0001122904-16-000276.txt : 20160606 0001122904-16-000276.hdr.sgml : 20160606 20160606190414 ACCESSION NUMBER: 0001122904-16-000276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160603 FILED AS OF DATE: 20160606 DATE AS OF CHANGE: 20160606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALCON MICHAEL F CENTRAL INDEX KEY: 0001256282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 161699702 4 1 wf-form4_146525424176331.xml FORM 4 X0306 4 2016-06-03 0 0001122904 NETGEAR, INC NTGR 0001256282 FALCON MICHAEL F NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 SVP, Operations Common Stock 2016-06-03 4 F 0 658 45.51 D 36263 D Common Stock 2016-06-03 4 M 0 417 31.31 A 36680 D Common Stock 2016-06-03 4 M 0 6250 31.28 A 42930 D Common Stock 2016-06-03 4 S 0 6667 45.79 D 36263 D Employee Stock Option (Right to Buy) 21.1 2020-02-02 Common Stock 0.0 0 D Employee Stock Option (Right to Buy) 20.8 2020-06-13 Common Stock 0.0 0 D Employee Stock Option (Right to Buy) 35.32 2021-02-03 Common Stock 20000.0 20000 D Employee Stock Option (Right to Buy) 33.15 2021-04-26 Common Stock 3400.0 3400 D Employee Stock Option (Right to Buy) 31.31 2016-06-03 4 M 0 417 0 D 2022-06-06 Common Stock 417.0 0 D Employee Stock Option (Right to Buy) 32.54 2023-05-16 Common Stock 18231.0 18231 D Employee Stock Option (Right to Buy) 32.52 2024-06-03 Common Stock 25000.0 25000 D Employee Stock Option (Right to Buy) 31.28 2016-06-03 4 M 0 6250 0 D 2025-06-02 Common Stock 6250.0 18750 D Employee Stock Option (Right to Buy) 39.53 2026-03-24 Common Stock 25000.0 25000 D The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016. 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter. 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter. 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. /s/ Andrew W. Kim, Attorney in Fact 2016-06-06