Delaware | 000-50350 | 77-0419172 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification Number) |
350 East Plumeria Drive, San Jose, CA | 95134 | ||
(Address of principal executive offices) | (Zip Code) |
Andrew W. Kim | ||
(408) 907-8000 | ||
(Name and telephone number, including area code, of the person to contact in connection with this report) |
[ | X | ] | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015 |
Exhibit Number | Description | |
1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD |
NETGEAR, INC. | ||
By: | /s/ Andrew W. Kim | |
Andrew W. Kim | ||
Senior Vice President of Corporate Development, | ||
General Counsel and Secretary | ||
Dated: May 27, 2016 |
Exhibit Number | Description | |
1.01 | Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD |
a. | Plastics and software suppliers; |
b. | Packaging suppliers; and |
c. | Suppliers whose materials declarations confirm gold, tantalum, tin and tungsten are not contained in the applicable component. |
A. | Checked the supplier’s attestations provided for incomplete, contradictory, or missing responses; |
B. | Analyzed and scored the supplier’s responses; |
C. | Identified valid smelters against CFSI’s Master Smelter and Refiner List dated February 2016. |
• | Continue to work with suppliers to ensure that they have robust due diligence practices; |
• | Continue to request suppliers to provide accurate, valid, and complete smelter information; |
• | Work with suppliers to fill out CFSI’s Smelter Information Questionnaire (“SIQ”) for their suppliers with any smelters that are not yet identified by the CFSP or equivalent independent third-party audit programs; |
• | Require Tier 1 suppliers to encourage their smelters or refiners not yet identified by the CFSP or equivalent independent third-party audit to undergo smelter audits and verify compliance; |
• | Conduct smelter visit(s). |
• | Ethernet switches, which are multiple port devices used to network computing devices and peripherals via Ethernet wiring; |
• | Wireless controllers and access points, which are devices used to manage and control multiple WiFi base stations on a campus or a facility providing WiFi connections to smart phones, tablets, laptops and other computing devices; |
• | Internet security appliances, which provide Internet access through capabilities such as anti-virus and anti-spam; |
• | Unified storage, which delivers file and block based data into a single shared storage system, meeting the demands of small enterprises, education, hospitality and health markets through an easy-to-use interface for managing multiple storage protocols; |
• | Broadband modems, which are devices that convert the broadband signals into Ethernet data that feeds Internet into homes and offices; |
• | WiFi Gateways, which are WiFi routers with an integrated broadband modem, for broadband Internet access; |
• | WiFi Hotspots, which create mobile WiFi Internet access that utilizes 3G and 4G LTE data networks for use on the go, and at home in place of traditional wired broadband, Internet access; |
• | WiFi routers, which create a local area network (LAN) for home or office computer, mobile and Smart Home devices to connect and share a broadband Internet connection; |
• | WiFi range extenders, which extend the range of an existing WiFi network to eliminate WiFi dead spots; |
• | Powerline adapters and bridges, which extend wired and WiFi Internet connections to any AC outlet using existing electrical wiring; |
• | Remote video security systems, which provide WiFi video and audio monitoring and recordings, accessible by smart phones, tablets or PCs and MACs; |
• | WiFi network adapters, which enable computing devices to be connected to the network via WiFi. |
Metal | Smelter name | Smelter ID |
Gold | Aida Chemical Industries Co., Ltd. | CID000019 |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | CID000035 |
Gold | AngloGold Ashanti Córrego do Sítio Mineração | CID000058 |
Gold | Argor-Heraeus SA | CID000077 |
Gold | Asahi Pretec Corporation | CID000082 |
Gold | Asahi Refining Canada Limited | CID000924 |
Gold | Asahi Refining USA Inc. | CID000920 |
Gold | Asaka Riken Co., Ltd. | CID000090 |
Gold | Aurubis AG | CID000113 |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CID000128 |
Gold | Boliden AB | CID000157 |
Gold | C. Hafner GmbH + Co. KG | CID000176 |
Gold | CCR Refinery - Glencore Canada Corporation | CID000185 |
Gold | Chimet S.p.A. | CID000233 |
Gold | DODUCO GmbH | CID000362 |
Gold | Dowa | CID000401 |
Gold | Eco-System Recycling Co., Ltd. | CID000425 |
Gold | Elemetal Refining, LLC | CID001322 |
Gold | Emirates Gold DMCC | CID002561 |
Gold | Heimerle + Meule GmbH | CID000694 |
Gold | Heraeus Ltd. Hong Kong | CID000707 |
Gold | Heraeus Precious Metals GmbH & Co. KG | CID000711 |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CID000801 |
Gold | Ishifuku Metal Industry Co., Ltd. | CID000807 |
Gold | Istanbul Gold Refinery | CID000814 |
Gold | Japan Mint | CID000823 |
Gold | Jiangxi Copper Company Limited | CID000855 |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | CID000927 |
Gold | JSC Uralelectromed | CID000929 |
Gold | JX Nippon Mining & Metals Co., Ltd. | CID000937 |
Gold | Kazzinc | CID000957 |
Gold | Kennecott Utah Copper LLC | CID000969 |
Gold | Kojima Chemicals Co., Ltd. | CID000981 |
Gold | LS-NIKKO Copper Inc. | CID001078 |
Gold | Materion | CID001113 |
Gold | Matsuda Sangyo Co., Ltd. | CID001119 |
Gold | Metalor Technologies (Hong Kong) Ltd. | CID001149 |
Gold | Metalor Technologies (Singapore) Pte., Ltd. | CID001152 |
Gold | Metalor Technologies SA | CID001153 |
Gold | Metalor USA Refining Corporation | CID001157 |
Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | CID001161 |
Gold | Mitsubishi Materials Corporation | CID001188 |
Gold | Mitsui Mining and Smelting Co., Ltd. | CID001193 |
Gold | MMTC-PAMP India Pvt., Ltd. | CID002509 |
Gold | Moscow Special Alloys Processing Plant | CID001204 |
Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | CID001220 |
Gold | Nihon Material Co., Ltd. | CID001259 |
Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | CID002779 |
Gold | Ohura Precious Metal Industry Co., Ltd. | CID001325 |
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | CID001326 |
Gold | OJSC Novosibirsk Refinery | CID000493 |
Gold | PAMP SA | CID001352 |
Gold | Prioksky Plant of Non-Ferrous Metals | CID001386 |
Gold | PT Aneka Tambang (Persero) Tbk | CID001397 |
Gold | PX Précinox SA | CID001498 |
Gold | Rand Refinery (Pty) Ltd. | CID001512 |
Gold | Republic Metals Corporation | CID002510 |
Gold | Royal Canadian Mint | CID001534 |
Gold | Schone Edelmetaal B.V. | CID001573 |
Gold | SEMPSA Joyería Platería SA | CID001585 |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CID001622 |
Gold | Sichuan Tianze Precious Metals Co., Ltd. | CID001736 |
Gold | Singway Technology Co., Ltd. | CID002516 |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | CID001756 |
Gold | Solar Applied Materials Technology Corp. | CID001761 |
Gold | Sumitomo Metal Mining Co., Ltd. | CID001798 |
Gold | T.C.A S.p.A | CID002580 |
Gold | Tanaka Kikinzoku Kogyo K.K. | CID001875 |
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CID001916 |
Gold | Tokuriki Honten Co., Ltd. | CID001938 |
Gold | Umicore Brasil Ltda. | CID001977 |
Gold | Umicore Precious Metals Thailand | CID002314 |
Gold | Umicore SA Business Unit Precious Metals Refining | CID001980 |
Gold | United Precious Metal Refining, Inc. | CID001993 |
Gold | Valcambi SA | CID002003 |
Gold | Western Australian Mint trading as The Perth Mint | CID002030 |
Gold | YAMAMOTO PRECIOUS METAL CO., LTD. | CID002100 |
Gold | Yokohama Metal Co., Ltd. | CID002129 |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 |
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CID002243 |
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CID000211 |
Tantalum | Conghua Tantalum and Niobium Smeltry | CID000291 |
Tantalum | D Block Metals, LLC | CID002504 |
Tantalum | Duoluoshan | CID000410 |
Tantalum | Exotech Inc. | CID000456 |
Tantalum | F&X Electro-Materials Ltd. | CID000460 |
Tantalum | FIR Metals & Resource Ltd. | CID002505 |
Tantalum | Global Advanced Metals Aizu | CID002558 |
Tantalum | Global Advanced Metals Boyertown | CID002557 |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CID000616 |
Tantalum | H.C. Starck Co., Ltd. | CID002544 |
Tantalum | H.C. Starck GmbH Goslar | CID002545 |
Tantalum | H.C. Starck GmbH Laufenburg | CID002546 |
Tantalum | H.C. Starck Hermsdorf GmbH | CID002547 |
Tantalum | H.C. Starck Inc. | CID002548 |
Tantalum | H.C. Starck Ltd. | CID002549 |
Tantalum | H.C. Starck Smelting GmbH & Co.KG | CID002550 |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 |
Tantalum | Hi-Temp Specialty Metals, Inc. | CID000731 |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CID002512 |
Tantalum | Jiangxi Tuohong New Raw Material | CID002842 |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 |
Tantalum | Jiujiang Tanbre Co., Ltd. | CID000917 |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CID002506 |
Tantalum | KEMET Blue Metals | CID002539 |
Tantalum | KEMET Blue Powder | CID002568 |
Tantalum | King-Tan Tantalum Industry Ltd. | CID000973 |
Tantalum | LSM Brasil S.A. | CID001076 |
Tantalum | Metallurgical Products India Pvt., Ltd. | CID001163 |
Tantalum | Mineração Taboca S.A. | CID001175 |
Tantalum | Mitsui Mining & Smelting | CID001192 |
Tantalum | Molycorp Silmet A.S. | CID001200 |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 |
Tantalum | Plansee SE Liezen | CID002540 |
Tantalum | Plansee SE Reutte | CID002556 |
Tantalum | QuantumClean | CID001508 |
Tantalum | Resind Indústria e Comércio Ltda. | CID002707 |
Tantalum | RFH Tantalum Smeltry Co., Ltd. | CID001522 |
Tantalum | Solikamsk Magnesium Works OAO | CID001769 |
Tantalum | Taki Chemicals | CID001869 |
Tantalum | Telex Metals | CID001891 |
Tantalum | Tranzact, Inc. | CID002571 |
Tantalum | Ulba Metallurgical Plant JSC | CID001969 |
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CID002508 |
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CID002307 |
Tantalum | Zhuzhou Cemented Carbide | CID002232 |
Tin | Alpha | CID000292 |
Tin | China Tin Group Co., Ltd. | CID001070 |
Tin | Cooperativa Metalurgica de Rondônia Ltda. | CID000295 |
Tin | CV Ayi Jaya | CID002570 |
Tin | CV Gita Pesona | CID000306 |
Tin | CV Serumpun Sebalai | CID000313 |
Tin | CV United Smelting | CID000315 |
Tin | CV Venus Inti Perkasa | CID002455 |
Tin | Dowa | CID000402 |
Tin | Elmet S.L.U. (Metallo Group) | CID002774 |
Tin | EM Vinto | CID000438 |
Tin | Fenix Metals | CID000468 |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CID000538 |
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CID000244 |
Tin | Magnu's Minerais Metais e Ligas Ltda. | CID002468 |
Tin | Malaysia Smelting Corporation (MSC) | CID001105 |
Tin | Melt Metais e Ligas S/A | CID002500 |
Tin | Metallic Resources, Inc. | CID001142 |
Tin | Metallo-Chimique N.V. | CID002773 |
Tin | Mineração Taboca S.A. | CID001173 |
Tin | Minsur | CID001182 |
Tin | Mitsubishi Materials Corporation | CID001191 |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 |
Tin | O.M. Manufacturing Philippines, Inc. | CID002517 |
Tin | Operaciones Metalurgical S.A. | CID001337 |
Tin | PT Aries Kencana Sejahtera | CID000309 |
Tin | PT Artha Cipta Langgeng | CID001399 |
Tin | PT ATD Makmur Mandiri Jaya | CID002503 |
Tin | PT Babel Inti Perkasa | CID001402 |
Tin | PT Bangka Prima Tin | CID002776 |
Tin | PT Bangka Tin Industry | CID001419 |
Tin | PT Belitung Industri Sejahtera | CID001421 |
Tin | PT BilliTin Makmur Lestari | CID001424 |
Tin | PT Bukit Timah | CID001428 |
Tin | PT Cipta Persada Mulia | CID002696 |
Tin | PT DS Jaya Abadi | CID001434 |
Tin | PT Eunindo Usaha Mandiri | CID001438 |
Tin | PT Inti Stania Prima | CID002530 |
Tin | PT Justindo | CID000307 |
Tin | PT Mitra Stania Prima | CID001453 |
Tin | PT Panca Mega Persada | CID001457 |
Tin | PT Prima Timah Utama | CID001458 |
Tin | PT REFINED BANGKA TIN | CID001460 |
Tin | PT Sariwiguna Binasentosa | CID001463 |
Tin | PT Stanindo Inti Perkasa | CID001468 |
Tin | PT Sukses Inti Makmur | CID002816 |
Tin | PT Sumber Jaya Indah | CID001471 |
Tin | PT Timah (Persero) Tbk Kundur | CID001477 |
Tin | PT Timah (Persero) Tbk Mentok | CID001482 |
Tin | PT Tinindo Inter Nusa | CID001490 |
Tin | PT Tommy Utama | CID001493 |
Tin | PT Wahana Perkit Jaya | CID002479 |
Tin | Resind Indústria e Comércio Ltda. | CID002706 |
Tin | Rui Da Hung | CID001539 |
Tin | Soft Metais Ltda. | CID001758 |
Tin | Thaisarco | CID001898 |
Tin | VQB Mineral and Trading Group JSC | CID002015 |
Tin | White Solder Metalurgia e Mineração Ltda. | CID002036 |
Tin | Yunnan Tin Group (Holding) Company Limited | CID002180 |
Tungsten | A.L.M.T. TUNGSTEN Corp. | CID000004 |
Tungsten | Asia Tungsten Products Vietnam Ltd. | CID002502 |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CID002513 |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CID000258 |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CID000499 |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CID000875 |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CID002315 |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 |
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CID002536 |
Tungsten | Global Tungsten & Powders Corp. | CID000568 |
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CID000218 |
Tungsten | H.C. Starck GmbH | CID002541 |
Tungsten | H.C. Starck Smelting GmbH & Co.KG | CID002542 |
Tungsten | Hunan Chenzhou Mining Co., Ltd. | CID000766 |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CID002579 |
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CID000769 |
Tungsten | Hydrometallurg, JSC | CID002649 |
Tungsten | Japan New Metals Co., Ltd. | CID000825 |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 |
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CID002535 |
Tungsten | Kennametal Huntsville | CID000105 |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CID002319 |
Tungsten | Niagara Refining LLC | CID002589 |
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | CID002543 |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | CID001889 |
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | CID002011 |
Tungsten | Wolfram Bergbau und Hütten AG | CID002044 |
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 |
Tungsten | Xiamen Tungsten Co., Ltd. | CID002082 |
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CID002095 |
Metal | Smelter name | Smelter ID |
Gold | Advanced Chemical Company | CID000015 |
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | CID000041 |
Gold | Cendres + Métaux SA | CID000189 |
Gold | Daejin Indus Co., Ltd. | CID000328 |
Gold | DSC (Do Sung Corporation) | CID000359 |
Gold | Faggi Enrico S.p.A. | CID002355 |
Gold | Geib Refining Corporation | CID002459 |
Gold | KGHM Polska Miedź Spółka Akcyjna | CID002511 |
Gold | Korea Zinc Co. Ltd. | CID002605 |
Gold | Metalor Technologies (Suzhou) Ltd. | CID001147 |
Gold | Navoi Mining and Metallurgical Combinat | CID001236 |
Gold | Samduck Precious Metals | CID001555 |
Gold | SAXONIA Edelmetalle GmbH | CID002777 |
Gold | Torecom | CID001955 |
Gold | WIELAND Edelmetalle GmbH | CID002778 |
Tantalum | E.S.R. Electronics | CID002590 |
Tin | An Thai Minerals Company Limited | CID002825 |
Tin | An Vinh Joint Stock Mineral Processing Company | CID002703 |
Tin | Chenzhou Yunxiang Mining and Metallurgy Company Limited | CID000228 |
Tin | CV Dua Sekawan | CID002592 |
Tin | CV Tiga Sekawan | CID002593 |
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | CID002572 |
Tin | Gejiu Fengming Metalurgy Chemical Plant | CID002848 |
Tin | Gejiu Kai Meng Industry and Trade LLC | CID000942 |
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CID001908 |
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CID002849 |
Tin | HuiChang Hill Tin Industry Co., Ltd. | CID002844 |
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | CID002573 |
Tin | Phoenix Metal Ltd. | CID002507 |
Tin | PT Karimun Mining | CID001448 |
Tin | PT Kijang Jaya Mandiri | CID002829 |
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | CID002574 |
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CID002158 |
Tungsten | ACL Metais Eireli | CID002833 |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CID002578 |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CID002551 |
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CID002647 |
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CID002318 |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CID002317 |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CID002316 |
Tungsten | Kennametal Fallon | CID000966 |
Tungsten | Moliren Ltd | CID002845 |
Tungsten | Philippine Chuangin Industrial Co., Inc. | CID002827 |
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CID002815 |
Tungsten | Woltech Korea Co., Ltd. | CID002843 |
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CID002830 |