-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UcjYpic/oL8rfVf90VxCNJcrCSTEgYyZ6vGDrxwdMg33lZaRljUtePaBb24O8ANK LKViPutKrLcfnensBGb1zQ== 0001181431-09-052927.txt : 20091119 0001181431-09-052927.hdr.sgml : 20091119 20091119182102 ACCESSION NUMBER: 0001181431-09-052927 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091117 FILED AS OF DATE: 20091119 DATE AS OF CHANGE: 20091119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALCON MICHAEL F CENTRAL INDEX KEY: 0001256282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 091196820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4 1 rrd257789.xml MICHAEL FALCON FORM 4 X0303 4 2009-11-17 0 0001122904 NETGEAR, INC NTGR 0001256282 FALCON MICHAEL F NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 SVP, Operations Common Stock 2009-11-17 4 M 0 5000 15.35 A 9247 D Common Stock 2009-11-17 4 S 0 5000 21.50 D 4247 D Restricted Stock Units Common Stock 3750 3750 D Restricted Stock Units Common Stock 6375 6375 D Employee Stock Option (Right to Buy) 16.53 2014-02-09 Common Stock 209 209 D Employee Stock Option (Right to Buy) 15.35 2009-11-17 4 M 0 5000 0 D 2015-03-11 Common Stock 5000 0 D Employee Stock Option (Right to Buy) 22.68 2016-05-23 Common Stock 9378 9378 D Restricted Stock Units Common Stock 2000 2000 D Employee Stock Option (Right to Buy) 29.23 2017-01-12 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 28.79 2018-01-11 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 11.41 2019-01-16 Common Stock 15000 15000 D Restricted Stock Units Common Stock 8500 8500 D This stock option was granted under the NETGEAR, Inc. 2003 Option Plan on February 9, 2004. Such option becomes exercisable at a rate of 1/4th of the option on February 9, 2005 and 1/48th of the shares on each one month anniversary thereafter. 100% of this option grant is exercisable on 3/11/05, the grant date. Shares underlying the option are restricted from transfer, with the restriction lapsing with respect to 25% of the shares on each subsequent anniversary of the grant date, so that all underlying shares will be free from transfer restrictions on 3/11/09. 25% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter. Converts to common stock on a one for one basis. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 5/23/06, the vest start date, so that all of the units will have vested on 5/23/2010. Not applicable. 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/12/2007, the vest start date, so that all of the units will have vested on 1/12/2011. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/11/2008, the vest start date, so that all of the units will have vested on 1/11/2012. 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2009. /s/ Andrew W. Kim, Attorney in Fact 2009-11-19 -----END PRIVACY-ENHANCED MESSAGE-----