0001209191-16-117402.txt : 20160504 0001209191-16-117402.hdr.sgml : 20160504 20160504163020 ACCESSION NUMBER: 0001209191-16-117402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160502 FILED AS OF DATE: 20160504 DATE AS OF CHANGE: 20160504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK MUTUAL CORP CENTRAL INDEX KEY: 0001123270 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 392004336 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 BUSINESS PHONE: 4143626113 MAIL ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERR MARK C CENTRAL INDEX KEY: 0001190945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36528 FILM NUMBER: 161619830 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-02 0 0001123270 BANK MUTUAL CORP BKMU 0001190945 HERR MARK C BANK MUTUAL CORPORATION 4949 W. BROWN DEER RD. MILWAUKEE WI 53223 1 0 0 0 Common Stock 2016-05-02 4 S 0 2500 8.1672 D 26086 I In trust Common Stock 2016-05-02 5 G 0 E 2500 D 23586 I In trust Common Stock 14083 D Common Stock 2016-05-02 5 G 0 E 2500 A 8927 I In trust Options to buy 5.05 2021-01-18 Common Stock 15000 15000 D Options to buy 3.39 2022-01-17 Common Stock 15000 15000 D Options to buy 4.82 2023-01-22 Common Stock 11000 11000 D Options to buy 7.17 2024-01-21 Common Stock 7500 7500 D As trustee of the Herr-Huebner Revocable Trust. Filed on a voluntary basis to reflect a change in the form of ownership. No purchase or sale was involved. As trustee of the Mark Herr & Sarah Herr Revocable Living Trust. Directors Stock Option. The option is fully vested. Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013. Stock options granted under the 2004 Stock Incentive Plan. The options (11,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014. Stock options granted under the 2004 Stock Incentive Plan. The options (7,500 in the original grant) vest in annual installments of 20% each beginning January 21, 2015. /s/Michael W. Dosland POA for Mark C. Herr 2016-05-04