0001209191-16-138368.txt : 20160823 0001209191-16-138368.hdr.sgml : 20160823 20160823174529 ACCESSION NUMBER: 0001209191-16-138368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160823 FILED AS OF DATE: 20160823 DATE AS OF CHANGE: 20160823 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK MUTUAL CORP CENTRAL INDEX KEY: 0001123270 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 392004336 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 BUSINESS PHONE: 4143626113 MAIL ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lawton Patrick W. CENTRAL INDEX KEY: 0001598875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36528 FILM NUMBER: 161847917 MAIL ADDRESS: STREET 1: 4949 WEST BROWN DEER ROAD CITY: MILWAUKEE STATE: WI ZIP: 53223 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-23 0 0001123270 BANK MUTUAL CORP BKMU 0001598875 Lawton Patrick W. 4949 WEST BROWN DEER RD MILWAUKEE WI 53223 0 1 0 0 Senior VP of Bank Mutual Common Stock 29500 D Common Stock 2016-08-23 4 P 0 2500 7.65 A 12500 D Options to buy 5.70 2023-05-29 Common Stock 20000 20000 D Options to buy 7.17 2024-01-21 Common Stock 8000 8000 D Held as an individual. Held jointly with spouse. Stock options granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning May 29, 2014. Stock options granted under the 2004 Stock Incentive Plan. The options (8,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015. /s/ Patrick W. Lawton 2016-08-23