-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ln9Mrq10Ya33q2otjDA/6xuirsbBM8rpfBLMwOV3CtqGZd877iTtCSQVMnM64WDK YZk/xXQHSeRfu9SG1QFcQw== 0001209191-04-001431.txt : 20040106 0001209191-04-001431.hdr.sgml : 20040106 20040106144147 ACCESSION NUMBER: 0001209191-04-001431 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040102 FILED AS OF DATE: 20040106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRESTON DAVID R CENTRAL INDEX KEY: 0001198694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31797 FILM NUMBER: 04509594 MAIL ADDRESS: STREET 1: 67 MARLBOROUGH ST STREET 2: APT 1 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERMONT PURE HOLDINGS LTD/DE CENTRAL INDEX KEY: 0001123316 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 030366218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: RT 66 P O BOX C STREET 2: CAAMOUNT INDUSTRIAL PARK CITY: RANDOLPH STATE: VT ZIP: 05060 BUSINESS PHONE: 8027283600 MAIL ADDRESS: STREET 1: RT 66 P O BOX C STREET 2: CAAMOUNT INDUSTRIAL PARK CITY: RANDOLPH STATE: VT ZIP: 05060 FORMER COMPANY: FORMER CONFORMED NAME: VP MERGER PARENT INC DATE OF NAME CHANGE: 20000905 4 1 doc4.xml FORM 4 SUBMISSION X0201 42004-01-020 0001123316 VERMONT PURE HOLDINGS LTD/DE VPS 0001198694 PRESTON DAVID R 67 MARLBOROUGH ST. BOSTON MA 02116 1000Common Stock12000.0000DCommon Stock Option3.38002004-11-032013-11-03Common Stock5000.00005000.0000DCommon Stock Option4.20002004-01-022013-01-02Common Stock5000.00005000.0000DCommon Stock Option4.00002003-11-012012-11-01Common Stock5000.00005000.0000DCommon Stock Option3.65002002-11-012011-11-01Common Stock5000.00005000.0000DCommon Stock Option4.98002003-01-032012-01-01Common Stock5000.00005000.0000DCommon Stock Option3.00002001-11-012010-11-01Common Stock5000.00005000.0000DCommon Stock Option3.62002002-06-262011-06-26Common Stock10000.000010000.0000DCommon Stock Option2.81002000-11-012009-11-01Common Stock5000.00005000.0000DCommon Stock Option3.13001999-11-012008-11-01Common Stock5000.00005000.0000DCommon Stock Option2.50002006-07-24Common Stock30000.000030000.0000DCommon Stock Option2.50001996-12-062005-12-06Common Stock26000.000026000.0000DCommon Stock Option3.18002004-01-024A05000.00000A2005-01-022014-01-02Common Stock5000.00005000.0000DVest in equal installments on July 24, 1997-1999./s/ Bruce S. MacDonald ** on behalf of David R. Preston. An effective confirming statement is on file with the commission.2004-01-06 -----END PRIVACY-ENHANCED MESSAGE-----