0001209191-17-059368.txt : 20171106 0001209191-17-059368.hdr.sgml : 20171106 20171106122716 ACCESSION NUMBER: 0001209191-17-059368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171102 FILED AS OF DATE: 20171106 DATE AS OF CHANGE: 20171106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Larson Gregory A CENTRAL INDEX KEY: 0001509864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36528 FILM NUMBER: 171178881 MAIL ADDRESS: STREET 1: 4949 WEST BROWN DEER RD CITY: MILWAUKEE STATE: WI ZIP: 53223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK MUTUAL CORP CENTRAL INDEX KEY: 0001123270 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 392004336 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 BUSINESS PHONE: 4143626113 MAIL ADDRESS: STREET 1: 4949 W. BROWN DEER RD CITY: BROWN DEER STATE: WI ZIP: 53223 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-02 0 0001123270 BANK MUTUAL CORP BKMU 0001509864 Larson Gregory A 4949 WEST BROWN DEER RD MILWAUKEE WI 53223 0 1 0 0 Senior VP of Bank Mutual Common Stock 2017-11-02 4 M 0 32100 4.74 A 133930 D Common Stock 2017-11-02 4 M 0 20000 3.39 A 153930 D Common Stock 2017-11-02 4 M 0 5658 4.82 A 159588 D Common Stock 2017-11-02 4 S 0 57758 10.60 D 101830 D Common Stock 18726 I Held in 401(k) Options to buy 4.74 2017-11-02 4 M 0 32100 0.00 D 2020-12-20 Common Stock 32100 0 D Options to buy 3.39 2017-11-02 4 M 0 20000 0.00 D 2022-01-17 Common Stock 20000 0 D Options to buy 4.82 2017-11-02 4 M 0 5658 0.00 D 2023-01-22 Common Stock 5658 6342 D Options to buy 7.17 2024-01-21 Common Stock 10000 10000 D Includes shares acquired through a dividend reinvestment plan. Held in the Bank Mutual Corporation 401(k) Plan. Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested. Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014. Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015. /s/Gregory A. Larson 2017-11-06