0001665981-19-000008.txt : 20190403 0001665981-19-000008.hdr.sgml : 20190403 20190403191051 ACCESSION NUMBER: 0001665981-19-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20190403 DATE AS OF CHANGE: 20190403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN BRIAN E. CENTRAL INDEX KEY: 0001665981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35140 FILM NUMBER: 19730693 MAIL ADDRESS: STREET 1: C/O ELLIE MAE, INC. STREET 2: 4420 ROSEWOOD DRIVE, 5TH FL CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIE MAE INC CENTRAL INDEX KEY: 0001122388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-227-2082 MAIL ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-04-01 0 0001122388 ELLIE MAE INC ELLI 0001665981 BROWN BRIAN E. C/O ELLIE MAE, INC. 4420 ROSEWOOD DRIVE, SUITE 500 PLEASANTON CA 94588 0 1 0 0 EVP and General Counsel Common Stock 2019-04-01 4 F 0 657 98.79 D 25057 D Common Stock 2019-04-02 4 S 0 1242 98.78 D 23815 D Represents shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of restricted stock. The amount of shares withheld is based on the closing price of ELLI on April 1, 2019. This number represents shares of Common Stock sold upon vesting of restricted stock units under a 10b5-1 trading plan. By: /s/ LeeAnn Linck, Attorney-In-Fact For: Brian Brown 2019-04-03