0001181431-12-039573.txt : 20120703
0001181431-12-039573.hdr.sgml : 20120703
20120703203608
ACCESSION NUMBER: 0001181431-12-039573
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120702
FILED AS OF DATE: 20120703
DATE AS OF CHANGE: 20120703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FALCON MICHAEL F
CENTRAL INDEX KEY: 0001256282
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50350
FILM NUMBER: 12946795
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NETGEAR, INC
CENTRAL INDEX KEY: 0001122904
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770419172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4089078000
MAIL ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: NETGEAR INC
DATE OF NAME CHANGE: 20000828
4/A
1
rrd350419.xml
MICHAEL F. FALCON FORM 4 (7/3/2012)
X0306
4/A
2012-07-02
2012-07-03
0
0001122904
NETGEAR, INC
NTGR
0001256282
FALCON MICHAEL F
NETGEAR, INC.
350 E. PLUMERIA DR.
SAN JOSE
CA
95134
0
1
0
0
SVP, WW Ops and Support
Common Stock
2012-07-02
4
M
0
625
11.41
A
13801
D
Common Stock
2012-07-02
4
M
0
833
21.10
A
14634
D
Common Stock
2012-07-02
4
M
0
708
20.80
A
15342
D
Common Stock
2012-07-02
4
S
0
2704
35.00
D
12638
D
Employee Stock Option (Right to Buy)
11.41
2012-07-02
4
M
0
625
0
D
2019-01-16
Common Stock
625
2188
D
Restricted Stock Units
Common Stock
2125
2125
D
Employee Stock Option (Right to Buy)
21.10
2012-07-02
4
M
0
833
0
D
2020-02-02
Common Stock
833
8334
D
Employee Stock Option (Right to Buy)
20.80
2012-07-02
4
M
0
708
0
D
2020-06-13
Common Stock
708
8855
D
Employee Stock Option (Right to Buy)
35.32
2021-02-03
Common Stock
20000
20000
D
Employee Stock Option (Right to Buy)
33.15
2021-04-26
Common Stock
3400
3400
D
Employee Stock Option (Right to Buy)
31.31
2022-06-06
Common Stock
20000
20000
D
Converts to common stock on a one for one basis.
Not applicable.
25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013.
25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2012.
This Amendment corrects the number of shares disposed under the "S" transaction code from 2,166 to 2,704. No shares were disposed under the "F" transaction code.
/s/ Andrew W. Kim, Attorney in Fact
2012-07-03