0001209191-17-063018.txt : 20171130 0001209191-17-063018.hdr.sgml : 20171130 20171130161349 ACCESSION NUMBER: 0001209191-17-063018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171129 FILED AS OF DATE: 20171130 DATE AS OF CHANGE: 20171130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mayne Christopher L CENTRAL INDEX KEY: 0001512379 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36528 FILM NUMBER: 171231430 MAIL ADDRESS: STREET 1: 4949 WEST BROWN DEER RD CITY: MILWAUKEE STATE: WI ZIP: 53223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK MUTUAL CORP CENTRAL INDEX KEY: 0001123270 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 392004336 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 BUSINESS PHONE: 4143626113 MAIL ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-29 0 0001123270 BANK MUTUAL CORP BKMU 0001512379 Mayne Christopher L 4949 WEST BROWN DEER RD MILWAUKEE WI 53223 0 1 0 0 Senior VP of Bank Mutual Common Stock 2017-11-29 4 M 0 7500 3.39 A 74500 D Common Stock 2017-11-29 4 M 0 9000 4.82 A 83500 D Common Stock 2017-11-29 4 S 0 16500 10.7923 D 67000 D Options to buy 3.39 2017-11-29 4 M 0 7500 0.00 D 2022-01-17 Common Stock 7500 2500 D Options to buy 4.82 2017-11-29 4 M 0 9000 0.00 D 2023-01-22 Common Stock 9000 3000 D Options to buy 7.17 2024-01-21 Common Stock 10000 10000 D This transaction was executed in multiple trades at prices ranging from $10.75 to $10.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested. Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014. Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015. /s/Christopher L. Mayne 2017-11-30