0001209191-21-016717.txt : 20210303 0001209191-21-016717.hdr.sgml : 20210303 20210303130905 ACCESSION NUMBER: 0001209191-21-016717 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LO PATRICK CS CENTRAL INDEX KEY: 0001257008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 21708045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC. CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR, INC DATE OF NAME CHANGE: 20060828 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-01 0 0001122904 NETGEAR, INC. NTGR 0001257008 LO PATRICK CS 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 CEO Common Stock 147668 I See footnote Common Stock 278468 I See footnote Common Stock 2021-03-01 4 M 0 9520 23.48 A 105388 D Common Stock 2021-03-01 4 S 0 9520 41.19 D 95868 D Common Stock 2021-03-01 4 M 0 8278 18.58 A 104146 D Common Stock 2021-03-01 4 S 0 8278 41.19 D 95868 D Common Stock 2021-03-01 4 M 0 8278 19.32 A 104146 D Common Stock 2021-03-01 4 S 0 8278 41.19 D 96627 D Employee Stock Option (Right to Buy) 20.98 2021-02-03 Common Stock 613 613 D Employee Stock Option (Right to Buy) 19.69 2021-04-26 Common Stock 245 245 D Employee Stock Option (Right to Buy) 18.60 2022-06-06 Common Stock 668 668 D Employee Stock Option (Right to Buy) 19.33 2023-05-16 Common Stock 725 725 D Employee Stock Option (Right to Buy) 19.32 2021-03-01 4 M 0 8278 0.00 D 2024-06-03 Common Stock 8278 75166 D Employee Stock Option (Right to Buy) 18.58 2021-03-01 4 M 0 8278 0.00 D 2025-06-02 Common Stock 8278 75166 D Employee Stock Option (Right to Buy) 23.48 2021-03-01 4 M 0 9520 0.00 D 2026-03-24 Common Stock 9520 86440 D Employee Stock Option (Right to Buy) 25.37 2027-06-01 Common Stock 115000 115000 D Employee Stock Option (Right to Buy) 41.67 2028-01-25 Common Stock 115000 115000 D Employee Stock Option (Right to Buy) 26.61 2029-07-19 Common Stock 175200 175200 D The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust. The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99 The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2020. The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Includes 759 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates /s/ Andrew W. Kim, Attorney in Fact 2021-03-03