0001534158-13-000074.txt : 20130802
0001534158-13-000074.hdr.sgml : 20130802
20130802174750
ACCESSION NUMBER: 0001534158-13-000074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130731
FILED AS OF DATE: 20130802
DATE AS OF CHANGE: 20130802
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: POLYONE CORP
CENTRAL INDEX KEY: 0001122976
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 341730488
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: POLYONE CENTER
STREET 2: 33587 WALKER ROAD
CITY: AVON LAKE
STATE: OH
ZIP: 44012
BUSINESS PHONE: 440-930-1000
MAIL ADDRESS:
STREET 1: POLYONE CENTER
STREET 2: 33587 WALKER ROAD
CITY: AVON LAKE
STATE: OH
ZIP: 44012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWLIN STEPHEN D
CENTRAL INDEX KEY: 0001229313
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16091
FILM NUMBER: 131007552
MAIL ADDRESS:
STREET 1: 22 W FRONTAGE ROAD
CITY: NORTHFIELD
STATE: IL
ZIP: 60093
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-07-31
0
0001122976
POLYONE CORP
POL
0001229313
NEWLIN STEPHEN D
POLYONE CENTER
33587 WALKER ROAD
AVON LAKE
OH
44012
1
1
0
0
Chairman, President & CEO
Common Stock
2013-07-31
4
M
0
77333
14.61
A
381436
D
Common Stock
2013-07-31
4
D
0
57041
28.91
D
324395
D
Common Stock
2013-08-02
4
S
0
20292
28.9027
D
304103
D
Common Stock
2013-08-01
4
S
0
15000
29.3982
D
5000
I
by Trust
Stock Appreciation Rights
14.61
2013-07-31
4
M
0
77333
0
D
2022-02-14
Common Stock
77333
154667
D
The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, which was entered into on May 8, 2013.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, which was entered into on May 8, 2013.
The sale price is a weighted average for the sale transaction. The sales prices range from a low of $28.70 per share to a high of $29.3398. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation.
The sale price is a weighted average for the sale transaction. The sales prices range from a low of $29.30 per share to a high of $29.46. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation.
SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years.
By: Lisa K. Kunkle, Power of Attorney For: Stephen D. Newlin
2013-08-02