-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SH0gjRQGRtGOCXaLiwiXJ/ZMEFc2VYxvOKirn+WW3VMdgmfjK5FWhOHKWmU90lrt cNDVllcGlFcftyLOAPdbcA== 0001181431-11-004010.txt : 20110118 0001181431-11-004010.hdr.sgml : 20110117 20110118184956 ACCESSION NUMBER: 0001181431-11-004010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110116 FILED AS OF DATE: 20110118 DATE AS OF CHANGE: 20110118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LO PATRICK CS CENTRAL INDEX KEY: 0001257008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 11534234 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4 1 rrd297867.xml FORM 4 PATRICK C.S. LO (1/18/2011) X0303 4 2011-01-16 0 0001122904 NETGEAR, INC NTGR 0001257008 LO PATRICK CS NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 1 1 0 0 Chairman and CEO Common Stock 44183 I See footnote Common Stock 41939 I See footnote Common Stock 197661 I See footnote Common Stock 2011-01-16 4 M 0 5000 0.00 A 46214 D Common Stock 2011-01-16 4 F 0 2335 37.61 D 43879 D Employee Stock Option (Right to Buy) 15.35 2015-03-11 Common Stock 34100 34100 D Employee Stock Option (Right to Buy) 22.68 2016-05-23 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 29.23 2017-01-12 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 28.79 2018-01-11 Common Stock 100000 100000 D Restricted Stock Units Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 11.41 2019-01-16 Common Stock 100000 100000 D Restricted Stock Units 2011-01-16 4 M 0 5000 0 D Common Stock 5000 10000 D Employee Stock Option (Right to Buy) 21.10 2020-02-02 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 20.80 2020-06-13 Common Stock 40000 40000 D The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99. The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust. 25% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter. Converts to common stock on a one for one basis. Not applicable. 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/11/2008, the vest start date, so that all of the units will have vested on 1/11/2012. 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013. The shares are held by the Patrick C.S. Lo 2009 Grantor Retained Annuity Trust. 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter. 100% of this option grant is exercisable on 3/11/05, the grant date. Shares underlying the option are restricted from transfer, with the restriction lapsing with respect to 25% of the shares on each subsequent anniversary of the grant date, so that all underlying shares will be free from transfer restrictions on 3/11/09. 25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates. Acquired pursuant to the vesting of restricted stock units which convert to common stock on a one for one basis. /s/ Andrew W. Kim, Attorney in Fact 2011-01-18 -----END PRIVACY-ENHANCED MESSAGE-----