0001122904-19-000193.txt : 20190726 0001122904-19-000193.hdr.sgml : 20190726 20190726174724 ACCESSION NUMBER: 0001122904-19-000193 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190725 FILED AS OF DATE: 20190726 DATE AS OF CHANGE: 20190726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LO PATRICK CS CENTRAL INDEX KEY: 0001257008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 19978846 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4 1 wf-form4_156417762717467.xml FORM 4 X0306 4 2019-07-25 0 0001122904 NETGEAR, INC NTGR 0001257008 LO PATRICK CS NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 1 1 0 0 Chairman and CEO Common Stock 147668 I See footnote Common Stock 120048 I See footnote Common Stock 2019-07-25 4 M 0 24831 20.98 A 273057 D Common Stock 2019-07-25 4 M 0 9933 19.69 A 282990 D Common Stock 2019-07-25 4 S 0 6622 33.17 D 276368 D Common Stock 2019-07-25 4 S 0 3311 32.80 D 273057 D Common Stock 2019-07-25 4 S 0 16554 33.17 D 256503 D Common Stock 2019-07-25 4 S 0 8277 32.79 D 248226 D Employee Stock Option (Right to Buy) 20.98 2019-07-25 4 M 0 24831 0 D 2021-02-03 Common Stock 24831.0 33728 D Employee Stock Option (Right to Buy) 19.69 2019-07-25 4 M 0 9933 0 D 2021-04-26 Common Stock 9933.0 13490 D Employee Stock Option (Right to Buy) 31.31 2022-06-06 Common Stock 100000.0 100000 D Employee Stock Option (Right to Buy) 32.54 2023-05-16 Common Stock 108510.0 108510 D Employee Stock Option (Right to Buy) 32.52 2024-06-03 Common Stock 100000.0 100000 D Employee Stock Option (Right to Buy) 31.28 2025-06-02 Common Stock 100000.0 100000 D Employee Stock Option (Right to Buy) 39.53 2026-03-24 Common Stock 115000.0 115000 D Employee Stock Option (Right to Buy) 42.7 2027-06-01 Common Stock 115000.0 115000 D Common Stock 70.15 2028-01-25 Common Stock 115000.0 115000 D Common Stock 26.61 2029-07-19 Common Stock 175200.0 175200 D The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust. The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018. The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter. 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. /s/ Andrew W. Kim, Attorney in Fact 2019-07-26