0001122904-19-000047.txt : 20190208
0001122904-19-000047.hdr.sgml : 20190208
20190208141820
ACCESSION NUMBER: 0001122904-19-000047
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190115
FILED AS OF DATE: 20190208
DATE AS OF CHANGE: 20190208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LO PATRICK CS
CENTRAL INDEX KEY: 0001257008
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50350
FILM NUMBER: 19579260
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NETGEAR, INC
CENTRAL INDEX KEY: 0001122904
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770419172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4089078000
MAIL ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: NETGEAR INC
DATE OF NAME CHANGE: 20000828
4/A
1
wf-form4a_154965348604666.xml
FORM 4/A
X0306
4/A
2019-01-15
2019-01-16
0
0001122904
NETGEAR, INC
NTGR
0001257008
LO PATRICK CS
NETGEAR, INC.
350 E. PLUMERIA DR.
SAN JOSE
CA
95134
1
1
0
0
Chairman and CEO
Common Stock
120048
I
See footnote
Common Stock
147668
I
See footnote
Common Stock
2019-01-15
4
M
0
3311
19.69
A
206590
D
Common Stock
2019-01-15
4
M
0
8277
20.98
A
214867
D
Common Stock
2019-01-15
4
S
0
3311
37.25
D
211556
D
Common Stock
2019-01-15
4
S
0
8277
37.26
D
203279
D
Employee Stock Option (Right to Buy)
20.98
2019-01-15
4
M
0
8277
0
D
2021-02-03
Common Stock
8277.0
83390
D
Employee Stock Option (Right to Buy)
19.69
2019-01-15
4
M
0
3311
0
D
2021-04-26
Common Stock
3311.0
33356
D
Employee Stock Option (Right to Buy)
31.31
2022-06-06
Common Stock
100000.0
100000
D
Employee Stock Option (Right to Buy)
32.54
2023-05-16
Common Stock
108510.0
108510
D
Employee Stock Option (Right to Buy)
32.52
2024-06-03
Common Stock
100000.0
100000
D
Employee Stock Option (Right to Buy)
31.28
2025-06-02
Common Stock
100000.0
100000
D
Employee Stock Option (Right to Buy)
39.53
2026-03-24
Common Stock
115000.0
115000
D
Employee Stock Option (Right to Buy)
42.7
2027-06-01
Common Stock
115000.0
115000
D
Common Stock
70.15
2028-01-25
Common Stock
115000.0
115000
D
The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.
The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.
Price adjusted due to post Arlo Techonologies, Inc. spin-off
The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
/s/ Andrew W. Kim, Attorney in Fact
2019-02-08