0001209191-21-059170.txt : 20211004
0001209191-21-059170.hdr.sgml : 20211004
20211004202704
ACCESSION NUMBER: 0001209191-21-059170
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211001
FILED AS OF DATE: 20211004
DATE AS OF CHANGE: 20211004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LO PATRICK CS
CENTRAL INDEX KEY: 0001257008
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50350
FILM NUMBER: 211304829
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NETGEAR, INC.
CENTRAL INDEX KEY: 0001122904
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770419172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4089078000
MAIL ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: NETGEAR, INC
DATE OF NAME CHANGE: 20060828
FORMER COMPANY:
FORMER CONFORMED NAME: NETGEAR INC
DATE OF NAME CHANGE: 20000828
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-10-01
0
0001122904
NETGEAR, INC.
NTGR
0001257008
LO PATRICK CS
350 E. PLUMERIA DR.
SAN JOSE
CA
95134
0
1
0
0
CEO
Common Stock
147668
I
See footnote
Common Stock
278468
I
See footnote
Common Stock
2021-10-01
4
M
0
602
23.48
A
107829
D
Common Stock
2021-10-01
4
S
0
602
32.67
D
107227
D
Common Stock
2021-10-01
4
M
0
2242
18.58
A
109469
D
Common Stock
2021-10-01
4
S
0
2242
32.67
D
107227
D
Common Stock
2021-10-01
4
M
0
1121
19.32
A
108348
D
Common Stock
2021-10-01
4
S
0
1121
32.67
D
107227
D
Common Stock
2021-10-04
4
M
0
1100
23.48
A
108327
D
Common Stock
2021-10-04
4
S
0
1100
32.68
D
107227
D
Common Stock
2021-10-04
4
M
0
781
18.58
A
108008
D
Common Stock
2021-10-04
4
S
0
781
32.69
D
107227
D
Common Stock
2021-10-04
4
M
0
1303
19.32
A
108530
D
Common Stock
2021-10-04
4
S
0
1303
32.68
D
107227
D
Employee Stock Option (Right to Buy)
20.98
2021-02-03
Common Stock
613
613
D
Employee Stock Option (Right to Buy)
19.69
2021-04-26
Common Stock
245
245
D
Employee Stock Option (Right to Buy)
18.60
2022-06-06
Common Stock
668
668
D
Employee Stock Option (Right to Buy)
19.33
2023-05-16
Common Stock
725
725
D
Employee Stock Option (Right to Buy)
19.32
2021-10-01
4
M
0
1121
0.00
D
2024-06-03
Common Stock
1121
24378
D
Employee Stock Option (Right to Buy)
19.32
2021-10-04
4
M
0
1303
0.00
D
2024-06-03
Common Stock
1303
23075
D
Employee Stock Option (Right to Buy)
18.58
2021-10-01
4
M
0
2242
0.00
D
2025-06-02
Common Stock
2242
23257
D
Employee Stock Option (Right to Buy)
18.58
2021-10-04
4
M
0
781
0.00
D
2025-06-02
Common Stock
781
22476
D
Employee Stock Option (Right to Buy)
23.48
2021-10-01
4
M
0
602
0.00
D
2026-03-24
Common Stock
602
28722
D
Employee Stock Option (Right to Buy)
23.48
2021-10-04
4
M
0
1100
0.00
D
2026-03-24
Common Stock
1100
27622
D
Employee Stock Option (Right to Buy)
25.37
2027-06-01
Common Stock
115000
115000
D
Employee Stock Option (Right to Buy)
41.67
2028-01-25
Common Stock
115000
115000
D
Employee Stock Option (Right to Buy)
26.61
2029-07-19
Common Stock
175200
175200
D
The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99
The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.
The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter
25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter
This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates
/s/ Andrew W. Kim, Attorney in Fact
2021-10-04