0001209191-21-059170.txt : 20211004 0001209191-21-059170.hdr.sgml : 20211004 20211004202704 ACCESSION NUMBER: 0001209191-21-059170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211004 DATE AS OF CHANGE: 20211004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LO PATRICK CS CENTRAL INDEX KEY: 0001257008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 211304829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC. CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR, INC DATE OF NAME CHANGE: 20060828 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-01 0 0001122904 NETGEAR, INC. NTGR 0001257008 LO PATRICK CS 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 CEO Common Stock 147668 I See footnote Common Stock 278468 I See footnote Common Stock 2021-10-01 4 M 0 602 23.48 A 107829 D Common Stock 2021-10-01 4 S 0 602 32.67 D 107227 D Common Stock 2021-10-01 4 M 0 2242 18.58 A 109469 D Common Stock 2021-10-01 4 S 0 2242 32.67 D 107227 D Common Stock 2021-10-01 4 M 0 1121 19.32 A 108348 D Common Stock 2021-10-01 4 S 0 1121 32.67 D 107227 D Common Stock 2021-10-04 4 M 0 1100 23.48 A 108327 D Common Stock 2021-10-04 4 S 0 1100 32.68 D 107227 D Common Stock 2021-10-04 4 M 0 781 18.58 A 108008 D Common Stock 2021-10-04 4 S 0 781 32.69 D 107227 D Common Stock 2021-10-04 4 M 0 1303 19.32 A 108530 D Common Stock 2021-10-04 4 S 0 1303 32.68 D 107227 D Employee Stock Option (Right to Buy) 20.98 2021-02-03 Common Stock 613 613 D Employee Stock Option (Right to Buy) 19.69 2021-04-26 Common Stock 245 245 D Employee Stock Option (Right to Buy) 18.60 2022-06-06 Common Stock 668 668 D Employee Stock Option (Right to Buy) 19.33 2023-05-16 Common Stock 725 725 D Employee Stock Option (Right to Buy) 19.32 2021-10-01 4 M 0 1121 0.00 D 2024-06-03 Common Stock 1121 24378 D Employee Stock Option (Right to Buy) 19.32 2021-10-04 4 M 0 1303 0.00 D 2024-06-03 Common Stock 1303 23075 D Employee Stock Option (Right to Buy) 18.58 2021-10-01 4 M 0 2242 0.00 D 2025-06-02 Common Stock 2242 23257 D Employee Stock Option (Right to Buy) 18.58 2021-10-04 4 M 0 781 0.00 D 2025-06-02 Common Stock 781 22476 D Employee Stock Option (Right to Buy) 23.48 2021-10-01 4 M 0 602 0.00 D 2026-03-24 Common Stock 602 28722 D Employee Stock Option (Right to Buy) 23.48 2021-10-04 4 M 0 1100 0.00 D 2026-03-24 Common Stock 1100 27622 D Employee Stock Option (Right to Buy) 25.37 2027-06-01 Common Stock 115000 115000 D Employee Stock Option (Right to Buy) 41.67 2028-01-25 Common Stock 115000 115000 D Employee Stock Option (Right to Buy) 26.61 2029-07-19 Common Stock 175200 175200 D The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust. The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99 The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020. The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates /s/ Andrew W. Kim, Attorney in Fact 2021-10-04