0001122904-17-000306.txt : 20171005 0001122904-17-000306.hdr.sgml : 20171005 20171005181437 ACCESSION NUMBER: 0001122904-17-000306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171003 FILED AS OF DATE: 20171005 DATE AS OF CHANGE: 20171005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALCON MICHAEL F CENTRAL INDEX KEY: 0001256282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 171125461 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 4 1 wf-form4_150724166347249.xml FORM 4 X0306 4 2017-10-03 0 0001122904 NETGEAR, INC NTGR 0001256282 FALCON MICHAEL F NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 SVP, Operations Common Stock 2017-10-03 4 M 0 521 32.52 A 39107 D Common Stock 2017-10-03 4 M 0 521 31.28 A 39628 D Common Stock 2017-10-03 4 S 0 1042 49.20 D 38586 D Common Stock 2017-10-03 4 M 0 9375 39.53 A 47961 D Common Stock 2017-10-04 4 S 0 9375 50 D 38586 D Common Stock 2017-10-04 4 S 0 4495 50 D 34091 D Employee Stock Option (Right to Buy) 32.52 2017-10-03 4 M 0 521 0 D 2024-06-03 Common Stock 521.0 4167 D Employee Stock Option (Right to Buy) 31.28 2017-10-03 4 M 0 521 0 D 2025-06-02 Common Stock 521.0 16667 D Employee Stock Option (Right to Buy) 39.53 2017-10-04 4 M 0 9375 0 D 2026-03-24 Common Stock 9375.0 15625 D Employee Stock Option (Right to Buy) 42.7 2027-06-01 Common Stock 25000.0 25000 D The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2017 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. /s/ Andrew W. Kim, Attorney in Fact 2017-10-05