0001122904-16-000405.txt : 20161031
0001122904-16-000405.hdr.sgml : 20161031
20161031181711
ACCESSION NUMBER: 0001122904-16-000405
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161028
FILED AS OF DATE: 20161031
DATE AS OF CHANGE: 20161031
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NETGEAR, INC
CENTRAL INDEX KEY: 0001122904
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770419172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 4089078000
MAIL ADDRESS:
STREET 1: 350 EAST PLUMERIA DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: NETGEAR INC
DATE OF NAME CHANGE: 20000828
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gorjanc Christine Marie
CENTRAL INDEX KEY: 0001345082
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50350
FILM NUMBER: 161962796
MAIL ADDRESS:
STREET 1: 4500 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
wf-form4_147795221882254.xml
FORM 4
X0306
4
2016-10-28
0
0001122904
NETGEAR, INC
NTGR
0001345082
Gorjanc Christine Marie
C/O NETGEAR, INC.
350 E. PLUMERIA DR.
SAN JOSE
CA
95134
0
1
0
0
Chief Financial Officer
Common Stock
2016-10-28
4
M
0
24697
31.31
A
100101
D
Common Stock
2016-10-28
4
M
0
8750
31.28
A
108851
D
Common Stock
2016-10-31
4
M
0
303
31.31
A
109154
D
Common Stock
2016-10-31
4
M
0
11250
32.52
A
120404
D
Common Stock
2016-10-28
4
S
0
24697
50.17
D
95707
D
Common Stock
2016-10-28
4
S
0
8750
50.81
D
86957
D
Common Stock
2016-10-28
4
S
0
5304
50.81
D
81653
D
Common Stock
2016-10-31
4
S
0
303
50.08
D
81350
D
Common Stock
2016-10-31
4
S
0
11250
50.07
D
70100
D
Employee Stock Option (Right to Buy)
29.23
2017-01-12
Common Stock
0.0
0
D
Employee Stock Option (Right to Buy)
28.79
2018-01-11
Common Stock
24000.0
24000
D
Employee Stock Option (Right to Buy)
35.32
2021-02-03
Common Stock
25000.0
25000
D
Employee Stock Option (Right to Buy)
33.15
2021-04-26
Common Stock
6000.0
6000
D
Employee Stock Option (Right to Buy)
31.31
2016-10-28
4
M
0
24697
0
D
2022-06-06
Common Stock
24697.0
303
D
Employee Stock Option (Right to Buy)
31.31
2016-10-31
4
M
0
303
0
D
2022-06-06
Common Stock
303.0
0
D
Employee Stock Option (Right to Buy)
32.54
2023-05-16
Common Stock
30000.0
30000
D
Employee Stock Option (Right to Buy)
32.52
2016-10-31
4
M
0
11250
0
D
2024-06-03
Common Stock
11250.0
18750
D
Employee Stock Option (Right to Buy)
31.28
2016-10-28
4
M
0
8750
0
D
2025-06-02
Common Stock
8750.0
21250
D
Employee Stock Option (Right to Buy)
39.53
2026-03-24
Common Stock
35000.0
35000
D
The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.
The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter
25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
/s/ Andrew W. Kim, Attorney in Fact
2016-10-31