0001209191-11-016530.txt : 20110309 0001209191-11-016530.hdr.sgml : 20110309 20110309141723 ACCESSION NUMBER: 0001209191-11-016530 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110308 FILED AS OF DATE: 20110309 DATE AS OF CHANGE: 20110309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERR MARK C CENTRAL INDEX KEY: 0001190945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31207 FILM NUMBER: 11674606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK MUTUAL CORP CENTRAL INDEX KEY: 0001123270 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 392004336 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 BUSINESS PHONE: 4143626113 MAIL ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-03-08 0 0001123270 BANK MUTUAL CORP BKMU 0001190945 HERR MARK C BANK MUTUAL CORPORATION 4949 W. BROWN DEER RD. MILWAUKEE WI 53223 1 0 0 0 Common Stock 36786 I In trust Common Stock 2011-03-08 4 M 0 9582 3.2056 A 23592 D Common Stock 2011-03-08 4 S 0 9582 4.3061 D 14010 D Options to buy 3.2056 2011-03-08 4 M 0 9582 3.2056 D 2011-05-08 Common Stock 0 0 D Options to buy 10.673 2014-05-03 Common Stock 80000 80000 D Options to buy 5.05 2021-01-18 Common Stock 15000 15000 D As trustee of the Herr-Huebner Revocable Trust. Directors Stock Option. The option is fully vested. Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012. /s/Michael T. Crowley, Jr., POA for Mark C. Herr 2011-03-09