0001209191-21-016717.txt : 20210303
0001209191-21-016717.hdr.sgml : 20210303
20210303130905
ACCESSION NUMBER: 0001209191-21-016717
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LO PATRICK CS
CENTRAL INDEX KEY: 0001257008
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50350
FILM NUMBER: 21708045
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NETGEAR, INC.
CENTRAL INDEX KEY: 0001122904
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770419172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4089078000
MAIL ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: NETGEAR, INC
DATE OF NAME CHANGE: 20060828
FORMER COMPANY:
FORMER CONFORMED NAME: NETGEAR INC
DATE OF NAME CHANGE: 20000828
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-01
0
0001122904
NETGEAR, INC.
NTGR
0001257008
LO PATRICK CS
350 E. PLUMERIA DR.
SAN JOSE
CA
95134
0
1
0
0
CEO
Common Stock
147668
I
See footnote
Common Stock
278468
I
See footnote
Common Stock
2021-03-01
4
M
0
9520
23.48
A
105388
D
Common Stock
2021-03-01
4
S
0
9520
41.19
D
95868
D
Common Stock
2021-03-01
4
M
0
8278
18.58
A
104146
D
Common Stock
2021-03-01
4
S
0
8278
41.19
D
95868
D
Common Stock
2021-03-01
4
M
0
8278
19.32
A
104146
D
Common Stock
2021-03-01
4
S
0
8278
41.19
D
96627
D
Employee Stock Option (Right to Buy)
20.98
2021-02-03
Common Stock
613
613
D
Employee Stock Option (Right to Buy)
19.69
2021-04-26
Common Stock
245
245
D
Employee Stock Option (Right to Buy)
18.60
2022-06-06
Common Stock
668
668
D
Employee Stock Option (Right to Buy)
19.33
2023-05-16
Common Stock
725
725
D
Employee Stock Option (Right to Buy)
19.32
2021-03-01
4
M
0
8278
0.00
D
2024-06-03
Common Stock
8278
75166
D
Employee Stock Option (Right to Buy)
18.58
2021-03-01
4
M
0
8278
0.00
D
2025-06-02
Common Stock
8278
75166
D
Employee Stock Option (Right to Buy)
23.48
2021-03-01
4
M
0
9520
0.00
D
2026-03-24
Common Stock
9520
86440
D
Employee Stock Option (Right to Buy)
25.37
2027-06-01
Common Stock
115000
115000
D
Employee Stock Option (Right to Buy)
41.67
2028-01-25
Common Stock
115000
115000
D
Employee Stock Option (Right to Buy)
26.61
2029-07-19
Common Stock
175200
175200
D
The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99
The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020.
The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Includes 759 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan
25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter
25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter
This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates
/s/ Andrew W. Kim, Attorney in Fact
2021-03-03