0001122904-16-000438.txt : 20161205 0001122904-16-000438.hdr.sgml : 20161205 20161205134232 ACCESSION NUMBER: 0001122904-16-000438 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161201 FILED AS OF DATE: 20161205 DATE AS OF CHANGE: 20161205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LO PATRICK CS CENTRAL INDEX KEY: 0001257008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 162033335 4 1 wf-form4_148096333957626.xml FORM 4 X0306 4 2016-12-01 0 0001122904 NETGEAR, INC NTGR 0001257008 LO PATRICK CS NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 1 1 0 0 Chairman and CEO Common Stock 125177 I See footnote Common Stock 147668 I See footnote Common Stock 2016-12-01 4 M 0 8300 29.23 A 155797 D Common Stock 2016-12-01 4 S 0 8300 53.56 D 147497 D Common Stock 2016-12-01 4 M 0 5900 28.79 A 153397 D Common Stock 2016-12-01 4 S 0 5900 53.57 D 147497 D Employee Stock Option (Right to Buy) 29.23 2016-12-01 4 M 0 8300 0 D 2017-01-12 Common Stock 8300.0 0 D Employee Stock Option (Right to Buy) 28.79 2016-12-01 4 M 0 5900 0 D 2018-01-11 Common Stock 5900.0 70500 D Employee Stock Option (Right to Buy) 11.41 2019-01-16 Common Stock 90000.0 90000 D Employee Stock Option (Right to Buy) 21.1 2020-02-02 Common Stock 100000.0 100000 D Employee Stock Option (Right to Buy) 20.8 2020-06-13 Common Stock 40000.0 40000 D Employee Stock Option (Right to Buy) 35.32 2021-02-03 Common Stock 100000.0 100000 D Employee Stock Option (Right to Buy) 33.15 2021-04-26 Common Stock 40000.0 40000 D Employee Stock Option (Right to Buy) 31.31 2022-06-06 Common Stock 100000.0 100000 D Employee Stock Option (Right to Buy) 32.54 2023-05-16 Common Stock 108510.0 108510 D Employee Stock Option (Right to Buy) 32.52 2024-06-03 Common Stock 100000.0 100000 D Employee Stock Option (Right to Buy) 31.28 2025-06-02 Common Stock 100000.0 100000 D Employee Stock Option (Right to Buy) 39.53 2026-03-24 Common Stock 115000.0 115000 D The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99. The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2015. The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016. 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter. 25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter. 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. /s/ Andrew W. Kim, Attorney in Fact 2016-12-05