0001209191-17-063018.txt : 20171130
0001209191-17-063018.hdr.sgml : 20171130
20171130161349
ACCESSION NUMBER: 0001209191-17-063018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171129
FILED AS OF DATE: 20171130
DATE AS OF CHANGE: 20171130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mayne Christopher L
CENTRAL INDEX KEY: 0001512379
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36528
FILM NUMBER: 171231430
MAIL ADDRESS:
STREET 1: 4949 WEST BROWN DEER RD
CITY: MILWAUKEE
STATE: WI
ZIP: 53223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANK MUTUAL CORP
CENTRAL INDEX KEY: 0001123270
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 392004336
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4949 W. BROWN DEER RD
CITY: BROWN DEER
STATE: WI
ZIP: 53223
BUSINESS PHONE: 4143626113
MAIL ADDRESS:
STREET 1: 4949 W. BROWN DEER RD
CITY: BROWN DEER
STATE: WI
ZIP: 53223
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-29
0
0001123270
BANK MUTUAL CORP
BKMU
0001512379
Mayne Christopher L
4949 WEST BROWN DEER RD
MILWAUKEE
WI
53223
0
1
0
0
Senior VP of Bank Mutual
Common Stock
2017-11-29
4
M
0
7500
3.39
A
74500
D
Common Stock
2017-11-29
4
M
0
9000
4.82
A
83500
D
Common Stock
2017-11-29
4
S
0
16500
10.7923
D
67000
D
Options to buy
3.39
2017-11-29
4
M
0
7500
0.00
D
2022-01-17
Common Stock
7500
2500
D
Options to buy
4.82
2017-11-29
4
M
0
9000
0.00
D
2023-01-22
Common Stock
9000
3000
D
Options to buy
7.17
2024-01-21
Common Stock
10000
10000
D
This transaction was executed in multiple trades at prices ranging from $10.75 to $10.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.
Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.
/s/Christopher L. Mayne
2017-11-30