0001122904-16-000405.txt : 20161031 0001122904-16-000405.hdr.sgml : 20161031 20161031181711 ACCESSION NUMBER: 0001122904-16-000405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161028 FILED AS OF DATE: 20161031 DATE AS OF CHANGE: 20161031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gorjanc Christine Marie CENTRAL INDEX KEY: 0001345082 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 161962796 MAIL ADDRESS: STREET 1: 4500 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 wf-form4_147795221882254.xml FORM 4 X0306 4 2016-10-28 0 0001122904 NETGEAR, INC NTGR 0001345082 Gorjanc Christine Marie C/O NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 Chief Financial Officer Common Stock 2016-10-28 4 M 0 24697 31.31 A 100101 D Common Stock 2016-10-28 4 M 0 8750 31.28 A 108851 D Common Stock 2016-10-31 4 M 0 303 31.31 A 109154 D Common Stock 2016-10-31 4 M 0 11250 32.52 A 120404 D Common Stock 2016-10-28 4 S 0 24697 50.17 D 95707 D Common Stock 2016-10-28 4 S 0 8750 50.81 D 86957 D Common Stock 2016-10-28 4 S 0 5304 50.81 D 81653 D Common Stock 2016-10-31 4 S 0 303 50.08 D 81350 D Common Stock 2016-10-31 4 S 0 11250 50.07 D 70100 D Employee Stock Option (Right to Buy) 29.23 2017-01-12 Common Stock 0.0 0 D Employee Stock Option (Right to Buy) 28.79 2018-01-11 Common Stock 24000.0 24000 D Employee Stock Option (Right to Buy) 35.32 2021-02-03 Common Stock 25000.0 25000 D Employee Stock Option (Right to Buy) 33.15 2021-04-26 Common Stock 6000.0 6000 D Employee Stock Option (Right to Buy) 31.31 2016-10-28 4 M 0 24697 0 D 2022-06-06 Common Stock 24697.0 303 D Employee Stock Option (Right to Buy) 31.31 2016-10-31 4 M 0 303 0 D 2022-06-06 Common Stock 303.0 0 D Employee Stock Option (Right to Buy) 32.54 2023-05-16 Common Stock 30000.0 30000 D Employee Stock Option (Right to Buy) 32.52 2016-10-31 4 M 0 11250 0 D 2024-06-03 Common Stock 11250.0 18750 D Employee Stock Option (Right to Buy) 31.28 2016-10-28 4 M 0 8750 0 D 2025-06-02 Common Stock 8750.0 21250 D Employee Stock Option (Right to Buy) 39.53 2026-03-24 Common Stock 35000.0 35000 D The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016. The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter. 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. /s/ Andrew W. Kim, Attorney in Fact 2016-10-31