0001181431-14-022832.txt : 20140624 0001181431-14-022832.hdr.sgml : 20140624 20140605144031 ACCESSION NUMBER: 0001181431-14-022832 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140603 FILED AS OF DATE: 20140605 DATE AS OF CHANGE: 20140605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LO PATRICK CS CENTRAL INDEX KEY: 0001257008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 14893348 4 1 rrd411028.xml FORM 4 PATRICK C.S. LO (06/05/2014) X0306 4 2014-06-03 0 0001122904 NETGEAR, INC NTGR 0001257008 LO PATRICK CS NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 1 1 0 0 Chairman and CEO Common Stock 131778 I See footnote Common Stock 128892 I See footnote Common Stock 23113 I See footnote Common Stock 2014-06-03 4 A 0 25000 0 A 106517 D Employee Stock Option (Right to Buy) 22.68 2016-05-23 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 29.23 2017-01-12 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 28.79 2018-01-11 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 11.41 2019-01-16 Common Stock 90000 90000 D Employee Stock Option (Right to Buy) 21.10 2020-02-02 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 20.80 2020-06-13 Common Stock 40000 40000 D Employee Stock Option (Right to Buy) 35.32 2021-02-03 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 33.15 2021-04-26 Common Stock 40000 40000 D Employee Stock Option (Right to Buy) 31.31 2022-06-06 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 32.54 2023-05-16 Common Stock 108510 108510 D Employee Stock Option (Right to Buy) 32.52 2014-06-03 4 A 0 100000 0 A 2024-06-03 Common Stock 100000 100000 D The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99. The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust. 25% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter. The shares are held by the Patrick C.S. Lo 2009 Grantor Retained Annuity Trust. 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter. 25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter. Shares represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 25% of the units will cliff vest on each anniversary of 6/3/2014, the vesting start date, so that all of the units will have vested on 6/3/2018. 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter. /s/ Andrew W. Kim, Attorney in Fact 2014-06-05