0001181431-13-051312.txt : 20131001 0001181431-13-051312.hdr.sgml : 20131001 20131001140456 ACCESSION NUMBER: 0001181431-13-051312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130927 FILED AS OF DATE: 20131001 DATE AS OF CHANGE: 20131001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Andrew Wonki CENTRAL INDEX KEY: 0001447385 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 131126359 MAIL ADDRESS: STREET 1: 892 RUSSET DR. CITY: SUNNYVALE STATE: CA ZIP: 94087 4 1 rrd391626.xml FORM 4 ANDREW W. KIM (10/01/2013) X0306 4 2013-09-27 0 0001122904 NETGEAR, INC NTGR 0001447385 Kim Andrew Wonki C/O NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 SVP, Legal and Corp. Dev. Common Stock 2013-09-27 4 M 0 5166 20.80 A 25209 D Common Stock 2013-09-27 4 M 0 10937 21.10 A 20043 D Common Stock 2013-09-27 4 S 0 16103 32.00 D 9106 D Employee Stock Option (Right to Buy) 21.10 2013-09-27 4 M 0 10937 0 D 2020-02-02 Common Stock 10937 4063 D Employee Stock Option (Right to Buy) 20.80 2013-09-27 4 M 0 5166 0 D 2020-06-13 Common Stock 5166 2834 D Employee Stock Option (Right to Buy) 18.59 2018-06-03 Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 35.32 2021-02-03 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 33.15 2021-04-26 Common Stock 1600 1600 D Employee Stock Option (Right to Buy) 31.31 2022-06-06 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 32.54 2023-05-16 Common Stock 25000 25000 D This option becomes exercisable as to 1/4 of the shares on the first anniversary of the vesting commencement date of March 31, 2008, and 1/48th of the shares become exercisable each month thereafter. 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter. 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exerciseable on 6/6/2013, and 1/48 of the option grant is exerciseable each month thereafter. 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exerciseable each month thereafter. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2013. /s/ Andrew W. Kim 2013-10-01