0001209191-16-117402.txt : 20160504
0001209191-16-117402.hdr.sgml : 20160504
20160504163020
ACCESSION NUMBER: 0001209191-16-117402
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160502
FILED AS OF DATE: 20160504
DATE AS OF CHANGE: 20160504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANK MUTUAL CORP
CENTRAL INDEX KEY: 0001123270
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 392004336
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4949 W. BROWN DEER RD
CITY: BROWN DEER
STATE: WI
ZIP: 53223
BUSINESS PHONE: 4143626113
MAIL ADDRESS:
STREET 1: 4949 W. BROWN DEER RD
CITY: BROWN DEER
STATE: WI
ZIP: 53223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HERR MARK C
CENTRAL INDEX KEY: 0001190945
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36528
FILM NUMBER: 161619830
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-02
0
0001123270
BANK MUTUAL CORP
BKMU
0001190945
HERR MARK C
BANK MUTUAL CORPORATION
4949 W. BROWN DEER RD.
MILWAUKEE
WI
53223
1
0
0
0
Common Stock
2016-05-02
4
S
0
2500
8.1672
D
26086
I
In trust
Common Stock
2016-05-02
5
G
0
E
2500
D
23586
I
In trust
Common Stock
14083
D
Common Stock
2016-05-02
5
G
0
E
2500
A
8927
I
In trust
Options to buy
5.05
2021-01-18
Common Stock
15000
15000
D
Options to buy
3.39
2022-01-17
Common Stock
15000
15000
D
Options to buy
4.82
2023-01-22
Common Stock
11000
11000
D
Options to buy
7.17
2024-01-21
Common Stock
7500
7500
D
As trustee of the Herr-Huebner Revocable Trust.
Filed on a voluntary basis to reflect a change in the form of ownership. No purchase or sale was involved.
As trustee of the Mark Herr & Sarah Herr Revocable Living Trust.
Directors Stock Option. The option is fully vested.
Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
Stock options granted under the 2004 Stock Incentive Plan. The options (11,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
Stock options granted under the 2004 Stock Incentive Plan. The options (7,500 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.
/s/Michael W. Dosland POA for Mark C. Herr
2016-05-04