0001122904-17-000304.txt : 20171003
0001122904-17-000304.hdr.sgml : 20171003
20171003183909
ACCESSION NUMBER: 0001122904-17-000304
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171002
FILED AS OF DATE: 20171003
DATE AS OF CHANGE: 20171003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LO PATRICK CS
CENTRAL INDEX KEY: 0001257008
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50350
FILM NUMBER: 171119808
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NETGEAR, INC
CENTRAL INDEX KEY: 0001122904
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770419172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4089078000
MAIL ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: NETGEAR INC
DATE OF NAME CHANGE: 20000828
4
1
wf-form4_150707033506493.xml
FORM 4
X0306
4
2017-10-02
0
0001122904
NETGEAR, INC
NTGR
0001257008
LO PATRICK CS
NETGEAR, INC.
350 E. PLUMERIA DR.
SAN JOSE
CA
95134
1
1
0
0
Chairman and CEO
Common Stock
123365
I
See footnote
Common Stock
147668
I
See footnote
Common Stock
2017-10-02
4
M
0
4000
11.41
A
183125
D
Common Stock
2017-10-02
4
S
0
4000
47.63
D
179125
D
Common Stock
2017-10-02
4
M
0
5800
28.79
A
184925
D
Common Stock
2017-10-02
4
S
0
5800
47.65
D
179125
D
Common Stock
2017-10-02
4
M
0
7142
21.10
A
186267
D
Common Stock
2017-10-02
4
S
0
7142
47.64
D
179125
D
Common Stock
2017-10-02
4
M
0
2857
20.80
A
181982
D
Common Stock
2017-10-02
4
S
0
2857
47.58
D
179125
D
Employee Stock Option (Right to Buy)
28.79
2017-10-02
4
M
0
5800
0
D
2018-01-11
Common Stock
5800.0
11600
D
Employee Stock Option (Right to Buy)
11.41
2017-10-02
4
M
0
4000
0
D
2019-01-16
Common Stock
4000.0
50000
D
Employee Stock Option (Right to Buy)
21.1
2017-10-02
4
M
0
7142
0
D
2020-02-02
Common Stock
7142.0
92858
D
Employee Stock Option (Right to Buy)
20.8
2017-10-02
4
M
0
2857
0
D
2020-06-13
Common Stock
2857.0
37143
D
Employee Stock Option (Right to Buy)
35.32
2021-02-03
Common Stock
100000.0
100000
D
Employee Stock Option (Right to Buy)
33.15
2021-04-26
Common Stock
40000.0
40000
D
Employee Stock Option (Right to Buy)
31.31
2022-06-06
Common Stock
100000.0
100000
D
Employee Stock Option (Right to Buy)
32.54
2023-05-16
Common Stock
108510.0
108510
D
Employee Stock Option (Right to Buy)
32.52
2024-06-03
Common Stock
100000.0
100000
D
Employee Stock Option (Right to Buy)
31.28
2025-06-02
Common Stock
100000.0
100000
D
Employee Stock Option (Right to Buy)
39.53
2026-03-24
Common Stock
115000.0
115000
D
Employee Stock Option (Right to Buy)
42.7
2027-06-01
Common Stock
115000.0
115000
D
The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.
The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2016.
The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016
The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2017.
25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
/s/ Andrew W. Kim, Attorney in Fact
2017-10-03