0001742783-18-000006.txt : 20180607
0001742783-18-000006.hdr.sgml : 20180607
20180607211349
ACCESSION NUMBER: 0001742783-18-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180605
FILED AS OF DATE: 20180607
DATE AS OF CHANGE: 20180607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LaVay Matthew
CENTRAL INDEX KEY: 0001702209
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35140
FILM NUMBER: 18887958
MAIL ADDRESS:
STREET 1: C/O ELLIE MAE, INC.
STREET 2: 4420 ROSEWOOD DRIVE, 5TH FL
CITY: PLEASANTON
STATE: CA
ZIP: 94588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLIE MAE INC
CENTRAL INDEX KEY: 0001122388
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-227-2082
MAIL ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2018-06-05
0
0001122388
ELLIE MAE INC
ELLI
0001702209
LaVay Matthew
C/O ELLIE MAE, INC.
4420 ROSEWOOD DRIVE, SUITE 500
PLEASANTON
CA
94588
0
1
0
0
EVP and CFO
Common Stock
2018-06-05
4
M
0
6759
15.57
A
23505
D
Common Stock
2018-06-05
4
M
0
1991
15.57
A
25496
D
Common Stock
2018-06-05
4
M
0
3217
24.39
A
28713
D
Common Stock
2018-06-05
4
M
0
947
24.39
A
29660
D
Common Stock
2018-06-05
4
M
0
3249
25.3
A
32909
D
Common Stock
2018-06-05
4
M
0
957
25.3
A
33866
D
Common Stock
2018-06-05
4
M
0
1728
39.73
A
35594
D
Common Stock
2018-06-05
4
M
0
509
39.73
A
36103
D
Common Stock
2018-06-05
4
M
0
744
61.46
A
36847
D
Common Stock
2018-06-05
4
M
0
219
61.46
A
37066
D
Common Stock
2018-06-05
4
S
0
6759
107.6577
D
30307
D
Common Stock
2018-06-05
4
S
0
3217
107.6577
D
27090
D
Common Stock
2018-06-05
4
S
0
3249
107.6577
D
23841
D
Common Stock
2018-06-05
4
S
0
1728
107.6577
D
22113
D
Common Stock
2018-06-05
4
S
0
744
107.6577
D
21369
D
Common Stock
2018-06-05
4
S
0
1991
108.1376
D
19378
D
Common Stock
2018-06-05
4
S
0
947
108.1376
D
18431
D
Common Stock
2018-06-05
4
S
0
957
108.1376
D
17474
D
Common Stock
2018-06-05
4
S
0
509
108.1376
D
16965
D
Common Stock
2018-06-05
4
S
0
219
108.1376
D
16746
D
Common Stock
2018-06-07
4
S
0
2339
106.9138
D
14407
D
Non-Qualified Stock Option (right to buy)
15.57
2018-06-05
4
M
0
6759
D
2022-05-04
Common Stock
6759
1991
D
Non-Qualified Stock Option (right to buy)
15.57
2018-06-05
4
M
0
1991
D
2022-05-04
Common Stock
1991
0
D
Non-Qualified Stock Option (right to buy)
24.39
2018-06-05
4
M
0
3217
D
2023-05-03
Common Stock
3217
947
D
Non-Qualified Stock Option (right to buy)
24.39
2018-06-05
4
M
0
947
D
2023-05-03
Common Stock
947
0
D
Non-Qualified Stock Option (right to buy)
25.3
2018-06-05
4
M
0
3249
D
2024-05-06
Common Stock
3249
957
D
Non-Qualified Stock Option (right to buy)
25.3
2018-06-05
4
M
0
957
D
2024-05-06
Common Stock
957
0
D
Non-Qualified Stock Option (right to buy)
39.73
2018-06-05
4
M
0
1728
D
2024-11-17
Common Stock
1728
829
D
Non-Qualified Stock Option (right to buy)
39.73
2018-06-05
4
M
0
509
D
2024-11-17
Common Stock
509
320
D
Non-Qualified Stock Option (right to buy)
61.46
2018-06-05
4
M
0
744
D
2025-05-07
Common Stock
744
541
D
Non-Qualified Stock Option (right to buy)
61.46
2018-06-05
4
M
0
219
D
2025-05-07
Common Stock
219
322
D
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $106.9800 to $107.9700, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $107.9900 to $108.3400, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $106.6800 to $107.1500, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
25% of the stock option shares vest on one year anniversary of grant date, 1/48th of the total shares vest monthly thereafter.
The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
By: /s/ LeeAnn Linck, Attorney-In-Fact For: /S/ Matthew LaVay
2018-06-07