-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OXbjPsf4i2pQKDU+mvkJi/n3ZOxPxgqZILRPVjPRgb7UMUhhH2VieZ8IRIIrK/cN Gu6XXQDxm3DAdetXAaml9Q== 0001005477-06-005302.txt : 20061103 0001005477-06-005302.hdr.sgml : 20061103 20061103163823 ACCESSION NUMBER: 0001005477-06-005302 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061101 FILED AS OF DATE: 20061103 DATE AS OF CHANGE: 20061103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETGEAR, INC CENTRAL INDEX KEY: 0001122904 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770419172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 GREAT AMERICAN PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089078000 MAIL ADDRESS: STREET 1: 4500 GREAT AMERICAN PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: NETGEAR INC DATE OF NAME CHANGE: 20000828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSSMAN GREGORY J CENTRAL INDEX KEY: 0001254661 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 061187358 BUSINESS ADDRESS: BUSINESS PHONE: 2034292200 MAIL ADDRESS: STREET 1: 500 NYALA FARM RD CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001071955 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50350 FILM NUMBER: 061187359 BUSINESS ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2034292200 MAIL ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 FORMER NAME: FORMER CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC/CT/ DATE OF NAME CHANGE: 19981118 4 1 edgar123.xml FORM 4 X0202 4 2006-11-01 0 0001122904 NETGEAR, INC NTGR 0001071955 PEQUOT CAPITAL MANAGEMENT INC 500 NYALA FARM ROAD WESTPORT CT 06880 0 0 0 1 See Footnote 1 0001254661 ROSSMAN GREGORY J 500 NYALA FARM ROAD WESTPORT CT 06880 1 0 0 0 Common Stock 2006-11-01 4 M 0 15000 18.97 A 15000 D Common Stock 2006-11-01 4 M 0 15000 12.75 A 30000 D Common Stock 2006-11-01 4 S 0 30000 26.2039 D 0 D Stock Option (Right-to-buy) 18.97 2006-11-01 4 M 0 15000 D 2015-05-18 Common Stock 15000 0 D Stock Option (Right-to-buy) 12.75 2006-11-01 4 M 0 15000 D 2014-06-16 Common Stock 15000 0 D Gregory J. Rossmann is an employee of Pequot Capital Management, Inc. ("Pequot") and serves on the Board of Directors of the Issuer. Pequot is an investment advisor registered under Section 203 of the Investment Advisors Act of 1940 and disclaims any obligation to file this report. Pequot also disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Pequot is, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of such securities. Gregory J. Rossmann received an option to purchase 15,000 shares of Common Stock of the Issuer (the "2004 Option") as compensation for his service as a director on the Board of Directors of the Issuer on June 14, 2004. The 2004 Option is 100% vested and became exercisable on June 16, 2005 at an exercise price of $12.75. Gregory J. Rossmann received an option to purchase 15,000 shares of Common Stock of the Issuer (the "2005 Option") as compensation for his service as a director on the Board of Directors of the Issuer on May 18, 2005. The 2005 Option is 100% vested and became exercisable on May 23, 2006 at an exercise price of $18.97. Aryeh Davis, GC & COO, Pequot Capital Management, Inc. 2006-11-03 Gregory J. Rossmann, Director (1) 2006-11-03 -----END PRIVACY-ENHANCED MESSAGE-----