0001122904-17-000231.txt : 20170608 0001122904-17-000231.hdr.sgml : 20170608 20170608182906 ACCESSION NUMBER: 0001122904-17-000231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170607 FILED AS OF DATE: 20170608 DATE AS OF CHANGE: 20170608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALCON MICHAEL F CENTRAL INDEX KEY: 0001256282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 17901154 4 1 wf-form4_149696093043153.xml FORM 4 X0306 4 2017-06-07 0 0001122904 NETGEAR, INC NTGR 0001256282 FALCON MICHAEL F NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 SVP, Operations Common Stock 2017-06-07 4 M 0 521 31.28 A 39765 D Common Stock 2017-06-07 4 S 0 521 45 D 39244 D Common Stock 2017-06-08 4 M 0 521 32.54 A 39765 D Common Stock 2017-06-08 4 M 0 521 32.52 A 40286 D Common Stock 2017-06-08 4 S 0 1042 46 D 39244 D Employee Stock Option (Right to Buy) 32.54 2017-06-08 4 M 0 521 0 D 2023-05-16 Common Stock 521.0 0 D Employee Stock Option (Right to Buy) 32.52 2017-06-08 4 M 0 521 0 D 2024-06-03 Common Stock 521.0 6250 D Employee Stock Option (Right to Buy) 31.28 2017-06-07 4 M 0 521 0 D 2025-06-02 Common Stock 521.0 18750 D Employee Stock Option (Right to Buy) 39.53 2026-03-24 Common Stock 25000.0 25000 D Employee Stock Option (Right to Buy) 42.7 2027-06-01 Common Stock 25000.0 25000 D The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2016 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter. 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. /s/ Andrew W. Kim, Attorney in Fact 2017-06-08