0001181431-11-056514.txt : 20111116 0001181431-11-056514.hdr.sgml : 20111116 20111116154625 ACCESSION NUMBER: 0001181431-11-056514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111114 FILED AS OF DATE: 20111116 DATE AS OF CHANGE: 20111116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALCON MICHAEL F CENTRAL INDEX KEY: 0001256282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 111210028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4 1 rrd325900.xml MICHAEL F. FALCON FORM 4 (11/16/2011) X0304 4 2011-11-14 0 0001122904 NETGEAR, INC NTGR 0001256282 FALCON MICHAEL F NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 SVP, WW Ops and Support Common Stock 2011-11-14 4 M 0 354 20.80 A 18648 D Common Stock 2011-11-14 4 S 0 354 36.99 D 18294 D Restricted Stock Units Common Stock 2125 2125 D Employee Stock Option (Right to Buy) 28.79 2018-01-11 Common Stock 626 626 D Employee Stock Option (Right to Buy) 11.41 2019-01-16 Common Stock 4688 4688 D Restricted Stock Units Common Stock 4250 4250 D Employee Stock Option (Right to Buy) 21.10 2020-02-02 Common Stock 11251 11251 D Employee Stock Option (Right to Buy) 20.80 2011-11-14 4 M 0 354 0 D 2020-06-13 Common Stock 10980 11334 D Employee Stock Option (Right to Buy) 35.32 2021-02-03 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 33.15 2021-04-26 Common Stock 3400 3400 D Converts to common stock on a one for one basis. Not applicable. 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/11/2008, the vest start date, so that all of the units will have vested on 1/11/2012. 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013. 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter. 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2010. /s/ Andrew W. Kim, Attorney in Fact 2011-11-16