0001209191-21-024446.txt : 20210402 0001209191-21-024446.hdr.sgml : 20210402 20210402134144 ACCESSION NUMBER: 0001209191-21-024446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210402 DATE AS OF CHANGE: 20210402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LO PATRICK CS CENTRAL INDEX KEY: 0001257008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 21801415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC. CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR, INC DATE OF NAME CHANGE: 20060828 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-01 0 0001122904 NETGEAR, INC. NTGR 0001257008 LO PATRICK CS 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 CEO Common Stock 147668 I See footnote Common Stock 278468 I See footnote Common Stock 2021-04-01 4 M 0 9520 23.48 A 106147 D Common Stock 2021-04-01 4 S 0 9520 41.36 D 96627 D Common Stock 2021-04-01 4 M 0 8278 18.58 A 104905 D Common Stock 2021-04-01 4 S 0 8278 41.36 D 96627 D Common Stock 2021-04-01 4 M 0 8278 19.32 A 104905 D Common Stock 2021-04-01 4 S 0 8278 41.37 D 96627 D Employee Stock Option (Right to Buy) 20.98 2021-02-03 Common Stock 613 613 D Employee Stock Option (Right to Buy) 19.69 2021-04-26 Common Stock 245 245 D Employee Stock Option (Right to Buy) 18.60 2022-06-06 Common Stock 668 668 D Employee Stock Option (Right to Buy) 19.33 2023-05-16 Common Stock 725 725 D Employee Stock Option (Right to Buy) 19.32 2021-04-01 4 M 0 8278 0.00 D 2024-06-03 Common Stock 8278 66888 D Employee Stock Option (Right to Buy) 18.58 2021-04-01 4 M 0 8278 0.00 D 2025-06-02 Common Stock 8278 66888 D Employee Stock Option (Right to Buy) 23.48 2021-04-01 4 M 0 9520 0.00 D 2026-03-24 Common Stock 9520 76920 D Employee Stock Option (Right to Buy) 25.37 2027-06-01 Common Stock 115000 115000 D Employee Stock Option (Right to Buy) 41.67 2028-01-25 Common Stock 115000 115000 D Employee Stock Option (Right to Buy) 26.61 2029-07-19 Common Stock 175200 175200 D The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust. The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99 The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020. The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates /s/ Andrew W. Kim, Attorney in Fact 2021-04-02