0001534158-13-000074.txt : 20130802 0001534158-13-000074.hdr.sgml : 20130802 20130802174750 ACCESSION NUMBER: 0001534158-13-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130731 FILED AS OF DATE: 20130802 DATE AS OF CHANGE: 20130802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POLYONE CORP CENTRAL INDEX KEY: 0001122976 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 341730488 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 BUSINESS PHONE: 440-930-1000 MAIL ADDRESS: STREET 1: POLYONE CENTER STREET 2: 33587 WALKER ROAD CITY: AVON LAKE STATE: OH ZIP: 44012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWLIN STEPHEN D CENTRAL INDEX KEY: 0001229313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16091 FILM NUMBER: 131007552 MAIL ADDRESS: STREET 1: 22 W FRONTAGE ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-07-31 0 0001122976 POLYONE CORP POL 0001229313 NEWLIN STEPHEN D POLYONE CENTER 33587 WALKER ROAD AVON LAKE OH 44012 1 1 0 0 Chairman, President & CEO Common Stock 2013-07-31 4 M 0 77333 14.61 A 381436 D Common Stock 2013-07-31 4 D 0 57041 28.91 D 324395 D Common Stock 2013-08-02 4 S 0 20292 28.9027 D 304103 D Common Stock 2013-08-01 4 S 0 15000 29.3982 D 5000 I by Trust Stock Appreciation Rights 14.61 2013-07-31 4 M 0 77333 0 D 2022-02-14 Common Stock 77333 154667 D The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, which was entered into on May 8, 2013. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was entered into on May 8, 2013. The sale price is a weighted average for the sale transaction. The sales prices range from a low of $28.70 per share to a high of $29.3398. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation. The sale price is a weighted average for the sale transaction. The sales prices range from a low of $29.30 per share to a high of $29.46. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation. SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years. By: Lisa K. Kunkle, Power of Attorney For: Stephen D. Newlin 2013-08-02