0001181431-13-004010.txt : 20130118 0001181431-13-004010.hdr.sgml : 20130118 20130118201511 ACCESSION NUMBER: 0001181431-13-004010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130116 FILED AS OF DATE: 20130118 DATE AS OF CHANGE: 20130118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LO PATRICK CS CENTRAL INDEX KEY: 0001257008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 13538687 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4 1 rrd367290.xml FORM 4 PATRICK C.S. LO (01/18/2013) X0306 4 2013-01-16 0 0001122904 NETGEAR, INC NTGR 0001257008 LO PATRICK CS NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 1 1 0 0 Chairman and CEO Common Stock 131778 I See footnote Common Stock 120890 I See footnote Common Stock 31115 I See footnote Common Stock 2013-01-16 4 M 0 5000 0 A 54331 D Common Stock 2013-01-16 4 F 0 1993 39.82 D 52338 D Employee Stock Option (Right to Buy) 22.68 2016-05-23 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 29.23 2017-01-12 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 28.79 2018-01-11 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 11.41 2019-01-16 Common Stock 90000 90000 D Restricted Stock Units 2013-01-16 4 M 0 5000 0 D Common Stock 5000 0 D Employee Stock Option (Right to Buy) 21.10 2020-02-02 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 20.80 2020-06-13 Common Stock 40000 40000 D Employee Stock Option (Right to Buy) 35.32 2021-02-03 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 33.15 2021-04-26 Common Stock 40000 40000 D Employee Stock Option (Right to Buy) 31.31 2022-06-06 Common Stock 100000 100000 D The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99. The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust. 25% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter. Converts to common stock on a one for one basis. Not applicable. 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013. The shares are held by the Patrick C.S. Lo 2009 Grantor Retained Annuity Trust. 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter. 25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter. Acquired pursuant to the vesting of restricted stock units which convert to common stock on a one for one basis. /s/ Andrew W. Kim, Attorney in Fact 2013-01-18