-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NDi0229UZisGzo3STDqH/72+5027xNtSFnjqIRVhrJwFaTDVsoSToOFseyPDn+GJ jz6rQZdXMJe0L9KRtyVo3g== 0001181431-10-051572.txt : 20101020 0001181431-10-051572.hdr.sgml : 20101020 20101020182041 ACCESSION NUMBER: 0001181431-10-051572 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101018 FILED AS OF DATE: 20101020 DATE AS OF CHANGE: 20101020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALCON MICHAEL F CENTRAL INDEX KEY: 0001256282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 101133619 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4 1 rrd289021.xml FORM 4 MICHAEL F. FALCON (10/20/10) X0303 4 2010-10-18 0 0001122904 NETGEAR, INC NTGR 0001256282 FALCON MICHAEL F NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 SVP, Operations Common Stock 2010-10-18 4 M 0 313 11.41 A 5868 D Common Stock 2010-10-18 4 S 0 313 28.00 D 5555 D Restricted Stock Units Common Stock 1875 1875 D Restricted Stock Units Common Stock 4250 4250 D Employee Stock Option (Right to Buy) 22.68 2016-05-23 Common Stock 4534 4534 D Employee Stock Option (Right to Buy) 29.23 2017-01-12 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 28.79 2018-01-11 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 11.41 2010-10-18 4 M 0 313 0 D 2019-01-16 Common Stock 313 8438 D Restricted Stock Units Common Stock 6375 6375 D Employee Stock Option (Right to Buy) 21.10 2020-02-02 Common Stock 20000 20000 D Employee Stock Option (Right to Buy) 20.80 2020-06-13 Common Stock 17000 17000 D 25% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter. Converts to common stock on a one for one basis. Not applicable. 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/12/2007, the vest start date, so that all of the units will have vested on 1/12/2011. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/11/2008, the vest start date, so that all of the units will have vested on 1/11/2012. 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013. 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter. 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2009. /s/ Andrew W. Kim, Attorney in Fact 2010-10-20 -----END PRIVACY-ENHANCED MESSAGE-----