0001209191-20-054108.txt : 20201007 0001209191-20-054108.hdr.sgml : 20201007 20201007144111 ACCESSION NUMBER: 0001209191-20-054108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201006 FILED AS OF DATE: 20201007 DATE AS OF CHANGE: 20201007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LO PATRICK CS CENTRAL INDEX KEY: 0001257008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 201228893 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC. CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR, INC DATE OF NAME CHANGE: 20060828 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-06 0 0001122904 NETGEAR, INC. NTGR 0001257008 LO PATRICK CS 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 CEO Common Stock 147668 I See footnote Common Stock 120048 I See footnote Common Stock 2020-10-06 4 M 0 5980 19.33 A 264020 D Common Stock 2020-10-06 4 S 0 5980 32.74 D 258040 D Common Stock 2020-10-06 4 M 0 5353 18.60 A 263393 D Common Stock 2020-10-06 4 S 0 5353 32.73 D 258040 D Employee Stock Option (Right to Buy) 20.98 2021-02-03 Common Stock 613 613 D Employee Stock Option (Right to Buy) 19.69 2021-04-26 Common Stock 245 245 D Employee Stock Option (Right to Buy) 18.60 2020-10-06 4 M 0 5353 0.00 D 2022-06-06 Common Stock 5353 17230 D Employee Stock Option (Right to Buy) 19.33 2020-10-06 4 M 0 5980 0.00 D 2023-05-16 Common Stock 5980 18690 D Employee Stock Option (Right to Buy) 19.32 2024-06-03 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 18.58 2025-06-02 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 23.48 2026-03-24 Common Stock 115000 115000 D Employee Stock Option (Right to Buy) 25.37 2027-06-01 Common Stock 115000 115000 D Employee Stock Option (Right to Buy) 41.67 2028-01-25 Common Stock 115000 115000 D Employee Stock Option (Right to Buy) 26.61 2029-07-19 Common Stock 175200 175200 D The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust. The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99 The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2019. The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates /s/ Andrew W. Kim, Attorney in Fact 2020-10-07