-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RWPFGgbFxmXBETjoI9O+MXJPlAXR0WM/6nVcBvXVO+yie7xXVJOzaPtvkiqhmqua bNiA6fpiC+XWS5z17QnhNw== 0001181431-07-003821.txt : 20070116 0001181431-07-003821.hdr.sgml : 20070115 20070116103038 ACCESSION NUMBER: 0001181431-07-003821 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070112 FILED AS OF DATE: 20070116 DATE AS OF CHANGE: 20070116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LO PATRICK CS CENTRAL INDEX KEY: 0001257008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 07530778 BUSINESS ADDRESS: STREET 1: NETGEAR INC STREET 2: 4500 GREATER AMERICAN PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089078000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 GREAT AMERICAN PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 4500 GREAT AMERICAN PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4 1 rrd142955.xml FORM 4 X0202 4 2007-01-12 0 0001122904 NETGEAR, INC NTGR 0001257008 LO PATRICK CS NETGEAR, INC. 4500 GREAT AMERICA PARKWAY SANTA CLARA CA 95054 1 1 0 0 Chairman and CEO Common Stock 35933 I See footnote Common Stock 197126 I See footnote Common Stock 16236 I See footnote Common Stock 3377 D Employee Stock Option (Right to Buy) 15.35 2015-03-11 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 22.68 2016-05-23 Common Stock 100000 100000 D Restricted Stock Units Common Stock 12000 12000 D Employee Stock Option (right to buy) 4.51 2010-04-03 Common Stock 392612 392612 D Employee Stock Option (right to buy) 29.23 2007-01-12 4 A 0 100000 0 A 2017-01-12 Common Stock 100000 100000 D Restricted Stock Units 2007-01-12 4 A 0 20000 A Common Stock 20000 20000 D The shares are held by the Patrick C.S. Lo Grantor Retained Annuity Trust. The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99. The shares are held by the education trust of Mr. Lo's children, of which Mr. Lo is a co-trustee. 25% of the option grant is exercisable on 4/3/2001, and 1/48 of the option grant is exercisable each month thereafter. 100% of this option grant is exercisable on 3/11/05, the grant date. Shares underlying the option are restricted from transfer, with the restriction lapsing with respect to 25% of the shares on each subsequent anniversary of the grant date, so that all underlying shares will be free from transfer restrictions on 3/11/09. 25% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter. Converts to common stock on an one for one basis. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 5/23/06, the vest start date, so that all of the units will have vested on 5/23/10. Not applicable. 25% of the option grant is exercisable on 1/12/08, and 1/48 of the option grant is exercisable each month thereafter. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/12/07, the vest start date, so that all of the units will have vested on 1/12/11. /s/ Patrick C.S. Lo 2007-01-12 -----END PRIVACY-ENHANCED MESSAGE-----