0001181431-13-004013.txt : 20130118 0001181431-13-004013.hdr.sgml : 20130118 20130118201640 ACCESSION NUMBER: 0001181431-13-004013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130116 FILED AS OF DATE: 20130118 DATE AS OF CHANGE: 20130118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALCON MICHAEL F CENTRAL INDEX KEY: 0001256282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 13538691 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4 1 rrd367282.xml MICHAEL F. FALCON FORM 4 (01/18/2013) X0306 4 2013-01-16 0 0001122904 NETGEAR, INC NTGR 0001256282 FALCON MICHAEL F NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 SVP, WW Ops and Support Common Stock 2013-01-16 4 M 0 313 11.41 A 12951 D Common Stock 2013-01-16 4 M 0 417 21.10 A 13368 D Common Stock 2013-01-16 4 M 0 355 20.80 A 13723 D Common Stock 2013-01-16 4 S 0 1085 38.88 D 12638 D Common Stock 2013-01-16 4 M 0 2125 0 A 14763 D Common Stock 2013-01-16 4 F 0 919 39.82 D 13844 D Employee Stock Option (Right to Buy) 11.41 2013-01-16 4 M 0 313 0 D 2019-01-16 Common Stock 313 0 D Restricted Stock Units 2013-01-16 4 M 0 2125 0 D Common Stock 2125 0 D Employee Stock Option (Right to Buy) 21.10 2013-01-16 4 M 0 417 0 D 2020-02-02 Common Stock 417 5417 D Employee Stock Option (Right to Buy) 20.80 2013-01-16 4 M 0 355 0 D 2020-06-13 Common Stock 355 6375 D Employee Stock Option (Right to Buy) 35.32 2021-02-03 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 33.15 2021-04-26 Common Stock 3400 3400 D Employee Stock Option (Right to Buy) 31.31 2022-06-06 Common Stock 20000 20000 D Converts to common stock on a one for one basis. Not applicable. 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013. 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter. 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2012. Acquired pursuant to the vesting of restricted stock units which convert to common stock on a one for one basis. /s/ Andrew W. Kim, Attorney in Fact 2013-01-18