-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D3cWqIPejVy+eZbvWp3pafUu6Ml4XjgvAd8qKfzKL61BGRzVkM7AH+POi9NUdmaB e6Pah5h+g+R8wdUbTazQ2Q== 0001085146-04-000001.txt : 20040109 0001085146-04-000001.hdr.sgml : 20040109 20040109171747 ACCESSION NUMBER: 0001085146-04-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040109 EFFECTIVENESS DATE: 20040109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TOWER BANK & TRUST CO CENTRAL INDEX KEY: 0001123263 IRS NUMBER: 352066860 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06189 FILM NUMBER: 04518963 BUSINESS ADDRESS: STREET 1: 116 EAST BERRY STREET CITY: FORT WAYNE STATE: IN ZIP: 46802 BUSINESS PHONE: 2194277130 MAIL ADDRESS: STREET 1: 116 EAST BERRY STREET CITY: FORT WAYNE STATE: IN ZIP: 46802 13F-HR 1 towr4q03.txt TOWER BANK & TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tower Bank & Trust Company Address: 116 East Berry Street Fort Wayne, IN 46802 13F File Number: 28-06189 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gary D Shearer Title: Senior Vice President Phone: (219) 427-7130 Signature, Place, and Date of Signing: /s/ Gary D. Shearer Fort Wayne, IN January 08, 2004 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 140 Form13F Information Table Value Total: $131,630 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1587 18674 SH SOLE 16274 200 2200 ABBOTT LABS COM 002824100 1831 39305 SH SOLE 35205 200 3900 ACCENTURE LTD BERMUDA CL A G1150G111 360 13700 SH SOLE 11700 0 2000 ACCENTURE LTD BERMUDA CL A G1150G111 26 1000 SH DEFINED 0 0 1000 AFLAC INC COM 001055102 750 20750 SH SOLE 20250 300 200 AFLAC INC COM 001055102 83 2300 SH DEFINED 2300 0 0 AIR PRODS & CHEMS INC COM 009158106 1345 25475 SH SOLE 22975 0 2500 ALTRIA GROUP INC COM 02209S103 1839 33795 SH SOLE 29345 0 4450 AMERICAN EXPRESS CO COM 025816109 1027 21312 SH SOLE 18262 0 3050 AMERICAN INTL GROUP INC COM 026874107 3871 58424 SH SOLE 52706 175 5543 AMERICAN INTL GROUP INC COM 026874107 33 500 SH DEFINED 500 0 0 AMGEN INC COM 031162100 1455 23559 SH SOLE 22259 150 1150 ANADARKO PETE CORP COM 032511107 318 6250 SH SOLE 6150 0 100 ANHEUSER BUSCH COS INC COM 035229103 1203 22850 SH SOLE 22550 0 300 ANTHEM INC COM 03674B104 405 5410 SH SOLE 4610 0 800 APPLIED MATLS INC COM 038222105 417 18600 SH SOLE 17000 0 1600 AUTOMATIC DATA PROCESSING IN COM 053015103 1955 49367 SH SOLE 44667 300 4400 BANK ONE CORP COM 06423A103 1678 36820 SH SOLE 34980 0 1840 BANK ONE CORP COM 06423A103 250 5500 SH DEFINED 5500 0 0 BAXTER INTL INC COM 071813109 570 18700 SH SOLE 16700 0 2000 BAXTER INTL INC CORP UNITS 7% 071813406 251 4550 SH SOLE 4550 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 926 11 SH SOLE 11 0 0 BEST BUY INC COM 086516101 572 10950 SH SOLE 10850 0 100 BIOMET INC COM 090613100 2323 64136 SH SOLE 57386 0 6750 BIOMET INC COM 090613100 29 824 SH DEFINED 824 0 0 BLACKROCK INCOME TR INC COM 09247F100 369 49365 SH SOLE 47440 0 1925 BLACKROCK MUN TARGET TERM TR COM 09247M105 121 11100 SOLE 11100 0 0 BP PLC SPONSORED ADR 055622104 24 500 SH DEFINED 500 0 0 BP PLC SPONSORED ADR 055622104 4871 98736 SH SOLE 94278 0 4458 BRISTOL MYERS SQUIBB CO COM 110122108 998 34926 SH SOLE 28062 0 6864 BRISTOL MYERS SQUIBB CO COM 110122108 11 400 SH DEFINED 400 0 0 CARDINAL HEALTH INC COM 14149Y108 790 12925 SH SOLE 11825 0 1100 CINTAS CORP COM 172908105 1010 20175 SH SOLE 18175 0 2000 CISCO SYS INC COM 17275R102 1940 80120 SH SOLE 72345 450 7325 CISCO SYS INC COM 17275R102 6 250 SH DEFINED 250 0 0 CITIGROUP INC COM 172967101 1587 32700 SH SOLE 32050 200 450 CITIGROUP INC COM 172967101 29 600 SH DEFINED 400 200 0 COCA COLA CO COM 191216100 1309 25800 SH SOLE 22400 0 3400 COLGATE PALMOLIVE CO COM 194162103 880 17600 SH SOLE 16400 0 1200 COMMERCE BANCSHARES INC COM 200525103 664 13548 SH SOLE 13548 0 0 COMPASS BANCSHARES INC COM 20449H109 1127 28650 SH SOLE 27325 0 1325 DISNEY WALT CO COM DISNEY 254687106 697 29923 SH SOLE 28198 300 1425 DU PONT E I DE NEMOURS & CO COM 263534109 237 5175 SH SOLE 3925 0 1250 EMERSON ELEC CO COM 291011104 815 12600 SH SOLE 11950 0 650 EMERSON ELEC CO COM 291011104 12 200 SH DEFINED 0 200 0 EXXON MOBIL CORP COM 30231G102 1354 33044 SH SOLE 31544 0 1500 FEDERAL HOME LN MTG CORP COM 313400301 218 3741 SH SOLE 2991 0 750 FEDERAL NATL MTG ASSN COM 313586109 1508 20094 SH SOLE 19494 100 500 FEDERAL NATL MTG ASSN COM 313586109 7 100 SH DEFINED 0 100 0 FIFTH THIRD BANCORP COM 316773100 1360 23026 SH SOLE 18361 0 4665 FIRST DATA CORP COM 319963104 412 10050 SH SOLE 8800 0 1250 FISERV INC COM 337738108 832 21060 SH SOLE 19310 0 1750 FISERV INC COM 337738108 15 400 SH DEFINED 400 0 0 FOREST LABS INC COM 345838106 682 11050 SH SOLE 9550 0 1500 FOREST LABS INC COM 345838106 30 500 SH DEFINED 0 0 500 FRANKLIN ELEC INC COM 353514102 1424 23552 SH SOLE 22152 0 1400 GANNETT INC COM 364730101 303 3400 SH SOLE 2800 0 600 GENENTECH INC COM NEW 368710406 423 4525 SH SOLE 3550 0 975 GENENTECH INC COM NEW 368710406 18 200 SH DEFINED 200 0 0 GENERAL ELEC CO COM 369604103 6191 199928 SH SOLE 180529 300 19099 GENERAL ELEC CO COM 369604103 55 1800 SH DEFINED 1800 0 0 GENZYME CORP COM GENL DIV 372917104 529 10750 SH SOLE 10750 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 232 2350 SH SOLE 1750 0 600 GRAINGER W W INC COM 384802104 360 7600 SH SOLE 6100 0 1500 HARLEY DAVIDSON INC COM 412822108 1591 33500 SH SOLE 31400 0 2100 HARLEY DAVIDSON INC COM 412822108 9 200 SH DEFINED 0 200 0 HEINZ H J CO COM 423074103 304 8350 SH SOLE 6625 0 1725 HOME DEPOT INC COM 437076102 557 15714 SH SOLE 12464 0 3250 ILLINOIS TOOL WKS INC COM 452308109 1141 13600 SH SOLE 12850 0 750 INTEL CORP COM 458140100 435 13600 SH DEFINED 500 13100 0 INTEL CORP COM 458140100 2984 93160 SH SOLE 79910 0 13250 INTERNATIONAL BUSINESS MACHS COM 459200101 1716 18521 SH SOLE 17946 0 575 ISHARES TR S&P MIDCP GROW 464287606 231 1950 SH SOLE 1950 0 0 ITT INDS INC IND COM 450911102 331 4467 SH SOLE 3767 0 700 J P MORGAN CHASE & CO COM 46625H100 848 23107 SH SOLE 18662 0 4445 JOHNSON & JOHNSON COM 478160104 1232 23858 SH SOLE 19058 200 4600 JOHNSON & JOHNSON COM 478160104 28 550 SH DEFINED 350 200 0 KEYCORP NEW COM 493267108 589 20100 SH SOLE 20100 0 0 KOHLS CORP COM 500255104 810 18041 SH SOLE 17041 0 1000 KOHLS CORP COM 500255104 49 1100 SH DEFINED 450 150 500 LILLY ELI & CO COM 532457108 320 4560 SH SOLE 1500 0 3060 LINCOLN NATL CORP IND COM 534187109 3497 86664 SH SOLE 82264 0 4400 LOWES COS INC COM 548661107 1006 18180 SH SOLE 15530 0 2650 MAXIM INTEGRATED PRODS INC COM 57772K101 630 12725 SH SOLE 11625 0 1100 MCDONALDS CORP COM 580135101 239 9650 SH SOLE 9650 0 0 MEDIMMUNE INC COM 584699102 278 10965 SH SOLE 9765 0 1200 MEDIMMUNE INC COM 584699102 29 1150 SH DEFINED 0 0 1150 MEDTRONIC INC COM 585055106 1827 37594 SH SOLE 34494 200 2900 MEDTRONIC INC COM 585055106 24 500 SH DEFINED 500 0 0 MERCK & CO INC COM 589331107 1453 31470 SH SOLE 25345 0 6125 MERRILL LYNCH & CO INC COM 590188108 736 12550 SH SOLE 11550 0 1000 MFS INTER INCOME TR SH BEN INT 55273C107 102 15000 SH SOLE 15000 0 0 MICROSOFT CORP COM 594918104 74 2725 SH DEFINED 2425 300 0 MICROSOFT CORP COM 594918104 2995 109471 SH SOLE 98221 0 11250 MORGAN STANLEY COM NEW 617446448 514 8900 SH SOLE 8100 0 800 NABORS INDUSTRIES LTD SHS G6359F103 538 12970 SH SOLE 12270 0 700 NABORS INDUSTRIES LTD SHS G6359F103 8 200 SH DEFINED 0 200 0 NATIONAL CITY CORP COM 635405103 34 1012 SH DEFINED 1012 0 0 NATIONAL CITY CORP COM 635405103 3325 98009 SH SOLE 92535 0 5474 NOKIA CORP SPONSORED ADR 654902204 570 33550 SH SOLE 31350 0 2200 NORTHERN TR CORP COM 665859104 1282 27725 SH SOLE 26225 0 1500 NORTHROP GRUMMAN CORP COM 666807102 251 2631 SH SOLE 2631 0 0 NUCOR CORP COM 670346105 252 4500 SH SOLE 4000 0 500 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 132 9675 DEFINED 9675 0 0 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 29 2150 SOLE 2150 0 0 PEPSICO INC COM 713448108 10892 233695 SH SOLE 42295 0 191400 PEPSICO INC COM 713448108 32 700 SH DEFINED 700 0 0 PFIZER INC COM 717081103 30 850 SH DEFINED 850 0 0 PFIZER INC COM 717081103 3126 88508 SH SOLE 84103 0 4405 PRAXAIR INC COM 74005P104 525 13750 SH SOLE 12450 0 1300 PROCTER & GAMBLE CO COM 742718109 4172 41775 SH SOLE 38825 100 2850 SBC COMMUNICATIONS INC COM 78387G103 717 27517 SH SOLE 24657 0 2860 SCHERING PLOUGH CORP COM 806605101 177 10200 SH SOLE 10200 0 0 SCHLUMBERGER LTD COM 806857108 218 4000 SH SOLE 3600 0 400 SCOTTS CO CL A 810186106 667 11285 SH SOLE 9985 0 1300 SCOTTS CO CL A 810186106 5 90 SH DEFINED 90 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 217 6900 SH SOLE 6600 0 300 SPDR TR UNIT SER 1 78462F103 410 3686 SH SOLE 3286 400 0 SUNGARD DATA SYS INC COM 867363103 1158 41825 SH SOLE 38725 0 3100 SUNGARD DATA SYS INC COM 867363103 45 1625 SH DEFINED 1625 0 0 TARGET CORP COM 87612E106 1895 49366 SH SOLE 45866 0 3500 TARGET CORP COM 87612E106 7 200 SH DEFINED 0 200 0 TEXAS INSTRS INC COM 882508104 226 7700 SH SOLE 7700 0 0 TEXTRON INC COM 883203101 266 4675 SH SOLE 4475 200 0 TOWER FINANCIAL CORP COM 891769101 1009 67300 SH SOLE 49300 0 18000 TOWER FINANCIAL CORP COM 891769101 15 1000 SH DEFINED 1000 0 0 TRIBUNE CO NEW COM 896047107 252 4900 SH SOLE 4900 0 0 TYCO INTL LTD NEW COM 902124106 557 21023 SH SOLE 18523 0 2500 TYCO INTL LTD NEW COM 902124106 2 100 SH DEFINED 100 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2535 26752 SH SOLE 25052 0 1700 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W100 652 26040 SH SOLE 23325 0 2715 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W100 5 200 SH DEFINED 200 0 0 WAL MART STORES INC COM 931142103 1452 27384 SH SOLE 23784 200 3400 WALGREEN CO COM 931422109 2328 64007 SH SOLE 56457 0 7550 WASHINGTON MUT INC COM 939322103 273 6830 SH SOLE 6830 0 0 WEATHERFORD INTERNATIONAL LT COM G95089101 387 10750 SH SOLE 9200 0 1550 WELLS FARGO & CO NEW COM 949746101 801 13618 SH SOLE 10356 0 3262 WYETH COM 983024100 2896 68244 SH SOLE 60894 0 7350 XILINX INC COM 983919101 256 6650 SH SOLE 6650 0 0 ZIMMER HLDGS INC COM 98956P102 1871 26584 SH SOLE 24884 0 1700
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