-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DZ57ZyeYG0TMN1t3t4IMYnqCm14vBv1lB1I1fEhJrO1CRuxhlmz+2wYYe/OFnC2p OfUdNK+oVnogekgxGez6bQ== 0001181431-10-021569.txt : 20100414 0001181431-10-021569.hdr.sgml : 20100414 20100414162921 ACCESSION NUMBER: 0001181431-10-021569 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100301 FILED AS OF DATE: 20100414 DATE AS OF CHANGE: 20100414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LO PATRICK CS CENTRAL INDEX KEY: 0001257008 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 10749730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4/A 1 rrd272783.xml PATRICK LO FORM 4/A (4/14/10) X0303 4/A 2010-03-01 2010-03-03 0 0001122904 NETGEAR, INC NTGR 0001257008 LO PATRICK CS NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 1 1 0 0 Chairman and CEO Common Stock 194775 I See footnote Common Stock 42583 I See footnote Common Stock 46425 I See footnote Common Stock 2010-03-01 4 M 0 18073 4.51 A 51364 D Common Stock 2010-03-01 4 S 0 18073 26.00 D 33291 D Employee Stock Option (Right to Buy) 15.35 2015-03-11 Common Stock 94100 94100 D Employee Stock Option (Right to Buy) 22.68 2016-05-23 Common Stock 100000 100000 D Restricted Stock Units Common Stock 3000 3000 D Employee Stock Option (Right to Buy) 4.51 2010-03-01 4 M 0 18073 0 D 2010-04-03 Common Stock 18073 0 D Employee Stock Option (Right to Buy) 29.23 2017-01-12 Common Stock 100000 100000 D Restricted Stock Units Common Stock 5000 5000 D Employee Stock Option (Right to Buy) 28.79 2018-01-11 Common Stock 100000 100000 D Restricted Stock Units Common Stock 10000 10000 D Employee Stock Option (Right to Buy) 11.41 2019-01-16 Common Stock 100000 100000 D Restricted Stock Units Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 21.10 2020-02-02 Common Stock 100000 100000 D The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99. The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust. 25% of the option grant is exercisable on 4/3/2001, and 1/48 of the option grant is exercisable each month thereafter. 100% of this option grant is exercisable on 3/11/05, the grant date. Shares underlying the option are restricted from transfer, with the restriction lapsing with respect to 25% of the shares on each subsequent anniversary of the grant date, so that all underlying shares will be free from transfer restrictions on 3/11/09. 25% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter. Converts to common stock on a one for one basis. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 5/23/06, the vest start date, so that all of the units will have vested on 5/23/2010. Not applicable. 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/12/2007, the vest start date, so that all of the units will have vested on 1/12/2011. 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/11/2008, the vest start date, so that all of the units will have vested on 1/11/2012. 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013. The shares are held by the Patrick C.S. Lo 2009 Grantor Retained Annuity Trust. 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2009. This Form 4 Amendment is being filed to correct the amount of shares beneficially owned following the reported transaction, from the incorrect prior amount of 91364 to the correct amount of 51364. This Form 4 Amendment is being filed to correct the amount of shares beneficially owned following the reported transaction, from the incorrect prior amount of 73291 to the correct amount of 33291. /s/ Andrew W. Kim, Attorney in Fact 2010-04-14 -----END PRIVACY-ENHANCED MESSAGE-----