0001104659-16-114350.txt : 20160426 0001104659-16-114350.hdr.sgml : 20160426 20160426200944 ACCESSION NUMBER: 0001104659-16-114350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160425 FILED AS OF DATE: 20160426 DATE AS OF CHANGE: 20160426 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resonant Inc CENTRAL INDEX KEY: 0001579910 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 454320930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 CASTILIAN DRIVE STREET 2: SUITE 100 CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: (805) 308-9803 MAIL ADDRESS: STREET 1: 110 CASTILIAN DRIVE STREET 2: SUITE 100 CITY: GOLETA STATE: CA ZIP: 93117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAJOR JOHN E CENTRAL INDEX KEY: 0001122794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36467 FILM NUMBER: 161593111 MAIL ADDRESS: STREET 1: C/O LENNOX INTERNATIONAL INC. STREET 2: 2140 LAKE PARK BOULEVARD CITY: RICHARDSON STATE: TX ZIP: 75080-2254 4 1 a4.xml 4 X0306 4 2016-04-25 0 0001579910 Resonant Inc RESN 0001122794 MAJOR JOHN E C/O RESONANT INC. 110 CASTILIAN DRIVE, SUITE 100 GOLETA CA 93117 1 0 0 0 Common Stock 2016-04-25 4 P 0 33500 2.985 A 57500 D Common Stock Warrants (Right to Buy) 2.86 2016-04-25 4 P 0 33500 2.985 A 2016-10-25 2019-04-25 Common Stock 33500 33500 D The reported securities are included within the units purchased by the reporting person for $2.985 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock. /s/ John Philpott, Attorney-In-Fact 2016-04-26