CUSIP: 594918104 ISIN: US5949181045 SEDOL: 2588173 Proxy Level: 3     Meeting ID: 537045  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director William H. Gates, III   Mgmt Yes For For For For  
2 Elect Director Steven A. Ballmer   Mgmt Yes For For For For  
3 Elect Director Dina Dublon     Mgmt Yes For For For For  
4 Elect Director Raymond V. Gilmartin   Mgmt Yes For For For For  
5 Elect Director Reed Hastings   Mgmt Yes For For For For  
6 Elect Director Maria Klawe     Mgmt Yes For For For For  
7 Elect Director David F. Marquardt   Mgmt Yes For For For For  
8 Elect Director Charles H. Noski   Mgmt Yes For For For For  
9 Elect Director Helmut Panke   Mgmt Yes For For For For  
10 Ratify Auditors       Mgmt Yes For For For For  
11 Permit Right to Call Special Meeting   Mgmt Yes For For For For  
12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For For For  
13 Adopt Principles for Health Care Reform   SH Yes Against Against Against Against  

* Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

Page 9 of 59


14 Report on Charitable Contributions SH   Yes Against Against Against Against  
 
 
Costco Wholesale Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
Corporation Date ID     Type Date Voted Instructed Available Loan
    28-Jan-10 USA 22160 K105 Annual 23-Nov-09 18,000 18,000 18,000  
Ticker: COST                    
CUSIP: 22160K105 ISIN: US22160K1051 SEDOL: 2701271 Proxy Level: 3     Meeting ID: 547375  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director B.S. Carson, Sr., M.D. Mgmt   Yes For For For For  
1.2 Elect Director William H. Gates Mgmt   Yes For For For For  
1.3 Elect Director Hamilton E. James Mgmt   Yes For For For For  
1.4 Elect Director Jill S. Ruckelshaus Mgmt   Yes For For For For  
2 Amend Omnibus Stock Plan Mgmt   Yes For For For For  
3 Ratify Auditors   Mgmt   Yes For For For For  
Emerson Electric Co. Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
    Date ID     Type Date Voted Instructed Available Loan
    02-Feb-10 USA 291011104   Annual 24-Nov-09 27,500 27,500 27,500  
Ticker: EMR                    
CUSIP: 291011104 ISIN: US2910111044 SEDOL: 2313405 Proxy Level: 3     Meeting ID: 547041  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director C. A. H. Boersig Mgmt   Yes For For For For  
1.2 Elect Director C. Fernandez G. Mgmt   Yes For For For For  
1.3 Elect Director W. J. Galvin Mgmt   Yes For For For For  
1.4 Elect Director R. L. Stephenson Mgmt   Yes For For For For  
1.5 Elect Director V. R. Loucks, Jr. Mgmt   Yes For For For For  
1.6 Elect Director R. L. Ridgway Mgmt   Yes For For For For  
2 Amend Executive Incentive Bonus Plan Mgmt   Yes For For For For  
3 Ratify Auditors   Mgmt   Yes For For For For  
Accenture plc Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
    Date ID     Type Date Voted Instructed Available Loan
    04-Feb-10 Ireland G1151 C101 Annual 14-Dec-09 30,000 30,000 30,000  
Ticker: N/A                    
CUSIP: G1151C101 ISIN: IE00B4BNMY34 SEDOL: B412KX5 Proxy Level: N/A     Meeting ID: 547982  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Reelect William L. Kimsey as a Director   Mgmt   Yes For For For For  
1.2 Reelect Robert I. Lipp as a Director   Mgmt   Yes For For For For  
1.3 Reelect Wulf von Schimmelmann as a Director   Mgmt   Yes For For For For  
2 Approve KPMG as Auditors and Authorize Board to Fix Their   Mgmt   Yes For For For For  
  Remuneration                      
3 Approve 2010 Share Incentive Plan   Mgmt   Yes For Against Against Against  
4 Approve 2010 Employee Share Purchase Plan   Mgmt   Yes For For For For  
5 Change Location of Annual Meeting   Mgmt   Yes For For For For  
6 Authorize Open-Market Purchases of Class A Ordinary Shares   Mgmt   Yes For For For For  
7 Authorize Board to Determine Price Range for the Issuance of Mgmt   Yes For For For For  
  Acquired Treasury Stock                    
Rockwell Collins, Inc. Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
      Date ID     Type Date Voted Instructed Available Loan *
      09-Feb-10 USA 774341101   Annual 11-Dec-09 17,000 17,000 17,000 0
Ticker: COL                      
CUSIP: 774341101 ISIN: US7743411016 SEDOL: 2767228 Proxy Level: 3     Meeting ID: 547938  
 
              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Donald R. Beall     Mgmt   Yes For For For For  
1.2 Elect Director Mark Donegan     Mgmt   Yes For For For For  
1.3 Elect Director Andrew J. Policano   Mgmt   Yes For For For For  
2 Ratify Auditors       Mgmt   Yes For For For For  
3 Amend Omnibus Stock Plan     Mgmt   Yes For For For For  
4 Advisory Vote to Ratify Named Executive Officers' Compensation SH   Yes Against For For For  
Burlington Northern Santa Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
Fe Corp.   Date ID     Type Date Voted Instructed Available Loan *
      11-Feb-10 USA 12189 T104 Special 18-Dec-09 12,000 12,000 12,000 0
Ticker: BNI                      
CUSIP: 12189T104 ISIN: US12189T1043 SEDOL: 2154927 Proxy Level: 5     Meeting ID: 548475  
 
              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

1 Approve Merger Agreement   Mgmt Yes For For For For  
2 Adjourn Meeting     Mgmt Yes For For For For  
 
Bank of America Corp. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date ID   Type Date Voted Instructed Available Loan *
      23-Feb-10 USA 060505104 Special 07-Jan-10 99,000 99,000 99,000 0
Ticker: BAC                    
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677 Proxy Level: 2     Meeting ID: 550628  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Increase Authorized Common Stock Mgmt Yes For For For For  
2 Adjourn Meeting     Mgmt Yes For For For For  
 
Apple Inc.   Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date ID   Type Date Voted Instructed Available Loan *
      25-Feb-10 USA 037833100 Annual 28-Dec-09 14,000 14,000 14,000 0
Ticker: AAPL                    
CUSIP: 037833100 ISIN: US0378331005 SEDOL: 2046251 Proxy Level: 3     Meeting ID: 549366  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director William V. Campbell Mgmt Yes For For For For  
1.2 Elect Director Millard S. Drexler Mgmt Yes For For For For  
1.3 Elect Director Albert A. Gore, Jr. Mgmt Yes For For For For  
1.4 Elect Director Steven P. Jobs Mgmt Yes For For For For  
1.5 Elect Director Andrea Jung   Mgmt Yes For For For For  
1.6 Elect Director Arthur D. Levinson Mgmt Yes For For For For  
1.7 Elect Director Jerome B. York Mgmt Yes For For For For  
2 Amend Omnibus Stock Plan   Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

3 Amend Non-Employee Director Omnibus Stock Plan   Mgmt Yes For For For For  
4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For For For  
5 Ratify Auditors       Mgmt Yes For For For For  
6 Prepare Sustainability Report   SH Yes Against Against Against Against  
7 Establish Other Board Committee   SH Yes Against Against Against Against  
 
QUALCOMM Incorporated Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date ID   Type Date Voted Instructed Available Loan *
      02-Mar-10 USA 747525103 Annual 04-Jan-10 24,000 24,000 24,000 0
Ticker: QCOM                    
CUSIP: 747525103 ISIN: US7475251036 SEDOL: 2714923 Proxy Level: 3     Meeting ID: 549938  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Barbara T. Alexander   Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

1.2 Elect Director Stephen M. Bennett   Mgmt Yes For For For For  
1.3 Elect Director Donald G. Cruickshank   Mgmt Yes For For For For  
1.4 Elect Director Raymond V. Dittamore   Mgmt Yes For For For For  
1.5 Elect Director Thomas W. Horton   Mgmt Yes For For For For  
1.6 Elect Director Irwin Mark Jacobs   Mgmt Yes For For For For  
1.7 Elect Director Paul E. Jacobs   Mgmt Yes For For For For  
1.8 Elect Director Robert E. Kahn   Mgmt Yes For For For For  
1.9 Elect Director Sherry Lansing   Mgmt Yes For For For For  
1.10 Elect Director Duane A. Nelles   Mgmt Yes For For For For  
1.11 Elect Director Brent Scowcroft   Mgmt Yes For For For For  
1.12 Elect Director Marc I. Stern     Mgmt Yes For For For For  
2 Amend Omnibus Stock Plan     Mgmt Yes For For For For  
3 Ratify Auditors       Mgmt Yes For For For For  

The Walt Disney Company

 Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date   ID   Type Date Voted Instructed Available Loan *
      10-Mar-10 USA 254687106 Annual 11-Jan-10 35,000 35,000 35,000 0
Ticker: DIS                      
CUSIP: 254687106 ISIN: US2546871060 SEDOL: 2270726 Proxy Level: 3     Meeting ID: 551191  
 
              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Susan E. Arnold   Mgmt Yes For For For For  
2 Elect Director John E. Bryson   Mgmt Yes For For For For  
3 Elect Director John S. Chen     Mgmt Yes For For For For  
4 Elect Director Judith L. Estrin   Mgmt Yes For For For For  
5 Elect Director Robert A. Iger   Mgmt Yes For For For For  
6 Elect Director Steven P. Jobs   Mgmt Yes For For For For  
7 Elect Director Fred H. Langhammer   Mgmt Yes For For For For  
8 Elect Director Aylwin B. Lewis   Mgmt Yes For For For For  
9 Elect Director Monica C. Lozano   Mgmt Yes For For For For  
10 Elect Director Robert W. Matschullat   Mgmt Yes For For For For  
11 Elect Director John E. Pepper, Jr.   Mgmt Yes For For For For  
12 Elect Director Sheryl Sandberg   Mgmt Yes For For For For  
13 Elect Director Orin C. Smith     Mgmt Yes For For For For  
14 Ratify Auditors       Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

15 Amend Omnibus Stock Plan     Mgmt Yes For Against Against Against  
16 Reduce Supermajority Vote Requirement   Mgmt Yes For For For For  
17 Reduce Supermajority Vote Requirement   Mgmt Yes For For For For  
18 Amend Articles of Incorporation to Delete Certain Tracking Stock Mgmt Yes For For For For  
  Provisions                    
19 Amend Articles of Incorporation to Delete Classified Board   Mgmt Yes For For For For  
  Transition Provisions                  
20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Yes Against For For For  
21 Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay   SH Yes Against Against Against Against  
  Status                    
 
Delaware Funds   Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date ID   Type Date Voted Instructed Available Loan *
      16-Mar-10 USA     Special 18-Sep-09 617 617 617 0
Ticker: N/A                    
CUSIP: N/A ISIN: N/A SEDOL: N/A Proxy Level: 2     Meeting ID: 538045  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Trustee Thomas L. Bennett   Mgmt Yes For For For For  
1.2 Elect Trustee Patrick P. Coyne     Mgmt Yes For For For For  
1.3 Elect Trustee John A. Fry     Mgmt Yes For For For For  
1.4 Elect Trustee Anthony D. Knerr     Mgmt Yes For For For For  
1.5 Elect Trustee Lucinda S. Landreth   Mgmt Yes For For For For  
1.6 Elect Trustee Ann R. Leven     Mgmt Yes For For For For  
1.7 Elect Trustee Thomas F. Madison   Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

1.8 Elect Trustee Janet L. Yeomans Mgmt Yes For For For For  
1.9 Elect Trustee J. Richard Zecher Mgmt Yes For For For For  
2 Approve Investment Advisory Agreement Mgmt Yes For For For For  
 
 
Franklin Resources, Inc. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date ID   Type Date Voted Instructed Available Loan *
      16-Mar-10 USA 354613101 Annual 19-Jan-10 13,000 13,000 13,000 0
Ticker: BEN                    
CUSIP: 354613101 ISIN: US3546131018 SEDOL: 2350684 Proxy Level: 3     Meeting ID: 551676  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Samuel H. Armacost Mgmt Yes For For For For  
1.2 Elect Director Charles Crocker Mgmt Yes For For For For  
1.3 Elect Director Joseph R. Hardiman Mgmt Yes For For For For  
1.4 Elect Director Robert D. Joffe Mgmt Yes For For For For  
1.5 Elect Director Charles B. Johnson Mgmt Yes For For For For  
1.6 Elect Director Gregory E. Johnson Mgmt Yes For For For For  
1.7 Elect Director Rupert H. Johnson, Jr. Mgmt Yes For For For For  
1.8 Elect Director Thomas H. Kean Mgmt Yes For For For For  
1.9 Elect Director Chutta Ratnathicam Mgmt Yes For For For For  
1.10 Elect Director Peter M. Sacerdote Mgmt Yes For For For For  
1.11 Elect Director Laura Stein   Mgmt Yes For For For For  
1.12 Elect Director Anne M. Tatlock Mgmt Yes For For For For  
2 Ratify Auditors     Mgmt Yes For For For For  
3 Amend Omnibus Stock Plan   Mgmt Yes For For For For  
 
Hewlett-Packard Company Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date ID   Type Date Voted Instructed Available Loan *
      17-Mar-10 USA 428236103 Annual 19-Jan-10 50,000 50,000 50,000 0
Ticker: HPQ                    
CUSIP: 428236103 ISIN: US4282361033 SEDOL: 2424006 Proxy Level: 3     Meeting ID: 552069  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Marc L. Andreessen Mgmt Yes For For For For  
1.2 Elect Director Lawrence T. Babbio, Jr. Mgmt Yes For For For For  
1.3 Elect Director Sari M. Baldauf Mgmt Yes For For For For  
1.4 Elect Director Rajiv L. Gupta Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

1.5 Elect Director John H. Hammergren     Mgmt Yes For For For For  
1.6 Elect Director Mark V. Hurd     Mgmt Yes For For For For  
1.7 Elect Director Joel Z. Hyatt     Mgmt Yes For For For For  
1.8 Elect Director John R. Joyce     Mgmt Yes For For For For  
1.9 Elect Director Robert L. Ryan     Mgmt Yes For For For For  
1.10 Elect Director Lucille S. Salhany     Mgmt Yes For For For For  
1.11 Elect Director G. Kennedy Thompson     Mgmt Yes For For For For  
2 Ratify Auditors       Mgmt Yes For For For For  
3 Amend Omnibus Stock Plan     Mgmt Yes For For For For  
4 Company Request on Advisory Vote on Executive Compensation Mgmt Yes For For For For  
 
 
 
Carnival Corp. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date   ID   Type Date Voted Instructed Available Loan *
    13-Apr-10 Panama 143658300 Annual 12-Feb-10 9,000 9,000 9,000 0
Ticker: CCL                    
CUSIP: 143658300 ISIN: PA1436583006 SEDOL: 2523044 Proxy Level: N/A     Meeting ID: 557539  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Reelect Micky Arison As A Director Of Carnival Corporation And Mgmt Yes For For For For  
  As A Director Of Carnival Plc.                  
2 Elect Sir Jonathon Band As A Director Of Carnival Corporation   Mgmt Yes For For For For  
  And As A Director Of Carnival Plc.                  
3 Reelect Robert H. Dickinson As A Director Of Carnival   Mgmt Yes For For For For  
  Corporation And As A Director Of Carnival Plc.                
4 Reelect Arnold W. Donald As A Director Of Carnival Corporation Mgmt Yes For For For For  
  And As A Director Of Carnival Plc.                  
5 Reelect Pier Luigi Foschi As A Director Of Carnival Corporation Mgmt Yes For For For For  
  And As A Director Of Carnival Plc.                  
6 Reelect Howard S. Frank As A Director Of Carnival Corporation Mgmt Yes For For For For  
  And As A Director Of Carnival Plc.                  
7 Reelect Richard J. Glasier As A Director Of Carnival Corporation Mgmt Yes For For For For  
  And As A Director Of Carnival Plc.                  
8 Reelect Modesto A. Maidique As A Director Of Carnival   Mgmt Yes For For For For  
  Corporation And As A Director Of Carnival Plc.                

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

9 Reelect Sir John Parker As A Director Of Carnival Corporation Mgmt Yes For For For For
  And As A Director Of Carnival Plc.            
10 Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation Mgmt Yes For For For For
  And As A Director Of Carnival Plc.            
11 Reelect Stuart Subotnick As A Director Of Carnival Corporation Mgmt Yes For For For For
  And As A Director Of Carnival Plc.            
12 Reelect Laura Weil As A Director Of Carnival Corporation And As Mgmt Yes For For For For
  A Director Of Carnival Plc.            
13 Reelect Randall J. Weisenburger As A Director Of Carnival Mgmt Yes For For For For
  Corporation And As A Director Of Carnival Plc.            
14 Reelect Uzi Zucker As A Director Of Carnival Corporation And As Mgmt Yes For For For For
  A Director Of Carnival Plc.            
15 Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Mgmt Yes For For For For
  Independent Auditors For Carnival Plc And Ratify The U.S. Firm            
  Of PricewaterhouseCoopers LLP As The Independent Auditor For            
  Carnival Corporation.            
16 Authorize The Audit Committee Of Carnival Plc To Fix Mgmt Yes For For For For
  Remuneration Of The Independent Auditors Of Carnival Plc.            
17 Receive The UK Accounts And Reports Of The Directors And Mgmt Yes For For For For
  Auditors Of Carnival Plc For The Year Ended November 30, 2009            
18 Approve The Directors Remuneration Report Of Carnival Plc For Mgmt Yes For For For For
  The Year Ended November 30, 2009            
19 Authorize Issue of Equity with Pre-emptive Rights Mgmt Yes For For For For
 
20 Authorize Issue of Equity without Pre-emptive Rights Mgmt Yes For For For For

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

21 Authorise Shares for Market Purchase   Mgmt Yes For For For For  
22 Stock Retention/Holding Period     SH Yes Against For For For  
23 Transact Other Business (Non-Voting)   Mgmt No          
The Bank of New York Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
Mellon Corporation Date ID   Type Date Voted Instructed Available Loan *
      13-Apr-10 USA 064058100 Annual 12-Feb-10 52,830 52,830 52,830 0
Ticker: BK                    
CUSIP: 064058100 ISIN: US0640581007 SEDOL: B1Z77F6 Proxy Level: 3     Meeting ID: 562351  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Ruth E. Bruch     Mgmt Yes For For For For  
1.2 Elect Director Nicholas M. Donofrio   Mgmt Yes For For For For  
1.3 Elect Director Gerald L. Hassell     Mgmt Yes For For For For  
1.4 Elect Director Edmund F. Kelly     Mgmt Yes For For For For  
1.5 Elect Director Robert P. Kelly     Mgmt Yes For For For For  
1.6 Elect Director Richard J. Kogan     Mgmt Yes For For For For  
1.7 Elect Director Michael J. Kowalski   Mgmt Yes For For For For  
1.8 Elect Director John A. Luke, Jr.     Mgmt Yes For For For For  
1.9 Elect Director Robert Mehrabian     Mgmt Yes For For For For  
1.10 Elect Director Mark A. Nordenberg   Mgmt Yes For For For For  
1.11 Elect Director Catherine A. Rein     Mgmt Yes For For For For  
1.12 Elect Director William C. Richardson   Mgmt Yes For For For For  
1.13 Elect Director Samuel C. Scott III   Mgmt Yes For For For For  
1.14 Elect Director John P. Surma     Mgmt Yes For For For For  
1.15 Elect Director Wesley W. von Schack   Mgmt Yes For For For For  
2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For For For  
3 Ratify Auditors       Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

                 
4 Provide for Cumulative Voting SH   Yes Against For For For  
5 Stock Retention/Holding Period SH   Yes Against For For For  
6 Submit Severance Agreement (Change-in-Control) to SH   Yes Against For For For  
  Shareholder Vote                      
 
T. Rowe Price Group, Inc. Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
      Date ID     Type Date Voted Instructed Available Loan *
      14-Apr-10 USA 74144 T108 Annual 12-Feb-10 50,000 50,000 50,000 0
Ticker: TROW                      
CUSIP: 74144T108 ISIN: US74144T1088 SEDOL: 2702337 Proxy Level: 1     Meeting ID: 558723  
 
              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Edward C. Bernard Mgmt   Yes For For For For  
2 Elect Director James T. Brady Mgmt   Yes For For For For  
3 Elect Director J. Alfred Broaddus, Jr. Mgmt   Yes For For For For  
4 Elect Director Donald B. Hebb, Jr. Mgmt   Yes For For For For  
5 Elect Director James A.C. Kennedy Mgmt   Yes For For For For  
6 Elect Director Brian C. Rogers Mgmt   Yes For For For For  
7 Elect Director Alfred Sommer, PHD Mgmt   Yes For For For For  
8 Elect Director Dwight S. Taylor Mgmt   Yes For For For For  
9 Elect Director Anne Marie Whittemore Mgmt   Yes For For For For  
10 Ratify Auditors     Mgmt   Yes For For For For  
 
United Technologies   Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
Corporation   Date ID     Type Date Voted Instructed Available Loan *
      14-Apr-10 USA 913017109   Annual 16-Feb-10 21,000 21,000 21,000 0
Ticker: UTX                      
CUSIP: 913017109 ISIN: US9130171096 SEDOL: 2915500 Proxy Level: 3     Meeting ID: 557661  
              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Louis R. Chenevert Mgmt   Yes For For For For  
 
1.2 Elect Director John V. Faraci Mgmt   Yes For For For For  
1.3 Elect Director Jean-Pierre Garnier, Ph.D. Mgmt   Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

                 
1.4 Elect Director Jamie S. Gorelick     Mgmt Yes For For For For  
1.5 Elect Director Carlos M. Gutierrez     Mgmt Yes For For For For  
1.6 Elect Director Edward A. Kangas     Mgmt Yes For For For For  
1.7 Elect Director Charles R. Lee     Mgmt Yes For For For For  
1.8 Elect Director Richard D. McCormick     Mgmt Yes For For For For  
1.9 Elect Director Harold McGraw, III     Mgmt Yes For For For For  
1.10 Elect Director Richard B. Myers     Mgmt Yes For For For For  
1.11 Elect Director H. Patrick Swygert     Mgmt Yes For For For For  
1.12 Elect Director Andre Villeneuve     Mgmt Yes For For For For  
1.13 Elect Director Christine Todd Whitman     Mgmt Yes For For For For  
2 Ratify Auditors       Mgmt Yes For For For For  
3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Yes Against For For For  
 
 
BP plc   Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date   ID   Type Date Voted Instructed Available Loan *
    15-Apr-10 United Kingdom G12793108 Annual 19-Feb-10 50,000 50,000 50,000 0
Ticker: N/A                    
CUSIP: G12793108 ISIN: GB0007980591 SEDOL: 0798059 Proxy Level: N/A     Meeting ID: 561735  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
  Meeting for ADR Holders     Mgmt No          
1 To Receive The Directors Annual Report And Accounts   Mgmt Yes For For For For  
2 To Approve The Directors Remuneration Report   Mgmt Yes For For For For  
3 To Elect P Anderson As A Director     Mgmt Yes For For For For  
4 To Re-elect A Burgmans As A Director     Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

5 To Re-elect C B Carroll As A Director Mgmt Yes For For For For
6 To Re-elect William Castell As A Director Mgmt Yes For For For For
7 To Re-elect I C Conn As A Director Mgmt Yes For For For For
8 To Re-elect G David As A Director Mgmt Yes For For For For
9 To Elect I E L Davis As A Director Mgmt Yes For For For For
10 To Re-elect R Dudley As A Director Mgmt Yes For For For For
11 To Re-elect D J Flint As A Director Mgmt Yes For For For For
12 To Re-elect B E Grote As A Director Mgmt Yes For For For For
13 To Re-elect A B Hayward As A Director Mgmt Yes For For For For
14 To Re-elect A G Inglis As A Director Mgmt Yes For For For For
15 To Re-elect D S Julius As A Director Mgmt Yes For For For For
16 To Elect C-H Svanberg As A Director Mgmt Yes For For For For
17 To Reappoint Ernst & Young Llp As Auditors And Authorize The Mgmt Yes For For For For
  board To Fix Their Remuneration            
18 To Adopt New Articles Of Association Mgmt Yes For For For For
19 To Give Limited Authority For The Purchaseof Its Own Shares By Mgmt Yes For For For For
  The Company            
20 To Give Limited Authority To Allot Shares Up To A Specified Mgmt Yes For For For For
  amount            
21 To Give Authority To Allot A Limited Number of Shares For Cash Mgmt Yes For For For For
  Free Of Pre-emption Rights            
22 To Authorize The Calling Of General Meetings(excluding Annual Mgmt Yes For For For For
  General Meetings) By Notice Of At Least 14 clear Days            
23 To Approve The Renewal Of The Executive Directors Incentive Mgmt Yes For For For For
  Plan            
24 To Approve The Scrip Dividend Programme Mgmt Yes For For For For

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

  Shareholder Proposal Mgmt   No          
25 Special Resolution: To Instruct A Committee Of The Board To SH   Yes Against Against Against Against  
  Review The Assumptions Behind The Sunrise Project                  
                   
Adobe Systems Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
Incorporated Date ID     Type Date Voted Instructed Available Loan *
    16-Apr-10 USA 00724 F101 Annual 22-Feb-10 38,000 38,000 38,000 0
Ticker: ADBE                    
CUSIP: 00724F101 ISIN: US00724F1012 SEDOL: 2008154 Proxy Level: 3     Meeting ID: 558459  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Edward W. Barnholt Mgmt   Yes For For For For  
2 Elect Director Michael R. Cannon Mgmt   Yes For For For For  
3 Elect Director James E. Daley Mgmt   Yes For For For For  
4 Elect Director Charles M. Geschke Mgmt   Yes For For For For  
5 Elect Director Shantanu Narayen Mgmt   Yes For For For For  
6 Amend Omnibus Stock Plan Mgmt   Yes For For For For  
7 Ratify Auditors   Mgmt   Yes For For For For  
 
Johnson & Johnson Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
    Date ID     Type Date Voted Instructed Available Loan *
    22-Apr-10 USA 478160104   Annual 23-Feb-10 25,000 25,000 25,000 0
Ticker: JNJ                    
CUSIP: 478160104 ISIN: US4781601046 SEDOL: 2475833 Proxy Level: 3     Meeting ID: 562814  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Mary Sue Coleman Mgmt   Yes For For For For  
2 Elect Director James G. Culien Mgmt   Yes For For For For  
3 Elect Director Michael M. E. Johns Mgmt   Yes For For For For  
4 Elect Director Susan L. Lindquist Mgmt   Yes For For For For  
5 Elect Director Anne M. Mulcahy Mgmt   Yes For For For For  
6 Elect Director Lea F. Mullin Mgmt   Yes For For For For  
7 Elect Director William D. Perez Mgmt   Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

8 Elect Director Charles Prince Mgmt Yes For For For For  
9 Elect Director David Satcher Mgmt Yes For For For For  
10 Elect Director William C. Welcon Mgmt Yes For For For For  
11 Ratify Auditors   Mgmt Yes For For For For  
12 Advisory Vote to Ratify Named Executive Officers' Compensation SH Yes Against For For For  
13 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Yes Against For For For  
 
Lockheed Martin Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
Corporation Date ID   Type Date Voted Instructed Available Loan *
    22-Apr-10 USA 539830109 Annual 01-Mar-10 19,200 19,200 19,200 0
Ticker: LMT                  
CUSIP: 539830109 ISIN: US5398301094 SEDOL: 2522096 Proxy Level: 2     Meeting ID: 559444  
 
          Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director E. C. "Pete" Aldrige, Jr. Mgmt Yes For For For For  
2 Elect Director Nolan D. Archibald Mgmt Yes For For For For  
3 Elect Director David B. Burritt Mgmt Yes For For For For  
4 Elect Director James O. Ellis, Jr. Mgmt Yes For For For For  
5 Elect Director Gwendolyn S. King Mgmt Yes For For For For  
6 Elect Director James M. Loy Mgmt Yes For For For For  
7 Elect Director Douglas H. McCorkindale Mgmt Yes For For For For  
8 Elect Director Joseph W. Ralston Mgmt Yes For For For For  
9 Elect Director James Schneider Mgmt Yes For For For For  
10 Elect Director Anne Stevens Mgmt Yes For For For For  
11 Elect Director Robert J. Stevens Mgmt Yes For For For For  
12 Ratify Auditors   Mgmt Yes For For For For  
13 Report on Space-based Weapons Program SH Yes Against Against Against Against  
 
Abbott Laboratories Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date ID   Type Date Voted Instructed Available Loan *
    23-Apr-10 USA 002824100 Annual 24-Feb-10 35,000 35,000 35,000 0
Ticker: ABT                  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

CUSIP: 002824100 ISIN: US0028241000 SEDOL: 2002305 Proxy Level: 3     Meeting ID: 562331  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director R.J. Alpern   Mgmt Yes For For For For  
1.2 Elect Director R.S. Austin   Mgmt Yes For For For For  
1.3 Elect Director W.M. Daley   Mgmt Yes For Withhold Withhold Withhold  
1.4 Elect Director W.J. Farrell   Mgmt Yes For Withhold Withhold Withhold  
1.5 Elect Director H.L. Fuller   Mgmt Yes For Withhold Withhold Withhold  
1.6 Elect Director W.A. Osborn   Mgmt Yes For Withhold Withhold Withhold  
1.7 Elect Director D.A.L. Owen   Mgmt Yes For For For For  
1.8 Elect Director R.S. Roberts   Mgmt Yes For For For For  
1.9 Elect Director S.C. Scott, III   Mgmt Yes For For For For  
1.10 Elect Director W.D. Smithburg   Mgmt Yes For Withhold Withhold Withhold  
1.11 Elect Director G.F. Tilton   Mgmt Yes For For For For  
1.12 Elect Director M.D. White   Mgmt Yes For For For For  
2 Ratify Auditors     Mgmt Yes For For For For  
3 Advisory Vote to Ratify Named Executive Officers' Compensation SH Yes Against For For For  
4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Yes Against For For For  
 
Kellogg Company Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date   ID   Type Date Voted Instructed Available Loan *
    23-Apr-10 USA 487836108 Annual 02-Mar-10 29,000 29,000 29,000 0
Ticker: K                      
CUSIP: 487836108 ISIN: US4878361082 SEDOL: 2486813 Proxy Level: 2     Meeting ID: 559765  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Benjamin Carson   Mgmt Yes For For For For  
1.2 Elect Director Gordon Gund   Mgmt Yes For For For For  
1.3 Elect Director Dorothy Johnson   Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

1.4 Elect Director Ann McLaughlin Korologos     Mgmt Yes For For For For  
2 Ratify Auditors       Mgmt Yes For For For For  
3 Reduce Supermajority Vote Requirement     SH Yes Against For For For  
 
American Express Company Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date   ID   Type Date Voted Instructed Available Loan *
    26-Apr-10 USA 025816109 Annual 26-Feb-10 40,000 40,000 40,000 0
Ticker: AXP                    
CUSIP: 025816109 ISIN: US0258161092 SEDOL: 2026082 Proxy Level: 3     Meeting ID: 561598  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Daniel F. Akerson     Mgmt Yes For For For For  
1.2 Elect Director Charlene Barshefsky     Mgmt Yes For For For For  
1.3 Elect Director Ursula M. Burns     Mgmt Yes For For For For  
1.4 Elect Director Kenneth I. Chenault     Mgmt Yes For For For For  
1.5 Elect Director Peter Chernin     Mgmt Yes For For For For  
1.6 Elect Director Jan Leschly     Mgmt Yes For For For For  
1.7 Elect Director Richard C. Levin     Mgmt Yes For For For For  
1.8 Elect Director Richard A. McGinn     Mgmt Yes For For For For  
1.9 Elect Director Edward .D. Miller     Mgmt Yes For For For For  
1.10 Elect Director Steven S. Reinemund     Mgmt Yes For For For For  
1.11 Elect Director Robert D. Walter     Mgmt Yes For For For For  
1.12 Elect Director Ronald A. Williams     Mgmt Yes For For For For  
2 Ratify Auditors       Mgmt Yes For For For For  
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For Against Against Against  
4 Provide for Cumulative Voting     SH Yes Against For For For  
5 Amend Articles/Bylaws/Charter -- Call Special Meetings   SH Yes Against For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

6 Stock Retention/Holding Period   SH   Yes Against For For For  
 
Exelon Corporation Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares
      Date ID     Type Date Voted Instructed Available Loan
      27-Apr-10 USA 30161 N101 Annual 01-Mar-10 12,000 12,000 12,000  
Ticker: EXC                      
CUSIP: 30161N101 ISIN: US30161N1019 SEDOL: 2670519 Proxy Level: 3     Meeting ID: 561304  
 
              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director John A. Canning, Jr. Mgmt   Yes For For For For  
2 Elect Director M. Walter D'Alessio Mgmt   Yes For For For For  
3 Elect Director Nicholas DeBenedictis Mgmt   Yes For For For For  
4 Elect Director Bruce DeMars   Mgmt   Yes For For For For  
5 Elect Director Nelson A. Diaz   Mgmt   Yes For For For For  
6 Elect Director Sue L. Gin   Mgmt   Yes For For For For  
7 Elect Director Rosemarie B. Greco Mgmt   Yes For For For For  
8 Elect Director Paul L. Joskow   Mgmt   Yes For For For For  
9 Elect Director Richard W. Mies   Mgmt   Yes For For For For  
10 Elect Director John M. Palms   Mgmt   Yes For For For For  
11 Elect Director William C. Richardson Mgmt   Yes For For For For  
12 Elect Director Thomas J. Ridge   Mgmt   Yes For For For For  
13 Elect Director John W. Rogers, Jr. Mgmt   Yes For For For For  
14 Elect Director John W. Rowe   Mgmt   Yes For For For For  
15 Elect Director Stephen D. Steinour Mgmt   Yes For For For For  
16 Elect Director Don Thompson   Mgmt   Yes For For For For  
17 Approve Omnibus Stock Plan   Mgmt   Yes For For For For  
18 Ratify Auditors     Mgmt   Yes For For For For  
 
International Business Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares
Machines Corporation Date ID     Type Date Voted Instructed Available Loan
      27-Apr-10 USA 459200101   Annual 26-Feb-10 25,000 25,000 25,000  
Ticker: IBM                      
CUSIP: 459200101 ISIN: US4592001014 SEDOL: 2005973 Proxy Level: 3     Meeting ID: 559916  
 
              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

1 Elect Director A. J. P. Belda     Mgmt Yes For For For For  
 
2 Elect Director C. Black     Mgmt Yes For For For For  
3 Elect Director W. R. Brody     Mgmt Yes For For For For  
4 Elect Director K. I. Chenault     Mgmt Yes For For For For  
5 Elect Director M. L. Eskew     Mgmt Yes For For For For  
6 Elect Director S. A. Jackson     Mgmt Yes For For For For  
7 Elect Director A. N. Liveris     Mgmt Yes For For For For  
8 Elect Director W. J. McNerney, Jr.     Mgmt Yes For For For For  
9 Elect Director T. Nishimuro     Mgmt Yes For For For For  
10 Elect Director J. W. Owens     Mgmt Yes For For For For  
11 Elect Director S. J. Palmisano     Mgmt Yes For For For For  
12 Elect Director J. E. Spero     Mgmt Yes For For For For  
13 Elect Director S. Taurel     Mgmt Yes For For For For  
14 Elect Director L. H. Zambrano     Mgmt Yes For For For For  
15 Ratify Auditors       Mgmt Yes For For For For  
16 Adopt Policy on Bonus Banking     SH Yes Against For For For  
17 Provide for Cumulative Voting     SH Yes Against For For For  
18 Amend Articles/Bylaws/Charter -- Call Special Meetings   SH Yes Against For For For  
19 Advisory Vote to Ratify Named Executive Officers' Compensation SH Yes Against For For For  
 
 
L-3 Communications Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
Holdings, Inc. Date   ID   Type Date Voted Instructed Available Loan *
    27-Apr-10 USA 502424104 Annual 01-Mar-10 20,000 20,000 20,000 0
Ticker: LLL                    
CUSIP: 502424104 ISIN: US5024241045 SEDOL: 2247366 Proxy Level: 3     Meeting ID: 561932  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Claude R. Canizares     Mgmt Yes For For For For  
1.2 Elect Director Thomas A. Corcoran     Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

1.3 Elect Director Lewis Kramer   Mgmt   Yes For For For For  
1.4 Elect Director Alan H. Washkowitz   Mgmt   Yes For For For For  
2 Amend Omnibus Stock Plan   Mgmt   Yes For For For For  
3 Ratify Auditors     Mgmt   Yes For For For For  
 
LAZARD LTD Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
    Date ID     Type Date Voted Instructed Available Loan *
    27-Apr-10 Bermuda G54050102   Annual 05-Mar-10 36,000 36,000 36,000 0
Ticker: LAZ                    
CUSIP: G54050102 ISIN: BMG540501027 SEDOL: B081VQ7 Proxy Level: N/A     Meeting ID: 564625  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1   Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Laurent Mignon as Director   Mgmt   Yes For Withhold Withhold Withhold  
1.2 Elect Gary W. Parr as Director   Mgmt   Yes For For For For  
1.3 Elect Hal S. Scott as Director   Mgmt   Yes For Withhold Withhold Withhold  
2 Amend Bye-laws Re: Removal Procedure for Chairman and CEO Mgmt   Yes For For For For  
3 Approve Deloitte & Touche LLP as Auditors and Authorize Board Mgmt   Yes For For For For  
  to Fix Their Remuneration Auditors                  
 
Praxair, Inc. Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
    Date ID     Type Date Voted Instructed Available Loan *
    27-Apr-10 USA 74005 P104 Annual 01-Mar-10 13,000 13,000 13,000 0
Ticker: PX                    
CUSIP: 74005P104 ISIN: US74005P1049 SEDOL: 2699291 Proxy Level: 1     Meeting ID: 561294  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1   Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
  Elect Director Stephen F. Angel   Mgmt   Yes For For For For  
 
1.2 Elect Director Nance K. Dicciani   Mgmt   Yes For For For For  
1.3 Elect Director Edward G. Galante   Mgmt   Yes For For For For  
1.4 Elect Director Claire W. Gargalli   Mgmt   Yes For For For For  
1.5 Elect Director Ira D. Hall   Mgmt   Yes For For For For  
1.6 Elect Director Raymond W. LeBoeuf   Mgmt   Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

1.7 Elect Director Larry D. Mcvay Mgmt Yes For For For For  
1.8 Elect Director Wayne T. Smith Mgmt Yes For For For For  
1.9 Elect Director Robert L. Wood Mgmt Yes For For For For  
2 Ratify Auditors   Mgmt Yes For For For For  
 
Stryker Corporation Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date ID   Type Date Voted Instructed Available Loan *
    27-Apr-10 USA 863667101 Annual 01-Mar-10 21,300 21,300 21,300 0
Ticker: SYK                  
CUSIP: 863667101 ISIN: US8636671013 SEDOL: 2853688 Proxy Level: 1     Meeting ID: 562911  
 
          Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Howard E. Cox, Jr. Mgmt Yes For For For For  
1.2 Elect Director Srikant M. Datar, Ph.D. Mgmt Yes For For For For  
1.3 Elect Director Donald M. Engelman, Ph.D. Mgmt Yes For For For For  
1.4 Elect Director Louise L. Francesconi Mgmt Yes For For For For  
1.5 Elect Director Howard L. Lance Mgmt Yes For For For For  
1.6 Elect Director Stephen P. MacMillan Mgmt Yes For For For For  
1.7 Elect Director William U. Parfet Mgmt Yes For For For For  
1.8 Elect Director Ronda E. Stryker Mgmt Yes For For For For  
2 Ratify Auditors   Mgmt Yes For For For For  
 
Bank of America Corporation Date Meeting Country ID Primary Security Type Meeting Date Record Shares Voted Instructed Shares Available Shares Shares Loan on *
    28-Apr-10 USA 060505104 Annual 03-Mar-10 99,000 99,000 99,000 0
Ticker: BAC                  
CUSIP: 060505104 ISIN: US0605051046 SEDOL: 2295677 Proxy Level: 3     Meeting ID: 562186  
 
          Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Susan S. Bies Mgmt Yes For For For For  
 
2 Elect Director William P. Boardman Mgmt Yes For For For For  
3 Elect Director Frank P. Bramble, Sr. Mgmt Yes For For For For  
4 Elect Director Virgis W. Colbert Mgmt Yes For For For For  
5 Elect Director Charles K. Gifford Mgmt Yes For For For For  
6 Elect Director Charles O. Holliday, Jr. Mgmt Yes For For For For  
7 Elect Director D. Paul Jones, Jr. Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

8 Elect Director Monica C. Lozano Mgmt Yes For For For For
9 Elect Director Thomas J. May Mgmt Yes For For For For
10 Elect Director Brian T. Moynihan Mgmt Yes For For For For
11 Elect Director Donald E. Powell Mgmt Yes For For For For
12 Elect Director Charles O. Rossotti Mgmt Yes For For For For
13 Elect Director Robert W. Scully Mgmt Yes For For For For
14 Ratify Auditors Mgmt Yes For For For For
15 Increase Authorized Common Stock Mgmt Yes For For For For
16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For For For
17 Amend Omnibus Stock Plan Mgmt Yes For For For For
18 Report on Government Service of Employees SH Yes Against Against Against Against
19 TARP Related Compensation SH Yes Against For For For
20 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Yes Against For For For
21 Advisory Vote to Ratify Named Executive Officers' Compensation SH Yes Against For For For
22 Adopt Policy on Succession Planning SH Yes Against For For For
23 Report on Collateral in Derivatives Trading SH Yes Against For For For
24 Claw-back of Payments under Restatements SH Yes Against For For For

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

AT&T Inc. Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
    Date ID     Type Date Voted Instructed Available Loan *
    30-Apr-10 USA 00206 R102 Annual 02-Mar-10 55,000 55,000 55,000 0
Ticker: T                      
CUSIP: 00206R102 ISIN: US00206R1023 SEDOL: 2831811 Proxy Level: 3     Meeting ID: 560875  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1   Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Randall L. Stephenson   Mgmt   Yes For For For For  
2 Elect Director Gilbert F. Amelio   Mgmt   Yes For For For For  
3 Elect Director Reuben V. Anderson   Mgmt   Yes For For For For  
4 Elect Director James H. Blanchard   Mgmt   Yes For For For For  
5 Elect Director Jaime Chico Pardo   Mgmt   Yes For For For For  
6 Elect Director James P. Kelly   Mgmt   Yes For For For For  
7 Elect Director Jon C. Madonna   Mgmt   Yes For For For For  
8 Elect Director Lynn M. Martin   Mgmt   Yes For For For For  
9 Elect Director John B. McCoy   Mgmt   Yes For For For For  
10 Elect Director Joyce M. Roche   Mgmt   Yes For For For For  
11 Elect Director Laura D Andrea Tyson   Mgmt   Yes For For For For  
12 Elect Director Patricia P. Upton   Mgmt   Yes For For For For  
13 Ratify Auditors     Mgmt   Yes For For For For  
14 Provide for Cumulative Voting   SH   Yes Against For For For  
15 Exclude Pension Credits from Calculations of Performance-Based SH   Yes Against For For For  
  Pay                    
16 Advisory Vote to Ratify Named Executive Officers' Compensation SH   Yes Against For For For  
17 Amend Articles/Bylaws/Charter -- Call Special Meetings   SH   Yes Against For For For  
 
Noble Corporation Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
    Date ID     Type Date Voted Instructed Available Loan *
    30-Apr-10 Switzerland H5833 N103 Annual 23-Apr-10 27,000 27,000 27,000 0
Ticker: N/A                    
CUSIP: H5833N103 ISIN: CH0033347318 SEDOL: B3K8ZK9 Proxy Level: N/A     Meeting ID: 555022  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

                Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 a Reelect Michael Cawley as Director     Mgmt Yes For For For For  
1 b Reelect Gordon Hall as Director     Mgmt Yes For For For For  
1 c Reelect Jack Little as Director     Mgmt Yes For For For For  
2   Approve Creation of CHF 663.0 Million Pool of Capital without   Mgmt Yes For Against Against Against  
    Preemptive Rights                    
3   Approve CHF 143.7 Million Reduction in Share Capital and   Mgmt Yes For For For For  
    Capital Repayment of CHF 0.52 per Share                  
4   Approve CHF 154.7 Million Reduction in Share Capital and   Mgmt Yes For For For For  
    Capital Repayment of CHF 0.56 per Share                  
5   Ratify PricewaterhouseCoopers LLP as Independent Registered Mgmt Yes For For For For  
    Public Accounting Firm and PricewaterhouseCoopers AG as                
    Statutory Auditor                    
6   Accept Financial Statements and Statutory Reports   Mgmt Yes For For For For  
7   Approve Discharge of Board and Senior Management   Mgmt Yes For For For For  
 
Baxter International Inc. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
        Date   ID   Type Date Voted Instructed Available Loan *
        04-May-10 USA 071813109 Annual 08-Mar-10 34,000 34,000 34,000 0
Ticker: BAX                      
CUSIP: 071813109 ISIN: US0718131099 SEDOL: 2085102 Proxy Level: 2     Meeting ID: 563738  
 
                Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1   Elect Director Blake E. Devitt     Mgmt Yes For For For For  
2   Elect Director John D. Forsyth     Mgmt Yes For For For For  
3   Elect Director Gail D. Fosler       Mgmt Yes For For For For  
4   Elect Director Carole J. Shapazian     Mgmt Yes For For For For  
5   Ratify Auditors         Mgmt Yes For For For For  
6   Reduce Supermajority Vote Requirement     SH Yes Against For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

Bristol-Myers Squibb Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
Company Date   ID   Type Date Voted Instructed Available Loan *
    04-May-10 USA 110122108 Annual 11-Mar-10 46,000 46,000 46,000  
Ticker: BMY                    
CUSIP: 110122108 ISIN: US1101221083 SEDOL: 2126335 Proxy Level: 4     Meeting ID: 564126  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Lamberto Andreotti     Mgmt Yes For For For For  
2 Elect Director Lewis B. Campbell     Mgmt Yes For For For For  
3 Elect Director James M. Cornelius     Mgmt Yes For For For For  
4 Elect Director Louis J. Freeh     Mgmt Yes For For For For  
5 Elect Director Laurie H. Glimcher, M.D     Mgmt Yes For For For For  
6 Elect Director Michael Grobstein     Mgmt Yes For For For For  
7 Elect Director Leif Johansson     Mgmt Yes For For For For  
8 Elect Director Alan J. Lacy     Mgmt Yes For For For For  
9 Elect Director Vicki L. Sato, Ph.D.     Mgmt Yes For For For For  
10 Elect Director Togo D. West, Jr.     Mgmt Yes For For For For  
11 Elect Director R. Sanders Williams, M.D.     Mgmt Yes For For For For  
12 Ratify Auditors       Mgmt Yes For For For For  
13 Provide Right to Call Special Meeting     Mgmt Yes For For For For  
14 Reduce Supermajority Vote Requirements Applicable to Common Mgmt Yes For For For For  
  Stock                    
15 Reduce Supermajority Vote Requirement Applicable to Preferred Mgmt Yes For For For For  
  Stock                    
16 Increase Disclosure of Executive Compensation   SH Yes Against Against Against Against  
17 Provide Right to Act by Written Consent     SH Yes Against For For For  
18 Report and Set Goals Related to Animal Use and Testing   SH Yes Against Against Against Against  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

General Dynamics Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
Corporation Date ID   Type Date Voted Instructed Available Loan *
    05-May-10 USA 369550108 Annual 08-Mar-10 14,000 14,000 14,000 0
Ticker: GD                  
CUSIP: 369550108 ISIN: US3695501086 SEDOL: 2365161 Proxy Level: 2     Meeting ID: 563387  
 
          Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Nicholas D. Chabraja Mgmt Yes For For For For  
2 Elect Director James S. Crown Mgmt Yes For For For For  
3 Elect Director William P. Fricks Mgmt Yes For For For For  
4 Elect Director Jay L. Johnson Mgmt Yes For For For For  
5 Elect Director George A. Joulwan Mgmt Yes For For For For  
6 Elect Director Paul G. Kaminski Mgmt Yes For For For For  
7 Elect Director John M. Keane Mgmt Yes For For For For  
8 Elect Director Lester L. Lyles Mgmt Yes For For For For  
9 Elect Director William A. Osborn Mgmt Yes For For For For  
10 Elect Director Robert Walmsley Mgmt Yes For For For For  
11 Ratify Auditors   Mgmt Yes For For For For  
12 Report on Space-based Weapons Program SH Yes Against Against Against Against  
 
PepsiCo, Inc. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date ID   Type Date Voted Instructed Available Loan *
    05-May-10 USA 713448108 Annual 05-Mar-10 17,800 17,800 17,800 0
Ticker: PEP                  
CUSIP: 713448108 ISIN: US7134481081 SEDOL: 2681511 Proxy Level: 3     Meeting ID: 564652  
 
          Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Shona L. Brown Mgmt Yes For For For For  
2 Elect Director Ian M. Cook Mgmt Yes For For For For  
3 Elect Director Dina Dublon Mgmt Yes For For For For  
4 Elect Director Victor J. Dzau Mgmt Yes For For For For  
5 Elect Director Ray L. Hunt Mgmt Yes For For For For  
6 Elect Director Alberto Ibarguen Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

7 Elect Director Arthur C. Martinez     Mgmt Yes For For For For  
8 Elect Director Indra K. Nooyi     Mgmt Yes For For For For  
9 Elect Director Sharon P. Rockefeller     Mgmt Yes For For For For  
10 Elect Director James J. Schiro     Mgmt Yes For For For For  
11 Elect Director Lloyd G. Trotter     Mgmt Yes For For For For  
12 Elect Director Daniel Vasella     Mgmt Yes For Against Against Against  
13 Ratify Auditors       Mgmt Yes For For For For  
14 Amend Omnibus Stock Plan     Mgmt Yes For For For For  
15 Report on Charitable Contributions     SH Yes Against Against Against Against  
16 Amend Articles/Bylaws/Charter -- Call Special Meetings   SH Yes Against For For For  
17 Report on Public Policy Advocacy Process     SH Yes Against Against Against Against  
 
Ecolab Inc. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date   ID   Type Date Voted Instructed Available Loan *
    06-May-10 USA 278865100 Annual 09-Mar-10 15,500 15,500 15,500 0
Ticker: ECL                    
CUSIP: 278865100 ISIN: US2788651006 SEDOL: 2304227 Proxy Level: 3     Meeting ID: 563766  
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Arthur J. Higgins     Mgmt Yes For For For For  
2 Elect Director Joel W. Johnson     Mgmt Yes For For For For  
3 Elect Director C. Scott O'Hara     Mgmt Yes For For For For  
4 Ratify Auditors       Mgmt Yes For For For For  
5 Approve Omnibus Stock Plan     Mgmt Yes For For For For  
6 Declassify the Board of Directors     Mgmt Yes For For For For  
7 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For For For  
8 Adopt Policy on Human Right to Water     SH Yes Against Against Against Against  
9 Amend Bylaws-- Call Special Meetings     SH Yes Against For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

Verizon Communications Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
Inc.     Date   ID   Type Date Voted Instructed Available Loan
      06-May-10 USA 92343V104 Annual 08-Mar-10 49,000 49,000 49,000  
Ticker: VZ                      
CUSIP: 92343V104 ISIN: US92343V1044 SEDOL: 2090571 Proxy Level: 4     Meeting ID: 563889  
 
              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Richard L. Carrion     Mgmt Yes For For For For  
2 Elect Director M. Frances Keeth     Mgmt Yes For For For For  
3 Elect Director Robert W. Lane     Mgmt Yes For For For For  
4 Elect Director Sandra O. Moose     Mgmt Yes For For For For  
5 Elect Director Joseph Neubauer     Mgmt Yes For For For For  
6 Elect Director Donald T. Nicolaisen     Mgmt Yes For For For For  
7 Elect Director Thomas H. O'Brien     Mgmt Yes For For For For  
8 Elect Director Clarence Otis, Jr.     Mgmt Yes For For For For  
9 Elect Director Hugh B. Price       Mgmt Yes For For For For  
10 Elect Director Ivan G. Seidenberg     Mgmt Yes For For For For  
11 Elect Director Rodney E. Slater     Mgmt Yes For For For For  
12 Elect Director John W. Snow     Mgmt Yes For For For For  
13 Elect Director John R. Stafford     Mgmt Yes For For For For  
14 Ratify Auditors         Mgmt Yes For For For For  
15 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For For For  
16 Prohibit Executive Stock-Based Awards     SH Yes Against Against Against Against  
17 Amend EEO Policy to Prohibit Discrimination Based on Sexual   SH Yes Against For For For  
  Orientation and Gender Identity                  
18 Performance-Based Equity Awards     SH Yes Against For For For  
19 Amend Articles/Bylaws/Charter -- Call Special Meetings   SH Yes Against For For For  
20 Adopt Policy on Succession Planning     SH Yes Against For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

21 Adopt a Policy in which the Company will not Make or Promise to SH Yes Against For For For  
  Make Any Death Benefit Payments to Senior Executives                
22 Stock Retention/Holding Period   SH Yes Against For For For  
 
Colgate-Palmolive Company Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date ID   Type Date Voted Instructed Available Loan *
      07-May-10 USA 194162103 Annual 08-Mar-10 21,000 21,000 21,000 0
Ticker: CL                    
CUSIP: 194162103 ISIN: US1941621039 SEDOL: 2209106 Proxy Level: 3     Meeting ID: 563478  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director John T. Cahill     Mgmt Yes For For For For  
2 Elect Director Ian Cook     Mgmt Yes For For For For  
3 Elect Director Helene D. Gayle   Mgmt Yes For For For For  
4 Elect Director Ellen M. Hancock   Mgmt Yes For For For For  
5 Elect Director Joseph Jimenez   Mgmt Yes For For For For  
6 Elect Director David W. Johnson   Mgmt Yes For For For For  
7 Elect Director Richard J. Kogan   Mgmt Yes For For For For  
8 Elect Director Delano E. Lewis   Mgmt Yes For For For For  
9 Elect Director J. Pedro Reinhard   Mgmt Yes For For For For  
10 Elect Director Stephen I. Sadove   Mgmt Yes For For For For  
11 Ratify Auditors       Mgmt Yes For For For For  
12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For For For  
13 Report on Charitable Contributions   SH Yes Against Against Against Against  
14 Amend Articles/Bylaws/Charter -- Call Special Meetings   SH Yes Against For For For  
Illinois Tool Works Inc. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date ID   Type Date Voted Instructed Available Loan *
      07-May-10 USA 452308109 Annual 09-Mar-10 28,000 28,000 28,000 0
Ticker: ITW                    
CUSIP: 452308109 ISIN: US4523081093 SEDOL: 2457552 Proxy Level: 2     Meeting ID: 563177  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Marvin D. Brailsford   Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

2 Elect Director Susan Crown   Mgmt Yes For For For For  
3 Elect Director Don H. Davis, Jr.   Mgmt Yes For For For For  
4 Elect Director Robert C. McCormack Mgmt Yes For For For For  
5 Elect Director Robert S. Morrison Mgmt Yes For For For For  
6 Elect Director James A. Skinner   Mgmt Yes For For For For  
7 Elect Director David B. Smith, Jr. Mgmt Yes For For For For  
8 Elect Director David B. Speer   Mgmt Yes For For For For  
9 Elect Director Pamela B. Strobel   Mgmt Yes For For For For  
10 Ratify Auditors     Mgmt Yes For For For For  
11 Report on Political Contributions   SH Yes Against For For For  
 
 
Occidental Petroleum Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
Corporation   Date ID   Type Date Voted Instructed Available Loan *
      07-May-10 USA 674599105 Annual 15-Mar-10 37,000 37,000 37,000 0
Ticker: OXY                    
CUSIP: 674599105 ISIN: US6745991058 SEDOL: 2655408 Proxy Level: 3     Meeting ID: 564666  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Spencer Abraham   Mgmt Yes For Against Against Against  
2 Elect Director John S. Chalsty   Mgmt Yes For Against Against Against  
3 Elect Director Stephen I. Chazen   Mgmt Yes For For For For  
4 Elect Director Edward P. Djerejian Mgmt Yes For Against Against Against  
5 Elect Director John E. Feick   Mgmt Yes For Against Against Against  
6 Elect Director Carlos M. Gutierrez Mgmt Yes For Against Against Against  
7 Elect Director Ray R. Irani   Mgmt Yes For Against Against Against  
8 Elect Director Irvin W. Maloney   Mgmt Yes For Against Against Against  
9 Elect Director Avedick B. Poladian Mgmt Yes For Against Against Against  
10 Elect Director Rodolfo Segovia   Mgmt Yes For Against Against Against  
11 Elect Director Aziz D. Syriani   Mgmt Yes For Against Against Against  
12 Elect Director Rosemary Tomich   Mgmt Yes For Against Against Against  
13 Elect Director Walter L. Weisman Mgmt Yes For Against Against Against  
14 Ratify Auditors     Mgmt Yes For For For For  

* Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

Page 39 of 59


15 Amend Omnibus Stock Plan     Mgmt Yes For For For For  
16 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For Against Against Against  
17 Limit Executive Compensation     SH Yes Against Against Against Against  
18 Require Independent Board Chairman     SH Yes Against For For For  
19 Amend Articles/Bylaws/Charter -- Call Special Meetings   SH Yes Against For For For  
20 Report on Host Country Social and Environmental Laws   SH Yes Against Against Against Against  
21 Require a Majority Vote for the Election of Directors   SH Yes Against For For For  
22 Report on Policy for Increasing Safety by Reducing Hazardous SH Yes Against Against Against Against  
  Substance Usage and Re-locating Facilities                  
23 Double Trigger on Equity Plans     SH Yes Against For For For  
                 
St. Jude Medical, Inc. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date   ID   Type Date Voted Instructed Available Loan *
    07-May-10 USA 790849103 Annual 10-Mar-10 54,000 54,000 54,000 0
Ticker: STJ                    
CUSIP: 790849103 ISIN: US7908491035 SEDOL: 2767381 Proxy Level: 1     Meeting ID: 563479  
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Stuart M. Essig     Mgmt Yes For For For For  
1.2 Elect Director Barbara B. Hill     Mgmt Yes For For For For  
1.3 Elect Director Michael A. Rocca     Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

2 Ratify Auditors       Mgmt Yes For For For For  
3 Prepare Sustainability Report     SH Yes Against For For For  
 
 
The Goldman Sachs Group, Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
Inc.   Date   ID   Type Date Voted Instructed Available Loan *
    07-May-10 USA 38141G104 Annual 08-Mar-10 9,000 9,000 9,000 0
Ticker: GS                    
CUSIP: 38141G104 ISIN: US38141G1040 SEDOL: 2407966 Proxy Level: 3     Meeting ID: 569895  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Lloyd C. Blankfein     Mgmt Yes For For For For  
1.2 Elect Director John H. Bryan     Mgmt Yes For For For For  
1.3 Elect Director Gary D. Cohn     Mgmt Yes For For For For  
1.4 Elect Director Claes Dahlbäck     Mgmt Yes For For For For  
1.5 Elect Director Stephen Friedman     Mgmt Yes For For For For  
1.6 Elect Director William W. George     Mgmt Yes For For For For  
1.7 Elect Director James A. Johnson     Mgmt Yes For For For For  
1.8 Elect Director Lois D. Juliber     Mgmt Yes For For For For  
1.9 Elect Director Lakshmi N. Mittal     Mgmt Yes For For For For  
1.10 Elect Director James J. Schiro     Mgmt Yes For For For For  
1.11 Elect Director H. Lee Scott, Jr.     Mgmt Yes For For For For  
2 Ratify Auditors       Mgmt Yes For For For For  
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For For For  
4 Reduce Supermajority Vote Requirement     Mgmt Yes For For For For  
5 Provide Right to Call Special Meeting     Mgmt Yes For For For For  
6 Provide for Cumulative Voting     SH Yes Against For For For  
7 Report on Collateral in Derivatives Trading     SH Yes Against For For For  
8 Require Independent Board Chairman     SH Yes Against Against Against Against  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

9 Report on Political Contributions SH Yes Against For For For  
10 Report on Global Warming Science SH Yes Against Against Against Against  
11 Report on Pay Disparity SH Yes Against Against Against Against  
12 Stock Retention/Holding Period SH Yes Against For For For  
 
Danaher Corporation Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date ID   Type Date Voted Instructed Available Loan *
    11-May-10 USA 235851102 Annual 12-Mar-10 23,500 23,500 23,500 0
Ticker: DHR                  
CUSIP: 235851102 ISIN: US2358511028 SEDOL: 2250870 Proxy Level: 2     Meeting ID: 568989  
 
          Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Steven M. Rales Mgmt Yes For For For For  
2 Elect Director John T. Schwieters Mgmt Yes For For For For  
3 Elect Director Alan G. Spoon Mgmt Yes For For For For  
4 Ratify Auditors   Mgmt Yes For For For For  
5 Declassify the Board of Directors SH Yes Against For For For  
 
ITT Corporation Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date ID   Type Date Voted Instructed Available Loan *
    11-May-10 USA 450911102 Annual 17-Mar-10 22,500 22,500 22,500 0
Ticker: ITT                  
CUSIP: 450911102 ISIN: US4509111021 SEDOL: 2465760 Proxy Level: 2     Meeting ID: 565492  
 
          Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Steven R. Loranger Mgmt Yes For For For For  
1.2 Elect Director Curtis J. Crawford Mgmt Yes For For For For  
1.3 Elect Director Christina A. Gold Mgmt Yes For For For For  
1.4 Elect Director Ralph F. Hake Mgmt Yes For For For For  
1.5 Elect Director John J. Hamre Mgmt Yes For For For For  
1.6 Elect Director Paul J. Kern Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

1.7 Elect Director Frank T. MacInnis   Mgmt   Yes For For For For  
1.8 Elect Director Surya N. Mohapatra Mgmt   Yes For For For For  
1.9 Elect Director Linda S. Sanford   Mgmt   Yes For For For For  
1.10 Elect Director Markos I. Tambakeras Mgmt   Yes For For For For  
2 Ratify Auditors     Mgmt   Yes For For For For  
3 Report on Foreign Military Sales   SH   Yes Against Against Against Against  
4 Amend Articles/Bylaws/Charter -- Call Special Meetings SH   Yes Against For For For  
 
Packaging Corporation of Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
America   Date ID     Type Date Voted Instructed Available Loan
      11-May-10 USA 695156109   Annual 15-Mar-10 43,000 43,000 43,000  
Ticker: PKG                      
CUSIP: 695156109 ISIN: US6951561090 SEDOL: 2504566 Proxy Level: 3     Meeting ID: 566909  
 
              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Cheryl K. Beebe   Mgmt   Yes For For For For  
1.2 Elect Director Henry F. Frigon   Mgmt   Yes For For For For  
1.3 Elect Director Hasan Jameel   Mgmt   Yes For For For For  
1.4 Elect Director Samuel M. Mencoff Mgmt   Yes For For For For  
1.5 Elect Director Roger B. Porter   Mgmt   Yes For For For For  
1.6 Elect Director Paul T. Stecko   Mgmt   Yes For For For For  
1.7 Elect Director James D. Woodrum Mgmt   Yes For For For For  
2 Ratify Auditors     Mgmt   Yes For For For For  
3 Approve Executive Incentive Bonus Plan Mgmt   Yes For For For For  
Medco Health Solutions, Inc. Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
      Date ID     Type Date Voted Instructed Available Loan
      12-May-10 USA 58405 U102 Annual 15-Mar-10 31,000 31,000 31,000  
Ticker: MHS                      
CUSIP: 58405U102 ISIN: US58405U1025 SEDOL: 2954019 Proxy Level: 2     Meeting ID: 564116  
 
              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Howard W. Barker, Jr. Mgmt   Yes For For For For  
2 Elect Director John L. Cassis   Mgmt   Yes For For For For  
3 Elect Director Michael Goldstein   Mgmt   Yes For For For For  
4 Elect Director Charles M. Lillis   Mgmt   Yes For For For For  
5 Elect Director Myrtle S. Potter   Mgmt   Yes For For For For  
6 Elect Director William L. Roper   Mgmt   Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

7 Elect Director David B. Snow, Jr. Mgmt Yes For For For For  
8 Elect Director David D. Stevens Mgmt Yes For Against Against Against  
9 Elect Director Blenda J. Wilson Mgmt Yes For For For For  
10 Ratify Auditors   Mgmt Yes For For For For  
11 Provide Right to Call Special Meeting Mgmt Yes For For For For  
                 
Progress Energy, Inc. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date ID   Type Date Voted Instructed Available Loan *
    12-May-10 USA 743263105 Annual 05-Mar-10 25,000 25,000 25,000 0
Ticker: PGN                  
CUSIP: 743263105 ISIN: US7432631056 SEDOL: 2604206 Proxy Level: 2     Meeting ID: 566792  
 
          Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director John D. Baker, II Mgmt Yes For For For For  
 
2 Elect Director James E. Bostic, Jr. Mgmt Yes For For For For  
3 Elect Director Harris E. DeLoach, Jr. Mgmt Yes For For For For  
4 Elect Director James B. Hyler, Jr. Mgmt Yes For For For For  
5 Elect Director William D. Johnson Mgmt Yes For For For For  
6 Elect Director Robert W. Jones Mgmt Yes For For For For  
7 Elect Director W. Steven Jones Mgmt Yes For For For For  
8 Elect Director Melquiades R. Martinez Mgmt Yes For For For For  
9 Elect Director E. Marie McKee Mgmt Yes For For For For  
10 Elect Director John H. Mullin, III Mgmt Yes For For For For  
11 Elect Director Charles W. Pryor, Jr. Mgmt Yes For For For For  
12 Elect Director Carlos A. Saladrigas Mgmt Yes For For For For  
13 Elect Director Theresa M. Stone Mgmt Yes For For For For  
14 Elect Director Alfred C. Tollison, Jr. Mgmt Yes For For For For  
15 Ratify Auditors   Mgmt Yes For For For For  
16 Stock Retention/Holding Period SH Yes Against For For For  
 
 
Kohl's Corporation Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date ID   Type Date Voted Instructed Available Loan *
    13-May-10 USA 500255104 Annual 10-Mar-10 12,000 12,000 12,000 0
Ticker: KSS                  
CUSIP: 500255104 ISIN: US5002551043 SEDOL: 2496113 Proxy Level: 3     Meeting ID: 564107  
 
          Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

1 Elect Director Peter Boneparth   Mgmt Yes For For For For  
2 Elect Director Steven A. Burd   Mgmt Yes For For For For  
3 Elect Director John F. Herma   Mgmt Yes For For For For  
4 Elect Director Dale E. Jones   Mgmt Yes For For For For  
5 Elect Director William S. Kellogg   Mgmt Yes For For For For  
6 Elect Director Kevin Mansell   Mgmt Yes For For For For  
7 Elect Director Frank V. Sica   Mgmt Yes For For For For  
8 Elect Director Peter M. Sommerhauser   Mgmt Yes For For For For  
9 Elect Director Stephanie A. Streeter   Mgmt Yes For For For For  
10 Elect Director Nina G. Vaca   Mgmt Yes For For For For  
11 Elect Director Stephen E. Watson   Mgmt Yes For For For For  
12 Ratify Auditors     Mgmt Yes For For For For  
13 Approve Omnibus Stock Plan   Mgmt Yes For For For For  
14 Reduce Supermajority Vote Requirement   SH Yes Against For For For  
15 Require Independent Board Chairman   SH Yes Against Against Against Against  
 
 
Norfolk Southern Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
Corporation Date   ID   Type Date Voted Instructed Available Loan *
    13-May-10 USA 655844108 Annual 05-Mar-10 23,000 23,000 23,000 0
Ticker: NSC                    
CUSIP: 655844108 ISIN: US6558441084 SEDOL: 2641894 Proxy Level: 3     Meeting ID: 563918  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Thomas D. Bell, Jr.   Mgmt Yes For For For For  
2 Elect Director Alston D. Correll   Mgmt Yes For For For For  
3 Elect Director Landon Hilliard   Mgmt Yes For For For For  
4 Elect Director Burton M. Joyce   Mgmt Yes For For For For  
5 Ratify Auditors     Mgmt Yes For For For For  
6 Declassify the Board of Directors   Mgmt Yes For For For For  
7 Amend Omnibus Stock Plan   Mgmt Yes For For For For  
8 Amend Executive Incentive Bonus Plan   Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

9   Report on Political Contributions     SH   Yes Against For For For  
 
 
Transocean Ltd.   Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
        Date   ID       Type Date Voted Instructed Available Loan *
        14-May-10 Switzerland H8817 H100 Annual 26-Apr-10 12,719 12,719 12,719 0
Ticker: RIG                          
CUSIP: H8817H100 ISIN: CH0048265513 SEDOL: B3KFWW1 Proxy Level: N/A     Meeting ID: 566780  
 
                    Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1   Accept Financial Statements and Statutory Reports   Mgmt   Yes For For For For  
2   Approve Discharge of Board and Senior Management   Mgmt   Yes For For For For  
3   Approve Allocation of Income and Omission of Dividends   Mgmt   Yes For For For For  
4   Change Location of Registered Office to Steinhausen,   Mgmt   Yes For For For For  
    Switzerland                          
5   Approve Creation of CHF 2.5 Billion Pool of Capital without   Mgmt   Yes For Against Against Against  
    Preemptive Rights                          
6   Approve Reduction in Share Capita and Repayment of $3.11 per Mgmt   Yes For For For For  
    Sharel                          
7   Amend Articles Re: Share Certificates due to New Swiss Federal Mgmt   Yes For For For For  
    Act on Intermediated Securities                      
8 a Elect Steven Newman as Director     Mgmt   Yes For For For For  
8 b Reelect Thomas Carson as Director     Mgmt   Yes For For For For  
8 c Reelect Robert Sprague as Director     Mgmt   Yes For For For For  
8 d Reelect J. Michael Talbert as Director     Mgmt   Yes For For For For  
8 e Reelect John Whitmire as Director     Mgmt   Yes For For For For  
9   Appointment Of Ernst & Young LLP as Independent Registered Mgmt   Yes For For For For  
    Public Accounting Firm for Fiscal Year 2010                      
10   Transact Other Business (Voting)     Mgmt   Yes For Against Against Against  
 
Vulcan Materials Company Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
        Date   ID       Type Date Voted Instructed Available Loan *
        14-May-10 USA 929160109   Annual 17-Mar-10 11,000 11,000 11,000 0
Ticker: VMC                          
CUSIP: 929160109 ISIN: US9291601097 SEDOL: 2931205 Proxy Level: 2     Meeting ID: 565003  
 
                    Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

1.1 Elect Director Douglas J. McGregor   Mgmt Yes For For For For  
1.2 Elect Director Vincent J. Trosino   Mgmt Yes For For For For  
1.3 Elect Director Philip J. Carroll, Jr.   Mgmt Yes For Withhold Withhold Withhold  
1.4 Elect Director James V. Napier   Mgmt Yes For Withhold Withhold Withhold  
2 Ratify Auditors       Mgmt Yes For For For For  
3 Require a Majority Vote for the Election of Directors SH Yes Against For For For  
 
Dominion Resources, Inc. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date   ID   Type Date Voted Instructed Available Loan *
      18-May-10 USA 25746U109 Annual 12-Mar-10 28,000 28,000 28,000 0
Ticker: D                        
CUSIP: 25746U109 ISIN: US25746U1097 SEDOL: 2542049 Proxy Level: 4     Meeting ID: 568441  
 
              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director William P. Barr   Mgmt Yes For For For For  
1.2 Elect Director Peter W. Brown   Mgmt Yes For For For For  
1.3 Elect Director George A. Davidson, Jr.   Mgmt Yes For For For For  
1.4 Elect Director Thomas F. Farrell II   Mgmt Yes For For For For  
1.5 Elect Director John W. Harris   Mgmt Yes For For For For  
1.6 Elect Director Robert S. Jepson, Jr.   Mgmt Yes For For For For  
1.7 Elect Director Mark J. Kington   Mgmt Yes For For For For  
1.8 Elect Director Margaret A. McKenna   Mgmt Yes For For For For  
1.9 Elect Director Frank S. Royal   Mgmt Yes For For For For  
1.10 Elect Director Robert H. Spilman, Jr.   Mgmt Yes For For For For  
1.11 Elect Director David A. Wollard   Mgmt Yes For For For For  
2 Ratify Auditors       Mgmt Yes For For For For  
3 Reduce Supermajority Vote Requirement   Mgmt Yes For For For For  
4 Reduce Supermajority Vote Requirement   Mgmt Yes For For For For  
5 Reduce Supermajority Vote Requirement   Mgmt Yes For For For For  
6 Reduce Supermajority Vote Requirement   Mgmt Yes For For For For  
7 Amend Quorum Requirements   Mgmt Yes For For For For  
8 Adopt Renewable Energy Production Goal   SH Yes Against Against Against Against  
9 Stop Construction of Nuclear Reactor at North Anna Facility SH Yes Against Against Against Against  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

10 Advisory Vote to Ratify Named Executive Officers' Compensation SH Yes Against For For For  
 
 
JPMorgan Chase & Co. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date   ID   Type Date Voted Instructed Available Loan *
      18-May-10 USA 46625h100 Annual 19-Mar-10 45,000 45,000 45,000 0
Ticker: JPM                      
CUSIP: 46625H100 ISIN: US46625H1005 SEDOL: 2190385 Proxy Level: 3     Meeting ID: 568199  
 
              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Crandall C. Bowles     Mgmt Yes For For For For  
1.2 Elect Director Stephen B. Burke     Mgmt Yes For For For For  
1.3 Elect Director David M. Cote     Mgmt Yes For For For For  
1.4 Elect Director James S. Crown     Mgmt Yes For For For For  
1.5 Elect Director James Dimon       Mgmt Yes For For For For  
1.6 Elect Director Ellen V. Futter     Mgmt Yes For For For For  
1.7 Elect Director William H. Gray, III     Mgmt Yes For For For For  
1.8 Elect Director Laban P. Jackson, Jr.     Mgmt Yes For For For For  
1.9 Elect Director David C. Novak     Mgmt Yes For For For For  
1.10 Elect Director Lee R. Raymond     Mgmt Yes For For For For  
1.11 Elect Director William C. Weldon     Mgmt Yes For For For For  
2 Ratify Auditors         Mgmt Yes For For For For  
3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For For For  
4 Affirm Political Non-Partisanship     SH Yes Against Against Against Against  
5 Amend Bylaws-- Call Special Meetings     SH Yes Against For For For  
6 Report on Collateral in Derivatives Trading     SH Yes Against For For For  
7 Provide Right to Act by Written Consent     SH Yes Against For For For  
8 Require Independent Board Chairman     SH Yes Against For For For  
9 Report on Pay Disparity       SH Yes Against Against Against Against  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

10 Stock Retention/Holding Period SH Yes Against For For For  
 
 
Intel Corporation Meeting Country Primary Security Meeting Record Shares Shares Shares Shares
    Date ID   Type Date Voted Instructed Available Loan
    19-May-10 USA 458140100 Annual 22-Mar-10 94,000 94,000 94,000  
Ticker: INTC                  
CUSIP: 458140100 ISIN: US4581401001 SEDOL: 2463247 Proxy Level: 3     Meeting ID: 568510  
 
          Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Charlene Barshefsky Mgmt Yes For For For For  
2 Elect Director Susan L. Decker Mgmt Yes For For For For  
3 Elect Director John J. Donahoe Mgmt Yes For For For For  
4 Elect Director Reed E. Hundt Mgmt Yes For For For For  
5 Elect Director Paul S. Otellini Mgmt Yes For For For For  
6 Elect Director James D. Plummer Mgmt Yes For For For For  
7 Elect Director David S. Pottruck Mgmt Yes For For For For  
8 Elect Director Jane E. Shaw Mgmt Yes For For For For  
9 Elect Director Frank D. Yeary Mgmt Yes For For For For  
10 Elect Director David B. Yoffie Mgmt Yes For For For For  
11 Ratify Auditors   Mgmt Yes For For For For  
12 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt Yes For For For For  
                 
Alliant Energy Corp. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares
    Date ID   Type Date Voted Instructed Available Loan
    20-May-10 USA 018802108 Annual 18-Mar-10 12,000 12,000 12,000  
Ticker: LNT                  
CUSIP: 018802108 ISIN: US0188021085 SEDOL: 2973821 Proxy Level: 3     Meeting ID: 568528  
 
          Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Michael L. Bennett Mgmt Yes For For For For  
1.2 Elect Director Darryl B. Hazel Mgmt Yes For For For For  
1.3 Elect Director David A. Perdue Mgmt Yes For For For For  
1.4 Elect Director Judith D. Pyle Mgmt Yes For For For For  
2 Approve Omnibus Stock Plan Mgmt Yes For For For For  
3 Ratify Auditors   Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

McDonald's Corporation Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date ID   Type Date Voted Instructed Available Loan *
      20-May-10 USA 580135101 Annual 23-Mar-10 22,000 22,000 22,000 0
Ticker: MCD                    
CUSIP: 580135101 ISIN: US5801351017 SEDOL: 2550707 Proxy Level: 2     Meeting ID: 570179  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Walter E. Massey Mgmt Yes For For For For  
2 Elect Director John W. Rogers, Jr. Mgmt Yes For For For For  
3 Elect Director Roger W. Stone Mgmt Yes For For For For  
4 Elect Director Miles D. White Mgmt Yes For For For For  
5 Ratify Auditors     Mgmt Yes For For For For  
6 Advisory Vote to Ratify Named Executive Officers' Compensation SH Yes Against For For For  
7 Reduce Supermajority Vote Requirement SH Yes Against For For For  
8 Require Suppliers to Adopt CAK SH Yes Against Against Against Against  
9 Adopt Cage-Free Eggs Purchasing Policy SH Yes Against Against Against Against  
                   
Time Warner Inc.   Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date ID   Type Date Voted Instructed Available Loan *
      21-May-10 USA 887317303 Annual 26-Mar-10 28,000 28,000 28,000 0
Ticker: TWX                    
CUSIP: 887317303 ISIN: US8873173038 SEDOL: B63QTN2 Proxy Level: 3     Meeting ID: 569400  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director James L. Barksdale Mgmt Yes For For For For  
2 Elect Director William P. Barr Mgmt Yes For For For For  
3 Elect Director Jeffrey L. Bewkes Mgmt Yes For For For For  
4 Elect Director Stephen F. Bollenbach Mgmt Yes For For For For  
5 Elect Director Frank J. Caufield Mgmt Yes For For For For  
6 Elect Director Robert C. Clark Mgmt Yes For For For For  
7 Elect Director Mathias Dopfner Mgmt Yes For For For For  
8 Elect Director Jessica P. Einhorn Mgmt Yes For For For For  
9 Elect Director Fred Hassan   Mgmt Yes For For For For  
10 Elect Director Michael A. Miles Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

11 Elect Director Kenneth J. Novack Mgmt   Yes For For For For  
12 Elect Director Deborah C. Wright Mgmt   Yes For For For For  
13 Ratify Auditors   Mgmt   Yes For For For For  
14 Approve Omnibus Stock Plan Mgmt   Yes For For For For  
15 Provide Right to Call Special Meeting Mgmt   Yes For For For For  
16 Reduce Supermajority Vote Requirement SH   Yes Against For For For  
17 Stock Retention/Holding Period SH   Yes Against For For For  
18 Advisory Vote to Ratify Named Executive Officers' Compensation SH   Yes Against For For For  
 
 
 
BlackRock, Inc. Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
    Date ID     Type Date Voted Instructed Available Loan *
    24-May-10 USA 09247 X101 Annual 22-Apr-10 8,900 8,900 8,900 0
Ticker: BLK                    
CUSIP: 09247X101 ISIN: US09247X1019 SEDOL: 2494504 Proxy Level: 3     Meeting ID: 576512  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Abdlatif Yousef Al-Hamad Mgmt   Yes For For For For  
1.2 Elect Director Mathis Cabiallavetta Mgmt   Yes For For For For  
1.3 Elect Director Dennis D. Dammerman Mgmt   Yes For For For For  
1.4 Elect Director Robert E. Diamond, Jr. Mgmt   Yes For For For For  
1.5 Elect Director David H. Komansky Mgmt   Yes For For For For  
1.6 Elect Director James E. Rohr Mgmt   Yes For For For For  
2 Amend Omnibus Stock Plan Mgmt   Yes For Against Against Against  
3 Amend Executive Incentive Bonus Plan Mgmt   Yes For For For For  
4 Ratify Auditors   Mgmt   Yes For For For For  
Amazon.com, Inc. Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
    Date ID     Type Date Voted Instructed Available Loan *
    25-May-10 USA 023135106   Annual 29-Mar-10 9,000 9,000 9,000 0
Ticker: AMZN                    
CUSIP: 023135106 ISIN: US0231351067 SEDOL: 2000019 Proxy Level: 2     Meeting ID: 572463  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

            Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Jeffrey P. Bezos   Mgmt Yes For For For For  
2 Elect Director Tom A. Alberg   Mgmt Yes For For For For  
3 Elect Director John Seely Brown   Mgmt Yes For For For For  
4 Elect Director William B. Gordon   Mgmt Yes For Against Against Against  
5 Elect Director Alain Monie   Mgmt Yes For For For For  
6 Elect Director Thomas O. Ryder   Mgmt Yes For For For For  
7 Elect Director Patricia Q. Stonesifer   Mgmt Yes For Against Against Against  
8 Ratify Auditors     Mgmt Yes For For For For  
9 Report on Political Contributions   SH Yes Against For For For  
 
 
Chevron Corporation Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
    Date   ID   Type Date Voted Instructed Available Loan *
    26-May-10 USA 166764100 Annual 01-Apr-10 36,000 36,000 36,000 0
Ticker: CVX                    
CUSIP: 166764100 ISIN: US1667641005 SEDOL: 2838555 Proxy Level: 4     Meeting ID: 572446  
 
            Votable       Vote  
Voting Policy: ISS Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director S.H. Armacost   Mgmt Yes For For For For  
2 Elect Director L.F. Deily   Mgmt Yes For For For For  
3 Elect Director R.E. Denham   Mgmt Yes For For For For  
4 Elect Director R.J. Eaton   Mgmt Yes For For For For  
5 Elect Director C. Hagel   Mgmt Yes For For For For  
6 Elect Director E. Hernandez   Mgmt Yes For For For For  
7 Elect Director F.G. Jenifer   Mgmt Yes For For For For  
8 Elect Director G.L. Kirkland   Mgmt Yes For For For For  
9 Elect Director S. Nunn   Mgmt Yes For For For For  
10 Elect Director D.B. Rice   Mgmt Yes For For For For  
11 Elect Director K.W. Sharer   Mgmt Yes For For For For  
12 Elect Director C.R. Shoemate   Mgmt Yes For For For For  
13 Elect Director J.G. Stumpf   Mgmt Yes For For For For  
14 Elect Director R.D. Sugar   Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

               
                 
15 Elect Director C. Ware       Mgmt Yes For For For For  
16 Elect Director J.S. Watson       Mgmt Yes For For For For  
17 Ratify Auditors         Mgmt Yes For For For For  
18 Provide Right to Call Special Meeting     Mgmt Yes For For For For  
19 Request Director Nominee with Environmental Qualifications   SH Yes Against For For For  
20 Stock Retention/Holding Period     SH Yes Against For For For  
21 Disclose Payments To Host Governments     SH Yes Against Against Against Against  
22 Adopt Guidelines for Country Selection     SH Yes Against For For For  
23 Report on Financial Risks From Climate Change   SH Yes Against Against Against Against  
24 Amend Bylaws to Establish a Board Committee on Human Rights SH Yes Against Against Against Against  
             
Exxon Mobil Corporation Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date   ID   Type Date Voted Instructed Available Loan *
      26-May-10 USA 30231G102 Annual 06-Apr-10 32,500 32,500 32,500 0
Ticker: XOM                      
CUSIP: 30231G102 ISIN: US30231G1022 SEDOL: 2326618 Proxy Level: 4     Meeting ID: 571886  
 
              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1   Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director M.J. Boskin       Mgmt Yes For For For For  
1.2 Elect Director P. Brabeck-Letmathe     Mgmt Yes For For For For  
1.3 Elect Director L.R. Faulkner       Mgmt Yes For For For For  
1.4 Elect Director J.S. Fishman       Mgmt Yes For For For For  
1.5 Elect Director K.C. Frazier       Mgmt Yes For For For For  
1.6 Elect Director W.W. George       Mgmt Yes For For For For  
1.7 Elect Director M.C. Nelson       Mgmt Yes For For For For  
1.8 Elect Director S.J. Palmisano     Mgmt Yes For For For For  
1.9 Elect Director S.C. Reinemund     Mgmt Yes For For For For  
1.10 Elect Director R.W. Tillerson     Mgmt Yes For For For For  
1.11 Elect Director E.E. Whitacre, Jr.     Mgmt Yes For For For For  
2 Ratify Auditors         Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

3 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Yes Against For For For  
4 Reincorporate in Another State [from New Jersey to North SH Yes Against Against Against Against  
  Dakota]                      
5 Advisory Vote to Ratify Named Executive Officers' Compensation SH Yes Against For For For  
6 Amend EEO Policy to Prohibit Discrimination based on Sexual SH Yes Against Against Against Against  
  Orientation and Gender Identity                  
7 Adopt Policy on Human Right to Water   SH Yes Against Against Against Against  
8 Adopt Policy to Address Coastal Louisiana Environmental SH Yes Against Against Against Against  
  Impacts                      
9 Report on Environmental Impact of Oil Sands Operations in SH Yes Against For For For  
  Canada                      
10 Report on Environmental Impacts of Natural Gas Fracturing SH Yes Against For For For  
11 Report on Energy Technologies Development SH Yes Against Against Against Against  
12 Adopt Quantitative GHG Goals from Products and Operations SH Yes Against For For For  
13 Report on Risks of Alternative Long-term Fossil Fuel Demand SH Yes Against Against Against Against  
  Estimates                      
Fiserv, Inc.   Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date   ID   Type Date Voted Instructed Available Loan *
      26-May-10 USA 337738108 Annual 26-Mar-10 25,000 25,000 25,000 0
Ticker: FISV                      
CUSIP: 337738108 ISIN: US3377381088 SEDOL: 2342034 Proxy Level: 1     Meeting ID: 572812  
 
              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Kim M. Robak   Mgmt Yes For For For For  
1.2 Elect Director Doyle R. Simons   Mgmt Yes For For For For  
1.3 Elect Director Thomas C. Wertheimer   Mgmt Yes For For For For  
2 Ratify Auditors       Mgmt Yes For For For For  
                 
The Southern Company Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date   ID   Type Date Voted Instructed Available Loan *
      26-May-10 USA 842587107 Annual 30-Mar-10 12,000 12,000 12,000 0
Ticker: SO                      
CUSIP: 842587107 ISIN: US8425871071 SEDOL: 2829601 Proxy Level: 2     Meeting ID: 572588  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director J. P. Baranco     Mgmt Yes For For For For  
1.2 Elect Director J. A. Boscia     Mgmt Yes For For For For  
1.3 Elect Director H. A. Clark III   Mgmt Yes For For For For  
1.4 Elect Director H. W. Habermeyer, Jr.   Mgmt Yes For For For For  
1.5 Elect Director V. M. Hagen     Mgmt Yes For For For For  
1.6 Elect Director W. A. Hood, Jr.   Mgmt Yes For For For For  
1.7 Elect Director D. M. James     Mgmt Yes For For For For  
1.8 Elect Director J. N. Purcell     Mgmt Yes For For For For  
1.9 Elect Director D. M. Ratcliffe   Mgmt Yes For For For For  
1.10 Elect Director W. G. Smith, Jr.   Mgmt Yes For For For For  
1.11 Elect Director L. D. Thompson   Mgmt Yes For For For For  
2 Ratify Auditors       Mgmt Yes For For For For  
3 Adopt Majority Voting for Uncontested Election of Directors Mgmt Yes For For For For  
4 Eliminate Cumulative Voting   Mgmt Yes For For For For  
5 Increase Authorized Common Stock   Mgmt Yes For For For For  
6 Adopt Quantitative GHG Goals for Products and Operations SH Yes Against Against Against Against  
7 Report on Coal Combustion Waste Hazard and Risk Mitigation SH Yes Against For For For  
  Efforts                      
 
Lowe's Companies, Inc. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date   ID   Type Date Voted Instructed Available Loan *
      28-May-10 USA 548661107 Annual 26-Mar-10 46,500 46,500 46,500 0
Ticker: LOW                      
CUSIP: 548661107 ISIN: US5486611073 SEDOL: 2536763 Proxy Level: 2     Meeting ID: 571700  
 
              Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director David W. Bernauer   Mgmt Yes For For For For  
1.2 Elect Director Leonard L. Berry   Mgmt Yes For For For For  
1.3 Elect Director Dawn E. Hudson   Mgmt Yes For For For For  
1.4 Elect Director Robert A. Niblock   Mgmt Yes For For For For  
2 Ratify Auditors       Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

3 Provide Right to Call Special Meeting Mgmt Yes For For For For  
4 Report on Political Contributions SH Yes Against For For For  
5 Require Independent Board Chairman SH Yes Against Against Against Against  
                 
The TJX Companies, Inc. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date ID   Type Date Voted Instructed Available Loan *
      02-Jun-10 USA 872540109 Annual 12-Apr-10 27,000 27,000 27,000 0
Ticker: TJX                    
CUSIP: 872540109 ISIN: US8725401090 SEDOL: 2989301 Proxy Level: 2     Meeting ID: 577615  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director José B. Alvarez Mgmt Yes For For For For  
2 Elect Director Alan M. Bennett Mgmt Yes For For For For  
3 Elect Director David A. Brandon Mgmt Yes For For For For  
4 Elect Director Bernard Cammarata Mgmt Yes For For For For  
5 Elect Director David T. Ching Mgmt Yes For For For For  
6 Elect Director Michael F. Hines Mgmt Yes For For For For  
7 Elect Director Amy B. Lane   Mgmt Yes For For For For  
8 Elect Director Carol Meyrowitz Mgmt Yes For For For For  
9 Elect Director John F. O'Brien Mgmt Yes For For For For  
10 Elect Director Willow B. Shire Mgmt Yes For For For For  
11 Elect Director Fletcher H. Wiley Mgmt Yes For For For For  
12 Ratify Auditors     Mgmt Yes For For For For  
13 Advisory Vote to Ratify Named Executive Officers' Compensation SH Yes Against For For For  
 
 
Wal-Mart Stores, Inc. Meeting Country Primary Security Meeting Record Shares Shares Shares Shares on
      Date ID   Type Date Voted Instructed Available Loan *
      04-Jun-10 USA 931142103 Annual 08-Apr-10 34,700 34,700 34,700 0
Ticker: WMT                    
CUSIP: 931142103 ISIN: US9311421039 SEDOL: 2936921 Proxy Level: 4     Meeting ID: 574373  
 
            Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1 Elect Director Aida M. Alvarez Mgmt Yes For For For For  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

2 Elect Director James W. Breyer Mgmt Yes For For For For
3 Elect Director M. Michele Burns Mgmt Yes For For For For
4 Elect Director James I. Cash, Jr. Mgmt Yes For For For For
5 Elect Director Roger C. Corbett Mgmt Yes For For For For
6 Elect Director Douglas N. Daft Mgmt Yes For Against Against Against
7 Elect Director Michael T. Duke Mgmt Yes For For For For
8 Elect Director Gregory B. Penner Mgmt Yes For For For For
9 Elect Director Steven S. Reinemund Mgmt Yes For For For For
10 Elect Director H. Lee Scott, Jr. Mgmt Yes For For For For
11 Elect Director Arne M. Sorenson Mgmt Yes For For For For
12 Elect Director Jim C. Walton Mgmt Yes For For For For
13 Elect Director S. Robson Walton Mgmt Yes For For For For
14 Elect Director Christopher J. Williams Mgmt Yes For For For For
15 Elect Director Linda S. Wolf Mgmt Yes For Against Against Against
16 Ratify Auditors Mgmt Yes For For For For
17 Approve Omnibus Stock Plan Mgmt Yes For Against Against Against
18 Amend Sharesave Plan Mgmt Yes For For For For
19 Amend EEO Policy to Prohibit Discrimination based on Sexual SH Yes Against For For For
  Orientation and Gender Identity            
20 Advisory Vote to Ratify Named Executive Officers' Compensation SH Yes Against For For For
21 Report on Political Contributions SH Yes Against For For For
22 Amend Articles/Bylaws/Charter -- Call Special Meetings SH Yes Against For For For
23 Require Suppliers to Adopt CAK SH Yes Against Against Against Against

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

24 Report on Process for Identifying and Prioritizing Public Policy SH   Yes Against Against Against Against  
  Activities                        
 
Freeport-McMoRan Copper Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
& Gold Inc.   Date   ID     Type Date Voted Instructed Available Loan *
      09-Jun-10 USA 35671 D857 Annual 13-Apr-10 12,500 12,500 12,500 0
Ticker: FCX                        
CUSIP: 35671D857 ISIN: US35671D8570 SEDOL: 2352118 Proxy Level: 4     Meeting ID: 576569  
 
                Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  
1.1 Elect Director Richard C. Adkerson   Mgmt   Yes For For For For  
1.2 Elect Director Robert J. Allison, Jr.   Mgmt   Yes For For For For  
1.3 Elect Director Robert A. Day     Mgmt   Yes For For For For  
1.4 Elect Director Gerald J. Ford     Mgmt   Yes For For For For  
1.5 Elect Director H. Devon Graham, Jr.   Mgmt   Yes For For For For  
1.6 Elect Director Charles C. Krulak     Mgmt   Yes For For For For  
1.7 Elect Director Bobby Lee Lackey     Mgmt   Yes For For For For  
1.8 Elect Director Jon C. Madonna     Mgmt   Yes For For For For  
1.9 Elect Director Dustan E. McCoy     Mgmt   Yes For For For For  
1.10 Elect Director James R. Moffett     Mgmt   Yes For For For For  
1.11 Elect Director B.M. Rankin, Jr.     Mgmt   Yes For For For For  
1.12 Elect Director Stephen H. Siegele   Mgmt   Yes For For For For  
2 Ratify Auditors       Mgmt   Yes For For For For  
3 Amend Omnibus Stock Plan     Mgmt   Yes For For For For  
4 Request Director Nominee with Environmental Qualifications SH   Yes Against For For For  
5 Stock Retention/Holding Period     SH   Yes Against For For For  
 
 
Genzyme Corporation Meeting Country Primary Security   Meeting Record Shares Shares Shares Shares on
      Date   ID     Type Date Voted Instructed Available Loan *
      16-Jun-10 USA 372917104   Proxy Contest 09-Apr-10 22,000 22,000 22,000 0
Ticker: GENZ                        
CUSIP: 372917104 ISIN: US3729171047 SEDOL: 2367598 Proxy Level: 6     Meeting ID: 576901  
 
                Votable       Vote  
Voting Policy: ISS   Ballot Count: 1 Proponent   Proposal Mgmt Rec ISS Rec Policy Rec Instruction  

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

  Management Proxy (White Card) Mgmt No        
1.1 Elect Director Douglas A. Berthiaume Mgmt Yes For For For For
 
1.2 Elect Director Robert J. Bertolini Mgmt Yes For For For For
1.3 Elect Director Gail K. Boudreaux Mgmt Yes For For For For
1.4 Elect Director Robert J. Carpenter Mgmt Yes For For For For
1.5 Elect Director Charles L. Cooney Mgmt Yes For For For For
1.6 Elect Director Victor J. Dzau Mgmt Yes For For For For
1.7 Elect Director Connie Mack, III Mgmt Yes For For For For
1.8 Elect Director Richard F. Syron Mgmt Yes For For For For
1.9 Elect Director Henri A. Termeer Mgmt Yes For For For For
1.10 Elect Director Ralph V. Whitworth Mgmt Yes For For For For
2 Amend Omnibus Stock Plan Mgmt Yes For Against Against Against
3 Amend Qualified Employee Stock Purchase Plan Mgmt Yes For For For For
4 Amend Non-Employee Director Omnibus Stock Plan Mgmt Yes For For For For
5 Provide Right to Call Special Meeting Mgmt Yes For For For For
6 Ratify Auditors Mgmt Yes For For For For
  Dissident Proxy (Gold Card) Mgmt No        
1.1 Elect Director Steven Burakoff SH Yes For Do Not Vote Do Not Vote Do Not Vote
1.2 Elect Director Alexander J. Denner SH Yes For Do Not Vote Do Not Vote Do Not Vote
1.3 Elect Director Carl C. Icahn SH Yes For Do Not Vote Do Not Vote Do Not Vote
1.4 Elect Director Richard Mulligan SH Yes For Do Not Vote Do Not Vote Do Not Vote
1.5 Management Nominee - Douglas A. Berthiaume SH Yes For Do Not Vote Do Not Vote Do Not Vote
1.6 Management Nominee - Robert J. Bertolini SH Yes For Do Not Vote Do Not Vote Do Not Vote
1.7 Management Nominee - Gail K. Boudreaux SH Yes For Do Not Vote Do Not Vote Do Not Vote
1.8 Management Nominee - Robert J. Carpenter SH Yes For Do Not Vote Do Not Vote Do Not Vote
1.9 Management Nominee - Victor J. Dzau SH Yes For Do Not Vote Do Not Vote Do Not Vote
1.10 Management Nominee - Ralph V. Whitworth SH Yes For Do Not Vote Do Not Vote Do Not Vote
2 Amend Omnibus Stock Plan Mgmt Yes For Do Not Vote Do Not Vote Do Not Vote
3 Amend Qualified Employee Stock Purchase Plan Mgmt Yes For Do Not Vote Do Not Vote Do Not Vote
4 Amend Non-Employee Director Omnibus Stock Plan Mgmt Yes Against Do Not Vote Do Not Vote Do Not Vote
5 Provide Right to Call Special Meeting Mgmt Yes For Do Not Vote Do Not Vote Do Not Vote
6 Ratify Auditors Mgmt Yes For Do Not Vote Do Not Vote Do Not Vote

*      Shares on loan data only provided for a select group of custodians. Ask your Account Manager if you have any questions.

 

 

 



Registrant:    The North Country Funds - Intermediate Bond Fund    Exhibit 1-B

Investment Company Act file number:  811-10123

Reporting Period: July 1, 2009 through June 30, 2010

 

 

 

 

 

 

 

 

 

 

ITEM 1- PROXY VOTING RECORD

 

(a) Issuer's Name

(b) Exchange Ticker Symbol

(c)"CUSIP" #

(d) Shareholder Meeting Date

(e) Matter Identification

(f) Proposal Type (by issuer or shareholder)

(g) Voted

(h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors)

(i) Was Vote For or Against Management

1

N/A

NA

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

The North Country Intermediate Bond Fund did not hold any voting securities and accordingly did not vote any proxies during the reporting period.