0001742783-18-000006.txt : 20180607 0001742783-18-000006.hdr.sgml : 20180607 20180607211349 ACCESSION NUMBER: 0001742783-18-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180605 FILED AS OF DATE: 20180607 DATE AS OF CHANGE: 20180607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaVay Matthew CENTRAL INDEX KEY: 0001702209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35140 FILM NUMBER: 18887958 MAIL ADDRESS: STREET 1: C/O ELLIE MAE, INC. STREET 2: 4420 ROSEWOOD DRIVE, 5TH FL CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIE MAE INC CENTRAL INDEX KEY: 0001122388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-227-2082 MAIL ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-06-05 0 0001122388 ELLIE MAE INC ELLI 0001702209 LaVay Matthew C/O ELLIE MAE, INC. 4420 ROSEWOOD DRIVE, SUITE 500 PLEASANTON CA 94588 0 1 0 0 EVP and CFO Common Stock 2018-06-05 4 M 0 6759 15.57 A 23505 D Common Stock 2018-06-05 4 M 0 1991 15.57 A 25496 D Common Stock 2018-06-05 4 M 0 3217 24.39 A 28713 D Common Stock 2018-06-05 4 M 0 947 24.39 A 29660 D Common Stock 2018-06-05 4 M 0 3249 25.3 A 32909 D Common Stock 2018-06-05 4 M 0 957 25.3 A 33866 D Common Stock 2018-06-05 4 M 0 1728 39.73 A 35594 D Common Stock 2018-06-05 4 M 0 509 39.73 A 36103 D Common Stock 2018-06-05 4 M 0 744 61.46 A 36847 D Common Stock 2018-06-05 4 M 0 219 61.46 A 37066 D Common Stock 2018-06-05 4 S 0 6759 107.6577 D 30307 D Common Stock 2018-06-05 4 S 0 3217 107.6577 D 27090 D Common Stock 2018-06-05 4 S 0 3249 107.6577 D 23841 D Common Stock 2018-06-05 4 S 0 1728 107.6577 D 22113 D Common Stock 2018-06-05 4 S 0 744 107.6577 D 21369 D Common Stock 2018-06-05 4 S 0 1991 108.1376 D 19378 D Common Stock 2018-06-05 4 S 0 947 108.1376 D 18431 D Common Stock 2018-06-05 4 S 0 957 108.1376 D 17474 D Common Stock 2018-06-05 4 S 0 509 108.1376 D 16965 D Common Stock 2018-06-05 4 S 0 219 108.1376 D 16746 D Common Stock 2018-06-07 4 S 0 2339 106.9138 D 14407 D Non-Qualified Stock Option (right to buy) 15.57 2018-06-05 4 M 0 6759 D 2022-05-04 Common Stock 6759 1991 D Non-Qualified Stock Option (right to buy) 15.57 2018-06-05 4 M 0 1991 D 2022-05-04 Common Stock 1991 0 D Non-Qualified Stock Option (right to buy) 24.39 2018-06-05 4 M 0 3217 D 2023-05-03 Common Stock 3217 947 D Non-Qualified Stock Option (right to buy) 24.39 2018-06-05 4 M 0 947 D 2023-05-03 Common Stock 947 0 D Non-Qualified Stock Option (right to buy) 25.3 2018-06-05 4 M 0 3249 D 2024-05-06 Common Stock 3249 957 D Non-Qualified Stock Option (right to buy) 25.3 2018-06-05 4 M 0 957 D 2024-05-06 Common Stock 957 0 D Non-Qualified Stock Option (right to buy) 39.73 2018-06-05 4 M 0 1728 D 2024-11-17 Common Stock 1728 829 D Non-Qualified Stock Option (right to buy) 39.73 2018-06-05 4 M 0 509 D 2024-11-17 Common Stock 509 320 D Non-Qualified Stock Option (right to buy) 61.46 2018-06-05 4 M 0 744 D 2025-05-07 Common Stock 744 541 D Non-Qualified Stock Option (right to buy) 61.46 2018-06-05 4 M 0 219 D 2025-05-07 Common Stock 219 322 D The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $106.9800 to $107.9700, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $107.9900 to $108.3400, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $106.6800 to $107.1500, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. 25% of the stock option shares vest on one year anniversary of grant date, 1/48th of the total shares vest monthly thereafter. The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2. By: /s/ LeeAnn Linck, Attorney-In-Fact For: /S/ Matthew LaVay 2018-06-07