0001085146-12-001180.txt : 20121002 0001085146-12-001180.hdr.sgml : 20121002 20121002162641 ACCESSION NUMBER: 0001085146-12-001180 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121002 DATE AS OF CHANGE: 20121002 EFFECTIVENESS DATE: 20121002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWER BANK & TRUST CO CENTRAL INDEX KEY: 0001123263 IRS NUMBER: 352066860 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06189 FILM NUMBER: 121123862 BUSINESS ADDRESS: STREET 1: 116 EAST BERRY STREET CITY: FORT WAYNE STATE: IN ZIP: 46802 BUSINESS PHONE: 2194277130 MAIL ADDRESS: STREET 1: 116 EAST BERRY STREET CITY: FORT WAYNE STATE: IN ZIP: 46802 13F-HR 1 towertrust3q2012.txt TOWER TRUST COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tower Trust Company Address: 116 East Berry Street Fort Wayne, IN 46802 13F File Number: 028-06189 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gary D Shearer Title: President Phone: (219) 427-7130 Signature, Place, and Date of Signing: /s/ Gary D. Shearer Fort Wayne, IN October 02, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 226 Form 13F Information Table Value Total: $140,736 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 9 100 SH DEFINED 100 0 0 3M CO COM 88579Y101 865 9363 SH SOLE 8613 0 750 ABBOTT LABS COM 002824100 132 1929 SH DEFINED 1550 379 0 ABBOTT LABS COM 002824100 972 14172 SH SOLE 12097 0 2075 AIR PRODS & CHEMS INC COM 009158106 41 500 SH DEFINED 400 100 0 AIR PRODS & CHEMS INC COM 009158106 370 4474 SH SOLE 3874 0 600 ALTRIA GROUP INC COM 02209S103 43 1300 SH DEFINED 1300 0 0 ALTRIA GROUP INC COM 02209S103 665 19920 SH SOLE 14470 0 5450 APACHE CORP COM 037411105 305 3522 SH SOLE 2957 0 565 APACHE CORP COM 037411105 17 200 SH DEFINED 200 0 0 APPLE INC COM 037833100 294 440 SH DEFINED 240 200 0 APPLE INC COM 037833100 4723 7080 SH SOLE 6690 0 390 AT&T INC COM 00206R102 1695 44969 SH SOLE 43585 300 1084 AT&T INC COM 00206R102 164 4359 SH DEFINED 4359 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 38 650 SH DEFINED 650 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 578 9855 SH SOLE 9455 0 400 BANK NOVA SCOTIA HALIFAX COM 064149107 22 400 SH DEFINED 100 300 0 BANK NOVA SCOTIA HALIFAX COM 064149107 348 6358 SH SOLE 5533 0 825 BECTON DICKINSON & CO COM 075887109 420 5349 SH SOLE 4649 0 700 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1460 11 SH SOLE 11 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 26 300 SH DEFINED 300 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 291 3300 SH SOLE 3300 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 30 435 SH DEFINED 435 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 248 3620 SH SOLE 2620 0 1000 BLACKROCK MUNIVEST FD II INC COM 09253T101 226 12300 SH SOLE 12300 0 0 BP PLC SPONSORED ADR 055622104 485 11449 SH SOLE 11449 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 27 800 SH DEFINED 550 250 0 BRISTOL MYERS SQUIBB CO COM 110122108 831 24631 SH SOLE 21281 150 3200 CANADIAN NATL RY CO COM 136375102 399 4520 SH SOLE 3670 0 850 CARDINAL HEALTH INC COM 14149Y108 231 5933 SH SOLE 5933 0 0 CARDINAL HEALTH INC COM 14149Y108 12 300 SH DEFINED 300 0 0 CHEVRON CORP NEW COM 166764100 77 658 SH DEFINED 230 428 0 CHEVRON CORP NEW COM 166764100 1461 12538 SH SOLE 12038 0 500 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 262 12485 SH SOLE 12485 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2012 18383M597 1056 51840 SH SOLE 51840 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 215 9829 SH SOLE 9829 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 427 19179 SH SOLE 19179 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 240 10492 SH SOLE 10492 0 0 COCA COLA CO COM 191216100 647 17060 SH SOLE 10260 0 6800 COLGATE PALMOLIVE CO COM 194162103 21 200 SH DEFINED 200 0 0 COLGATE PALMOLIVE CO COM 194162103 539 5030 SH SOLE 5030 0 0 COMMERCE BANCSHARES INC COM 200525103 194 4800 SH DEFINED 4800 0 0 COMMERCE BANCSHARES INC COM 200525103 51 1275 SH SOLE 1275 0 0 CONOCOPHILLIPS COM 20825C104 6 100 SH DEFINED 100 0 0 CONOCOPHILLIPS COM 20825C104 484 8470 SH SOLE 4898 0 3572 CONSOLIDATED EDISON INC COM 209115104 296 4935 SH SOLE 4935 0 0 DEERE & CO COM 244199105 27 322 SH DEFINED 0 322 0 DEERE & CO COM 244199105 320 3880 SH SOLE 2580 0 1300 DISNEY WALT CO COM DISNEY 254687106 463 8854 SH SOLE 8854 0 0 DISNEY WALT CO COM DISNEY 254687106 42 800 SH DEFINED 400 400 0 EATON CORP COM 278058102 17 360 SH DEFINED 360 0 0 EATON CORP COM 278058102 465 9845 SH SOLE 9445 0 400 EMERSON ELEC CO COM 291011104 48 1000 SH DEFINED 500 500 0 EMERSON ELEC CO COM 291011104 356 7375 SH SOLE 6375 0 1000 ETFS PRECIOUS METALS BASKET PHYS PM BSKT 26922W109 232 2313 SH SOLE 1205 0 1108 EXXON MOBIL CORP COM 30231G102 101 1100 SH DEFINED 1100 0 0 EXXON MOBIL CORP COM 30231G102 2172 23749 SH SOLE 20899 250 2600 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 35 1570 SH DEFINED 1570 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 2481 112615 SH SOLE 110180 0 2435 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 26 1055 SH DEFINED 1055 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 2939 121007 SH SOLE 119852 0 1155 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 574 24293 SH SOLE 24293 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 57 3750 SH DEFINED 3750 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3689 242239 SH SOLE 239599 0 2640 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 4306 131229 SH SOLE 128481 0 2748 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 65 1986 SH DEFINED 1986 0 0 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 576 31313 SH SOLE 31313 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 1516 70389 SH SOLE 70389 0 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 27 1400 SH DEFINED 1400 0 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 852 44794 SH SOLE 43389 0 1405 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 320 15011 SH SOLE 13659 0 1352 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 1331 65306 SH SOLE 65306 0 0 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 397 18355 SH SOLE 18355 0 0 FIRST TR ISE REVERE NAT GAS COM 33734J102 13 745 SH DEFINED 745 0 0 FIRST TR ISE REVERE NAT GAS COM 33734J102 802 46153 SH SOLE 45483 0 670 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 256 13312 SH SOLE 13312 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 187 18984 SH SOLE 18984 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 18 450 SH DEFINED 450 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 265 6706 SH SOLE 4646 0 2060 GENERAL ELECTRIC CO COM 369604103 11 500 SH DEFINED 500 0 0 GENERAL ELECTRIC CO COM 369604103 2462 108451 SH SOLE 81551 0 26900 GENUINE PARTS CO COM 372460105 6 100 SH DEFINED 100 0 0 GENUINE PARTS CO COM 372460105 267 4370 SH SOLE 4370 0 0 HANCOCK JOHN PFD INCOME FD I COM 41021P103 3094 153622 SH SOLE 145682 0 7940 HANCOCK JOHN PFD INCOME FD I COM 41021P103 202 10025 SH DEFINED 10025 0 0 HOME DEPOT INC COM 437076102 69 1150 SH DEFINED 750 400 0 HOME DEPOT INC COM 437076102 633 10492 SH SOLE 8492 0 2000 ILLINOIS TOOL WKS INC COM 452308109 7 125 SH DEFINED 125 0 0 ILLINOIS TOOL WKS INC COM 452308109 361 6068 SH SOLE 6068 0 0 INTEL CORP COM 458140100 37 1650 SH DEFINED 900 750 0 INTEL CORP COM 458140100 719 31741 SH SOLE 27291 0 4450 INTERNATIONAL BUSINESS MACHS COM 459200101 83 400 SH DEFINED 200 200 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1275 6146 SH SOLE 5846 0 300 ISHARES INC MSCI PAC J IDX 464286665 633 14204 SH SOLE 14204 0 0 ISHARES INC MSCI UTD KINGD 464286699 310 17830 SH SOLE 17830 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 227 6790 SH SOLE 300 0 6490 ISHARES TR 2014 S&P AMTFR 464289362 240 4661 SH SOLE 4661 0 0 ISHARES TR BARCLYS TIPS BD 464287176 24 200 SH DEFINED 0 200 0 ISHARES TR BARCLYS TIPS BD 464287176 210 1724 SH SOLE 1724 0 0 ISHARES TR MSCI EAFE INDEX 464287465 93 1758 SH DEFINED 1188 570 0 ISHARES TR MSCI EAFE INDEX 464287465 602 11353 SH SOLE 11353 0 0 ISHARES TR RUSSELL1000GRW 464287614 385 5777 SH SOLE 5777 0 0 ISHARES TR S&P 500 INDEX 464287200 1071 7415 SH SOLE 7415 0 0 ISHARES TR S&P 500 VALUE 464287408 294 4462 SH SOLE 4462 0 0 ISHARES TR S&P MC 400 GRW 464287606 27 242 SH DEFINED 242 0 0 ISHARES TR S&P MC 400 GRW 464287606 1680 15003 SH SOLE 15003 0 0 ISHARES TR S&P MIDCAP 400 464287507 360 3646 SH SOLE 3646 0 0 ISHARES TR S&P MIDCP VALU 464287705 28 333 SH DEFINED 333 0 0 ISHARES TR S&P MIDCP VALU 464287705 965 11350 SH SOLE 11350 0 0 ISHARES TR S&P SMLCAP 600 464287804 318 4122 SH SOLE 4122 0 0 ISHARES TR S&P SMLCAP 600 464287804 15 195 SH DEFINED 195 0 0 ISHARES TR S&P SMLCP VALU 464287879 1404 17777 SH SOLE 17777 0 0 ISHARES TR US PFD STK IDX 464288687 11 275 SH DEFINED 275 0 0 ISHARES TR US PFD STK IDX 464288687 534 13386 SH SOLE 12411 0 975 JOHNSON & JOHNSON COM 478160104 950 13785 SH SOLE 10635 200 2950 JOHNSON & JOHNSON COM 478160104 45 650 SH DEFINED 650 0 0 JPMORGAN CHASE & CO COM 46625H100 3 86 SH DEFINED 86 0 0 JPMORGAN CHASE & CO COM 46625H100 1966 48573 SH SOLE 48573 0 0 KRAFT FOODS INC CL A 50075N104 13 315 SH DEFINED 315 0 0 KRAFT FOODS INC CL A 50075N104 501 12128 SH SOLE 9495 500 2133 LINCOLN NATL CORP IND COM 534187109 24 1000 SH DEFINED 1000 0 0 LINCOLN NATL CORP IND COM 534187109 1176 48654 SH SOLE 47904 0 750 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 22 910 SH DEFINED 910 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57060U589 565 22854 SH SOLE 22629 0 225 MARKET VECTORS ETF TR MTG REIT ETF 57060U324 20 715 SH DEFINED 715 0 0 MARKET VECTORS ETF TR MTG REIT ETF 57060U324 1206 43183 SH SOLE 42463 0 720 MCDONALDS CORP COM 580135101 284 3093 SH DEFINED 2093 1000 0 MCDONALDS CORP COM 580135101 1079 11755 SH SOLE 11255 0 500 MEDTRONIC INC COM 585055106 186 4305 SH SOLE 3805 0 500 MEDTRONIC INC COM 585055106 22 500 SH DEFINED 500 0 0 MERCK & CO INC NEW COM 58933Y105 14 300 SH DEFINED 300 0 0 MERCK & CO INC NEW COM 58933Y105 466 10335 SH SOLE 9510 0 825 MFA FINANCIAL INC COM 55272X102 84 9874 SH SOLE 9874 0 0 MFA FINANCIAL INC COM 55272X102 14 1700 SH DEFINED 1700 0 0 MICROSOFT CORP COM 594918104 64 2165 SH DEFINED 1215 950 0 MICROSOFT CORP COM 594918104 891 29962 SH SOLE 26462 0 3500 NORFOLK SOUTHERN CORP COM 655844108 2214 34802 SH SOLE 34802 0 0 NOVARTIS A G SPONSORED ADR 66987V109 34 560 SH DEFINED 560 0 0 NOVARTIS A G SPONSORED ADR 66987V109 394 6429 SH SOLE 4949 250 1230 NUVEEN MUN OPPORTUNITY FD IN COM 670984103 160 10250 SH SOLE 10250 0 0 PEPSICO INC COM 713448108 181 2556 SH DEFINED 2216 340 0 PEPSICO INC COM 713448108 2050 28968 SH SOLE 27568 0 1400 PFIZER INC COM 717081103 71 2865 SH DEFINED 2362 503 0 PFIZER INC COM 717081103 1501 60437 SH SOLE 58987 0 1450 PHILIP MORRIS INTL INC COM 718172109 72 800 SH DEFINED 800 0 0 PHILIP MORRIS INTL INC COM 718172109 950 10563 SH SOLE 7113 0 3450 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 20 650 SH DEFINED 650 0 0 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 1095 36298 SH SOLE 35298 0 1000 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 102 2415 SH DEFINED 2415 0 0 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 3741 88367 SH SOLE 86522 0 1845 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 110 1619 SH DEFINED 1619 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 362 5342 SH SOLE 5342 0 0 POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 12 720 SH DEFINED 720 0 0 POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 218 12623 SH SOLE 12623 0 0 PRAXAIR INC COM 74005P104 21 200 SH DEFINED 0 200 0 PRAXAIR INC COM 74005P104 299 2875 SH SOLE 2875 0 0 PROCTER & GAMBLE CO COM 742718109 292 4207 SH DEFINED 4007 200 0 PROCTER & GAMBLE CO COM 742718109 2359 34014 SH SOLE 33614 100 300 QUALCOMM INC COM 747525103 656 10496 SH SOLE 9446 0 1050 QUALCOMM INC COM 747525103 30 475 SH DEFINED 475 0 0 REYNOLDS AMERICAN INC COM 761713106 260 6000 SH DEFINED 6000 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 338 11190 SH SOLE 11190 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 356 6816 SH SOLE 6816 0 0 SANDISK CORP COM 80004C101 230 5300 SH SOLE 5300 0 0 SCHLUMBERGER LTD COM 806857108 293 4047 SH SOLE 4047 0 0 SCHLUMBERGER LTD COM 806857108 40 558 SH DEFINED 0 558 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1726 36895 SH SOLE 36895 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 9 195 SH DEFINED 195 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1168 32597 SH SOLE 32597 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 12 325 SH DEFINED 325 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1448 36099 SH SOLE 36099 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1174 15994 SH SOLE 15994 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1524 97777 SH SOLE 97777 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 41 1115 SH DEFINED 1115 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2768 75805 SH SOLE 73820 0 1985 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 319 8664 SH SOLE 8664 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 18 590 SH DEFINED 590 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 868 28165 SH SOLE 28165 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1848 10752 SH SOLE 9152 0 1600 SPDR GOLD TRUST GOLD SHS 78463V107 63 365 SH DEFINED 365 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 589 14647 SH SOLE 14647 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 223 3098 SH SOLE 3098 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 315 5424 SH SOLE 5424 0 0 SPDR SERIES TRUST S&P TELECOM 78464A540 202 4480 SH SOLE 4480 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 164 10771 SH SOLE 10771 0 0 STEEL DYNAMICS INC COM 858119100 496 44145 SH SOLE 44145 0 0 TARGET CORP COM 87612E106 103 1625 SH DEFINED 1625 0 0 TARGET CORP COM 87612E106 612 9642 SH SOLE 9242 0 400 TOTAL S A SPONSORED ADR 89151E109 15 300 SH DEFINED 300 0 0 TOTAL S A SPONSORED ADR 89151E109 793 15832 SH SOLE 14257 400 1175 TOWER FINANCIAL CORP COM 891769101 53 4475 SH DEFINED 4475 0 0 TOWER FINANCIAL CORP COM 891769101 2264 191077 SH SOLE 187977 0 3100 UNION PAC CORP COM 907818108 65 550 SH DEFINED 150 400 0 UNION PAC CORP COM 907818108 282 2373 SH SOLE 2373 0 0 UNITED TECHNOLOGIES CORP COM 913017109 45 575 SH DEFINED 575 0 0 UNITED TECHNOLOGIES CORP COM 913017109 892 11398 SH SOLE 11398 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 20 222 SH DEFINED 222 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 280 3103 SH SOLE 3103 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 39 477 SH DEFINED 477 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 235 2888 SH SOLE 2888 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 719 8440 SH SOLE 8440 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3128 72838 SH SOLE 72838 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 510 12226 SH SOLE 12226 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 121 1655 SH DEFINED 1655 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 5891 80257 SH SOLE 78062 0 2195 VANGUARD WORLD FDS TELCOMM ETF 92204A884 14 185 SH DEFINED 185 0 0 VANGUARD WORLD FDS TELCOMM ETF 92204A884 520 6935 SH SOLE 6645 0 290 VERIZON COMMUNICATIONS INC COM 92343V104 612 13437 SH SOLE 11661 0 1776 VERIZON COMMUNICATIONS INC COM 92343V104 21 453 SH DEFINED 244 209 0 WAL-MART STORES INC COM 931142103 266 3603 SH SOLE 3603 0 0 WELLS FARGO & CO NEW COM 949746101 2242 64952 SH SOLE 64152 0 800 WELLS FARGO ADV GLB DIV OPP COM 94987C103 95 11150 SH DEFINED 11150 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 150 22500 SH DEFINED 22500 0 0 WISDOMTREE TRUST DEFA FD 97717W703 707 16284 SH SOLE 16284 0 0 WISDOMTREE TRUST DEFA FD 97717W703 21 486 SH DEFINED 486 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 58 1084 SH DEFINED 1084 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1432 26689 SH SOLE 26309 280 100 WISDOMTREE TRUST EQTY INC ETF 97717W208 99 2085 SH DEFINED 2085 0 0 WISDOMTREE TRUST EQTY INC ETF 97717W208 2463 52059 SH SOLE 48474 0 3585 WISDOMTREE TRUST GLB EQTY INC FD 97717W877 294 7024 SH SOLE 7024 0 0 WISDOMTREE TRUST LARGECAP DIVID 97717W307 1469 26891 SH SOLE 26616 0 275 WISDOMTREE TRUST LARGECAP DIVID 97717W307 124 2272 SH DEFINED 2272 0 0 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 210 3699 SH DEFINED 3699 0 0 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 3885 68326 SH SOLE 67371 0 955 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 917 18154 SH SOLE 18154 0 0 YUM BRANDS INC COM 988498101 464 6990 SH SOLE 6240 0 750