0001122904-17-000077.txt : 20170302 0001122904-17-000077.hdr.sgml : 20170302 20170302171939 ACCESSION NUMBER: 0001122904-17-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LO PATRICK CS CENTRAL INDEX KEY: 0001257008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 17660134 4 1 wf-form4_148849316505218.xml FORM 4 X0306 4 2017-03-01 0 0001122904 NETGEAR, INC NTGR 0001257008 LO PATRICK CS NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 1 1 0 0 Chairman and CEO Common Stock 123365 I See footnote Common Stock 147668 I See footnote Common Stock 2017-03-01 4 M 0 5900 28.79 A 158883 D Common Stock 2017-03-01 4 M 0 4000 11.41 A 162883 D Common Stock 2017-03-01 4 S 0 5900 55.02 D 156983 D Common Stock 2017-03-01 4 S 0 4000 55.03 D 153432 D Employee Stock Option (Right to Buy) 28.79 2017-03-01 4 M 0 5900 0 D 2018-01-11 Common Stock 5900.0 52800 D Employee Stock Option (Right to Buy) 11.41 2017-03-01 4 M 0 4000 0 D 2019-01-16 Common Stock 4000.0 78000 D Employee Stock Option (Right to Buy) 21.1 2020-02-02 Common Stock 100000.0 100000 D Employee Stock Option (Right to Buy) 20.8 2020-06-13 Common Stock 40000.0 40000 D Employee Stock Option (Right to Buy) 35.32 2021-02-03 Common Stock 100000.0 100000 D Employee Stock Option (Right to Buy) 33.15 2021-04-26 Common Stock 40000.0 40000 D Employee Stock Option (Right to Buy) 31.31 2022-06-06 Common Stock 100000.0 100000 D Employee Stock Option (Right to Buy) 32.54 2023-05-16 Common Stock 108510.0 108510 D Employee Stock Option (Right to Buy) 32.52 2024-06-03 Common Stock 100000.0 100000 D Employee Stock Option (Right to Buy) 31.28 2025-06-02 Common Stock 100000.0 100000 D Employee Stock Option (Right to Buy) 39.53 2026-03-24 Common Stock 115000.0 115000 D The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99. The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2016. The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Includes 449 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter. 25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter. 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. /s/ Andrew W. Kim, Attorney in Fact 2017-03-02