-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BlzHTlBRDEPn7f661dYg+1kWGBFAK4ARJPsy7rcjDIKqpfRSuiGh3JdbtPfo/BAf cx+iEdWrhxJ35EtBBIWddw== 0001181431-07-012992.txt : 20070221 0001181431-07-012992.hdr.sgml : 20070221 20070221124036 ACCESSION NUMBER: 0001181431-07-012992 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070221 FILED AS OF DATE: 20070221 DATE AS OF CHANGE: 20070221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 GREAT AMERICAN PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 4500 GREAT AMERICAN PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALCON MICHAEL F CENTRAL INDEX KEY: 0001256282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 07638123 BUSINESS ADDRESS: STREET 1: C/O NETGEAR INC STREET 2: 4500 GREAT AMERICAN PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089078000 4 1 rrd147972.xml FORM 4 X0202 4 2007-02-21 0 0001122904 NETGEAR, INC NTGR 0001256282 FALCON MICHAEL F NETGEAR, INC. 4500 GREAT AMERICA PARKWAY SANTA CLARA CA 95054 0 1 0 0 Sr. Vice President, Operations Common Stock 2007-02-21 4 S 0 1536 28.91 D 5463 D Employee Stock Option (Right to Buy) 6.00 2012-11-04 Common Stock 1488 1488 D Employee Stock Option (Right to Buy) 16.53 2014-02-09 Common Stock 12922 12922 D Employee Stock Option (Right to Buy) 15.35 2015-03-11 Common Stock 15000 15000 D Employee Stock Option (Right to Buy) 22.68 2016-05-23 Common Stock 15000 15000 D Restricted Stock Units Common Stock 4000 4000 D Employee Stock Option (right to buy) 29.23 2007-01-12 Common Stock 15000 15000 D Restricted Stock Units Common Stock 7500 7500 D This stock option was granted under the NETGEAR, Inc. 2000 Option Plan on November 4, 2002. Such option becomes exercisable at a rate of 1/4th of the option on November 4, 2003 and 1/48th of the shares on each one-month anniversary thereafter. This stock option was granted under the NETGEAR, Inc. 2003 Option Plan on February 9, 2004. Such option becomes exercisable at a rate of 1/4th of the option on February 9, 2005 and 1/48th of the shares on each one-month anniversary thereafter. 100% of this option grant is exercisable on 3/11/05, the grant date. Shares underlying the option are restricted from transfer, with the restriction lapsing with respect to 25% of the shares on each subsequent anniversary of the grant date, so that all underlying shares will be free from transfer restrictions on 3/11/09. 25% of the option grant is exercisable on 05/23/2007, and 1/48 of the option grant is exercisable each month thereafter. Converts to common stock on a one-for-one basis. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 5/23/06, the vest start date, so that all of the units will have vested on 5/23/10. Not applicable. 25% of the option grant is exercisable on 1/12/2007, and 1/48 of the option grant is exercisable each month thereafter. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/12/07, the vest start date, so that all of the units will have vested on 1/12/11. /s/ Michael F. Falcon 2007-02-21 -----END PRIVACY-ENHANCED MESSAGE-----