0001122904-17-000077.txt : 20170302
0001122904-17-000077.hdr.sgml : 20170302
20170302171939
ACCESSION NUMBER: 0001122904-17-000077
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170302
DATE AS OF CHANGE: 20170302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NETGEAR, INC
CENTRAL INDEX KEY: 0001122904
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770419172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4089078000
MAIL ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: NETGEAR INC
DATE OF NAME CHANGE: 20000828
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LO PATRICK CS
CENTRAL INDEX KEY: 0001257008
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50350
FILM NUMBER: 17660134
4
1
wf-form4_148849316505218.xml
FORM 4
X0306
4
2017-03-01
0
0001122904
NETGEAR, INC
NTGR
0001257008
LO PATRICK CS
NETGEAR, INC.
350 E. PLUMERIA DR.
SAN JOSE
CA
95134
1
1
0
0
Chairman and CEO
Common Stock
123365
I
See footnote
Common Stock
147668
I
See footnote
Common Stock
2017-03-01
4
M
0
5900
28.79
A
158883
D
Common Stock
2017-03-01
4
M
0
4000
11.41
A
162883
D
Common Stock
2017-03-01
4
S
0
5900
55.02
D
156983
D
Common Stock
2017-03-01
4
S
0
4000
55.03
D
153432
D
Employee Stock Option (Right to Buy)
28.79
2017-03-01
4
M
0
5900
0
D
2018-01-11
Common Stock
5900.0
52800
D
Employee Stock Option (Right to Buy)
11.41
2017-03-01
4
M
0
4000
0
D
2019-01-16
Common Stock
4000.0
78000
D
Employee Stock Option (Right to Buy)
21.1
2020-02-02
Common Stock
100000.0
100000
D
Employee Stock Option (Right to Buy)
20.8
2020-06-13
Common Stock
40000.0
40000
D
Employee Stock Option (Right to Buy)
35.32
2021-02-03
Common Stock
100000.0
100000
D
Employee Stock Option (Right to Buy)
33.15
2021-04-26
Common Stock
40000.0
40000
D
Employee Stock Option (Right to Buy)
31.31
2022-06-06
Common Stock
100000.0
100000
D
Employee Stock Option (Right to Buy)
32.54
2023-05-16
Common Stock
108510.0
108510
D
Employee Stock Option (Right to Buy)
32.52
2024-06-03
Common Stock
100000.0
100000
D
Employee Stock Option (Right to Buy)
31.28
2025-06-02
Common Stock
100000.0
100000
D
Employee Stock Option (Right to Buy)
39.53
2026-03-24
Common Stock
115000.0
115000
D
The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.
The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016.
The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2016.
The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Includes 449 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan
25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
/s/ Andrew W. Kim, Attorney in Fact
2017-03-02