0001104659-16-114350.txt : 20160426
0001104659-16-114350.hdr.sgml : 20160426
20160426200944
ACCESSION NUMBER: 0001104659-16-114350
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160425
FILED AS OF DATE: 20160426
DATE AS OF CHANGE: 20160426
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Resonant Inc
CENTRAL INDEX KEY: 0001579910
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 454320930
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 CASTILIAN DRIVE
STREET 2: SUITE 100
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: (805) 308-9803
MAIL ADDRESS:
STREET 1: 110 CASTILIAN DRIVE
STREET 2: SUITE 100
CITY: GOLETA
STATE: CA
ZIP: 93117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAJOR JOHN E
CENTRAL INDEX KEY: 0001122794
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36467
FILM NUMBER: 161593111
MAIL ADDRESS:
STREET 1: C/O LENNOX INTERNATIONAL INC.
STREET 2: 2140 LAKE PARK BOULEVARD
CITY: RICHARDSON
STATE: TX
ZIP: 75080-2254
4
1
a4.xml
4
X0306
4
2016-04-25
0
0001579910
Resonant Inc
RESN
0001122794
MAJOR JOHN E
C/O RESONANT INC.
110 CASTILIAN DRIVE, SUITE 100
GOLETA
CA
93117
1
0
0
0
Common Stock
2016-04-25
4
P
0
33500
2.985
A
57500
D
Common Stock Warrants (Right to Buy)
2.86
2016-04-25
4
P
0
33500
2.985
A
2016-10-25
2019-04-25
Common Stock
33500
33500
D
The reported securities are included within the units purchased by the reporting person for $2.985 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
/s/ John Philpott, Attorney-In-Fact
2016-04-26