0001122904-16-000265.txt : 20160606 0001122904-16-000265.hdr.sgml : 20160606 20160606190104 ACCESSION NUMBER: 0001122904-16-000265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160603 FILED AS OF DATE: 20160606 DATE AS OF CHANGE: 20160606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 350 EAST PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Andrew Wonki CENTRAL INDEX KEY: 0001447385 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 161699686 MAIL ADDRESS: STREET 1: 892 RUSSET DR. CITY: SUNNYVALE STATE: CA ZIP: 94087 4 1 wf-form4_146525405173212.xml FORM 4 X0306 4 2016-06-03 0 0001122904 NETGEAR, INC NTGR 0001447385 Kim Andrew Wonki C/O NETGEAR, INC. 350 E. PLUMERIA DR. SAN JOSE CA 95134 0 1 0 0 SVP, Legal and Corp. Dev. Common Stock 2016-06-03 4 F 0 658 45.51 D 23342 D Common Stock 2016-06-03 4 S 0 1092 45.76 D 22250 D Employee Stock Option (Right to Buy) 21.1 2020-02-02 Common Stock 0.0 0 D Employee Stock Option (Right to Buy) 20.8 2020-06-13 Common Stock 0.0 0 D Employee Stock Option (Right to Buy) 18.59 2018-06-03 Common Stock 0.0 0 D Employee Stock Option (Right to Buy) 35.32 2021-02-03 Common Stock 0.0 0 D Employee Stock Option (Right to Buy) 33.15 2021-04-26 Common Stock 0.0 0 D Employee Stock Option (Right to Buy) 31.31 2022-06-06 Common Stock 1875.0 1875 D Employee Stock Option (Right to Buy) 32.54 2023-05-16 Common Stock 8855.0 8855 D Employee Stock Option (Right to Buy) 32.52 2024-06-03 Common Stock 15625.0 15625 D Employee Stock Option (Right to Buy) 31.28 2025-06-02 Common Stock 25000.0 25000 D Employee Stock Option (Right to Buy) 39.53 2026-03-24 Common Stock 25000.0 25000 D The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 30, 2015. The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter. 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates. This option becomes exercisable as to 1/4 of the shares on the first anniversary of the vesting commencement date of March 31, 2008, and 1/48th of the shares become exercisable each month thereafter. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter. 25% of the option grant is exerciseable on 6/6/2013, and 1/48 of the option grant is exerciseable each month thereafter. 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exerciseable each month thereafter. 25% of the option grant is exercisable on 6/3/2015, and 1/48 of the option grant is exercisable each month thereafter. This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. /s/ Andrew W. Kim 2016-06-06