0001122904-16-000374.txt : 20160929 0001122904-16-000374.hdr.sgml : 20160929 20160929181059 ACCESSION NUMBER: 0001122904-16-000374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160929 FILED AS OF DATE: 20160929 DATE AS OF CHANGE: 20160929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Andrew Wonki CENTRAL INDEX KEY: 0001447385 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 161910939 MAIL ADDRESS: STREET 1: 892 RUSSET DR. CITY: SUNNYVALE STATE: CA ZIP: 94087 4 1 wf-form4_147518704666092.xml FORM 4 X0306 4 2016-09-29 0 0001122904 NETGEAR, INC NTGR 0001447385 Kim Andrew Wonki C/O NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 SVP, Legal and Corp. Dev. Common Stock 2016-09-29 4 M 0 1875 31.31 A 21710 D Common Stock 2016-09-29 4 M 0 4688 32.54 A 26398 D Common Stock 2016-09-29 4 M 0 4687 32.52 A 31085 D Common Stock 2016-09-29 4 M 0 7812 31.28 A 38897 D Common Stock 2016-09-29 4 S 0 19062 59.57 D 20500 D Employee Stock Option (Right to Buy) 31.31 2016-09-29 4 M 0 1875 0 D 2022-06-06 Common Stock 1875.0 0 D Employee Stock Option (Right to Buy) 32.54 2016-09-29 4 M 0 4688 0 D 2023-05-16 Common Stock 4688.0 4167 D Employee Stock Option (Right to Buy) 32.52 2016-09-29 4 M 0 4687 0 D 2024-06-03 Common Stock 4687.0 10938 D Employee Stock Option (Right to Buy) 31.28 2016-09-29 4 M 0 7812 0 D 2025-06-02 Common Stock 7812.0 17188 D Employee Stock Option (Right to Buy) 39.53 2026-03-24 Common Stock 25000.0 25000 D The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016. Includes 665 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan 25% of the option grant is exerciseable on 6/6/2013, and 1/48 of the option grant is exerciseable each month thereafter. 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exerciseable each month thereafter. 25% of the option grant is exercisable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. /s/ Andrew W. Kim 2016-09-29