0001122904-19-000008.txt : 20190103 0001122904-19-000008.hdr.sgml : 20190103 20190103184953 ACCESSION NUMBER: 0001122904-19-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190103 DATE AS OF CHANGE: 20190103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Andrew Wonki CENTRAL INDEX KEY: 0001447385 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 19507710 MAIL ADDRESS: STREET 1: 892 RUSSET DR. CITY: SUNNYVALE STATE: CA ZIP: 94087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4 1 wf-form4_154655937638848.xml FORM 4 X0306 4 2018-12-31 0 0001122904 NETGEAR, INC NTGR 0001447385 Kim Andrew Wonki C/O NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 SVP, Legal and Corp. Dev. Common Stock 2018-12-31 4 A 0 20000 0 A 55397 D Employee Stock Option (Right to Buy) 32.54 2023-05-16 Common Stock 521.0 521 D Employee Stock Option (Right to Buy) 32.52 2024-06-03 Common Stock 7292.0 7292 D Employee Stock Option (Right to Buy) 31.28 2025-06-02 Common Stock 13542.0 13542 D Employee Stock Option (Right to Buy) 39.53 2026-03-24 Common Stock 25000.0 25000 D Employee Stock Option (Right to Buy) 42.7 2027-06-01 Common Stock 25000.0 25000 D Common Stock 70.15 2028-01-25 Common Stock 25000.0 25000 D The vesting of this performance-based RSU was based on the effective date of the 100% spin-off of Arlo Technologies, Inc. from NETGEAR, Inc. (the "Spin"). Because the Spin was completed on December 31, 2018 (prior to the July 31, 2019 performance deadline established at the time of grant), this RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of August 1, 2018, subject to the recipient continuing to be a Service Provider on such dates. 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exerciseable each month thereafter. 25% of the option grant is exercisable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. /s/ Andrew W. Kim 2019-01-03